| 1 |
Saba Capital Management, L.P. |
4,380,705 |
21,641,000 |
31.14% |
|
|
| 2 |
UBS Group AG |
1,397,653 |
6,904,000 |
9.94% |
|
|
| 3 |
THIRD AVENUE MANAGEMENT LLC |
1,025,669 |
5,067,000 |
7.29% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
864,400 |
4,266,000 |
6.14% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
859,896 |
4,248,000 |
6.11% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
846,576 |
4,182,000 |
6.02% |
|
|
| 7 |
MORGAN STANLEY |
675,215 |
3,335,000 |
4.80% |
|
|
| 8 |
Invesco Ltd. |
534,462 |
2,640,000 |
3.80% |
|
PRN |
| 9 |
Pine River Capital Management L.P. |
445,258 |
2,199,000 |
3.16% |
|
|
| 10 |
GUGGENHEIM CAPITAL LLC |
370,784 |
1,831,000 |
2.64% |
|
|
| 11 |
AQR ARBITRAGE LLC |
343,032 |
1,695,000 |
2.44% |
|
|
| 12 |
Carlson Capital, L.P. |
333,333 |
1,647,000 |
2.37% |
|
|
| 13 |
ENVESTNET ASSET MANAGEMENT INC |
301,572 |
1,490,000 |
2.14% |
|
|
| 14 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
214,435 |
1,059,000 |
1.52% |
|
|
| 15 |
WOLVERINE ASSET MANAGEMENT LLC |
194,718 |
961,000 |
1.38% |
|
|
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
164,017 |
810,000 |
1.17% |
|
|
| 17 |
CITIGROUP INC |
136,600 |
675,000 |
0.97% |
|
|
| 18 |
Investors Capital Advisory Services |
117,279 |
579,000 |
0.83% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
112,748 |
558,000 |
0.80% |
|
|
| 20 |
Shaker Financial Services, LLC |
88,900 |
439,000 |
0.63% |
|
|
| 21 |
CREDIT SUISSE AG/ |
85,500 |
422,000 |
0.61% |
|
|
| 22 |
DOLIVER ADVISORS, LP |
51,616 |
255,000 |
0.37% |
|
|
| 23 |
AMERICAN INTERNATIONAL GROUP, INC. |
51,550 |
254,657 |
0.37% |
|
|
| 24 |
CORNERSTONE ADVISORS INC |
49,725 |
246,000 |
0.35% |
|
|
| 25 |
Maryland Capital Management |
41,900 |
207,000 |
0.30% |
|
|
| 26 |
WEDBUSH SECURITIES INC |
37,608 |
186,000 |
0.27% |
|
|
| 27 |
Capital Investment Advisors, LLC |
36,977 |
183,000 |
0.26% |
|
|
| 28 |
Creative Planning |
32,872 |
162,000 |
0.23% |
|
|
| 29 |
Granite Investment Advisors, LLC |
28,900 |
143,000 |
0.21% |
|
|
| 30 |
ROYAL BANK OF CANADA |
24,934 |
123,000 |
0.18% |
|
|
| 31 |
Horizon Kinetics LLC |
22,200 |
110,000 |
0.16% |
|
|
| 32 |
Gilman Hill Asset Management, LLC |
20,000 |
99,000 |
0.14% |
|
|
| 33 |
LPL Financial LLC |
17,699 |
88,000 |
0.13% |
|
|
| 34 |
Commonwealth Equity Services, Inc |
17,187 |
85,000 |
0.12% |
|
|
| 35 |
Virtu KCG Holdings LLC |
17,229 |
85,000 |
0.12% |
|
|
| 36 |
STEEL GROVE CAPITAL ADVISORS, LLC |
15,403 |
76,000 |
0.11% |
|
|
| 37 |
GOLDMAN SACHS GROUP INC |
15,464 |
76,000 |
0.11% |
|
|
| 38 |
MSI Financial Services Inc |
14,844 |
73,000 |
0.11% |
|
|
| 39 |
PNC FINANCIAL SERVICES GROUP, INC. |
14,135 |
70,000 |
0.10% |
|
|
| 40 |
SII INVESTMENTS INC/WI |
14,174 |
69,000 |
0.10% |
|
|
| 41 |
AMERICAN NATIONAL BANK & TRUST |
14,000 |
69,000 |
0.10% |
|
|
| 42 |
First Allied Advisory Services, Inc. |
10,813 |
53,000 |
0.08% |
|
|
| 43 |
Sandy Spring Bank |
8,000 |
40,000 |
0.06% |
|
|
| 44 |
WFG Advisors, LP |
4,900 |
24,000 |
0.03% |
|
|
| 45 |
Advisors Asset Management, Inc. |
3,819 |
19,000 |
0.03% |
|
|
| 46 |
DEUTSCHE BANK AG\ |
3,400 |
16,000 |
0.02% |
|
|
| 47 |
D.A. DAVIDSON & CO. |
3,000 |
14,000 |
0.02% |
|
|
| 48 |
TCI Wealth Advisors, Inc. |
1,400 |
7,000 |
0.01% |
|
|
| 49 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,018 |
5,000 |
0.01% |
|
|
| 50 |
US FINANCIAL ADVISORS, LLC |
0 |
0 |
0.00% |
|
|
