| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 781,108 | 10,639,000 | 31.44% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 446,086 | 6,076,000 | 17.96% | ||
| 3 | Fiera Capital Corp | 278,844 | 3,798,000 | 11.22% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 167,948 | 2,287,000 | 6.76% | ||
| 5 | WELLS FARGO & COMPANY/MN | 160,396 | 2,184,000 | 6.45% | ||
| 6 | Invesco Ltd. | 155,235 | 2,114,000 | 6.25% | ||
| 7 | ROYAL BANK OF CANADA | 130,352 | 1,775,000 | 5.25% | ||
| 8 | UBS Group AG | 105,471 | 1,437,000 | 4.25% | ||
| 9 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 41,785 | 569,000 | 1.68% | ||
| 10 | LPL Financial LLC | 26,035 | 354,000 | 1.05% | ||
| 11 | SHUFRO ROSE & CO LLC | 24,500 | 334,000 | 0.99% | ||
| 12 | B. Riley Wealth Advisors, Inc. | 22,589 | 308,000 | 0.91% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 22,056 | 300,000 | 0.89% | ||
| 14 | Private Advisor Group, LLC | 21,100 | 287,000 | 0.85% | ||
| 15 | SIT INVESTMENT ASSOCIATES INC | 17,000 | 232,000 | 0.69% | ||
| 16 | CITIGROUP INC | 14,939 | 203,000 | 0.60% | ||
| 17 | CREDIT SUISSE AG/ | 14,000 | 191,000 | 0.56% | ||
| 18 | AMERIPRISE FINANCIAL INC | 12,700 | 173,000 | 0.51% | ||
| 19 | Horizon Kinetics LLC | 10,440 | 142,000 | 0.42% | ||
| 20 | MACKAY SHIELDS LLC | 10,000 | 136,000 | 0.40% | ||
| 21 | Edge Wealth Management LLC | 9,741 | 132,000 | 0.39% | ||
| 22 | Financial Architects, Inc | 4,000 | 54,000 | 0.16% | ||
| 23 | Community Bank, N.A. | 3,849 | 52,000 | 0.15% | ||
| 24 | ADVISOR GROUP, INC. | 2,000 | 27,000 | 0.08% | ||
| 25 | FIRST MANHATTAN CO. LLC. | 1,350 | 18,000 | 0.05% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 975 | 13,000 | 0.04% | ||
| 27 | NORTHERN TRUST CORP | 14,172 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
