| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SANOFI | 15,940 | 7,000 | 0.00% | ||
| 2 | TRILOGY METALS INC NEW | 30,384 | 16,000 | 0.00% | ||
| 3 | LADENBURG THALMAN FIN SVCS I | 14,700 | 37,000 | 0.00% | ||
| 4 | HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 | 60,000 | 39,000 | 0.00% | PRN | |
| 5 | COMPANHIA ENERGETICA DE MINA | 14,000 | 46,000 | 0.00% | ||
| 6 | PACIFIC BIOSCIENCES CALIF IN | 12,000 | 62,000 | 0.00% | ||
| 7 | Arena Pharmaceuticals, Inc | 45,000 | 66,000 | 0.00% | ||
| 8 | APOLLO INVT CORP | 10,506 | 69,000 | 0.00% | ||
| 9 | WEBMD HEALTH CORP | 72,000 | 73,000 | 0.00% | PRN | |
| 10 | SANOFI SPOND FUNSPONSORED ADR | 25,000 | 77,000 | 0.00% | ||
| 11 | CELLDEX THERAPEUTICS INC NEW | 26,335 | 95,000 | 0.00% | ||
| 12 | PENN WEST PETE LTD NEW | 64,562 | 110,000 | 0.00% | ||
| 13 | GANNETT CO INC | 14,897 | 125,000 | 0.00% | ||
| 14 | MFS CALIF MUN FD | 11,315 | 131,000 | 0.00% | ||
| 15 | FRONTLINE LTD | 19,800 | 133,000 | 0.00% | ||
| 16 | BLACKROCK MUNIHLDGS NY QLTY | 10,440 | 142,000 | 0.00% | ||
| 17 | FLAHERTY & CRUMRINE PFD INC | 12,290 | 146,000 | 0.00% | ||
| 18 | PUTNAM PREMIER INCOME TR | 28,491 | 150,000 | 0.00% | ||
| 19 | EATON VANCE MUN BD FD | 12,263 | 154,000 | 0.00% | ||
| 20 | LSB INDS INC COM | 16,404 | 154,000 | 0.00% | ||
| 21 | PUTNAM MUN OPPORTUNITIES TR | 14,197 | 171,000 | 0.01% | ||
| 22 | EATON VANCE NY MUNI INCOME T | 14,706 | 189,000 | 0.01% | ||
| 23 | DUFF PHELPS UTIL CORP BD T | 20,700 | 191,000 | 0.01% | ||
| 24 | BLACKSTONE MTG TR INC | 6,500 | 201,000 | 0.01% | ||
| 25 | L3 TECHNOLOGIES INC | 1,226 | 203,000 | 0.01% | ||
| 26 | PIMCO MUN INCOME FD II | 16,200 | 204,000 | 0.01% | ||
| 27 | BLACKROCK MUNI N Y INTER DUR | 15,053 | 207,000 | 0.01% | ||
| 28 | AQUABOUNTY TECHNOLOGIES INC | 18,769 | 208,000 | 0.01% | ||
| 29 | ARES CAPITAL CORP | 11,985 | 208,000 | 0.01% | ||
| 30 | WESTERN ASSET HIGH INCOME OP | 41,557 | 209,000 | 0.01% | ||
| 31 | LOCKHEED MARTIN CORP | 784 | 210,000 | 0.01% | ||
| 32 | VANECK VECTORS GAMING ETF | 5,574 | 210,000 | 0.01% | ||
| 33 | NORTHROP GRUMMAN CORP | 884 | 210,000 | 0.01% | ||
| 34 | EATON VANCE SR INCOME TR | 31,166 | 211,000 | 0.01% | ||
| 35 | INVESCO QUALITY MUN INCOME T | 16,970 | 211,000 | 0.01% | ||
| 36 | NUVEEN SELECT MAT MUN FD | 21,500 | 213,000 | 0.01% | ||
| 37 | CVS HEALTH CORP | 2,767 | 217,000 | 0.01% | ||
| 38 | VENTAS INC | 3,415 | 222,000 | 0.01% | ||
| 39 | PENN VA CORP NEW | 5,041 | 228,000 | 0.01% | ||
| 40 | PIMCO CORPORATE INCM STRG | 14,547 | 232,000 | 0.01% | ||
| 41 | MARATHON PETE CORP | 4,644 | 235,000 | 0.01% | ||
| 42 | SPDR S&P MIDCAP 400 ETF TR | 768 | 240,000 | 0.01% | ||
| 43 | CVR REFNG LP | 25,481 | 241,000 | 0.01% | ||
| 44 | GENERAL MLS INC | 4,079 | 241,000 | 0.01% | ||
| 45 | ANADARKO PETE CORP | 3,932 | 244,000 | 0.01% | ||
| 46 | EATON VANCE FLTING RATE INC | 16,200 | 245,000 | 0.01% | ||
| 47 | AFLAC INC | 3,446 | 250,000 | 0.01% | ||
| 48 | BLACKROCK MUNIC INCM INVST T | 17,419 | 256,000 | 0.01% | ||
| 49 | GORMAN RUPP CO | 8,272 | 260,000 | 0.01% | ||
| 50 | STRYKER CORP | 2,000 | 263,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001519418-17-000010, filed 2017.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
