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Institutional Investment Manager
Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) (CIK: 0001533421) incorporated in New York, located at 120 Broadway, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 3,771 holdings with a total value of $1,006,656,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 DBX ETF TR 1 0 0.00%
102 BONANZA CREEK ENERGY INC 75 0 0.00%
103 FIRST TRUST 1 0 0.00%
104 LivaNova PLC 1 0 0.00%
105 NORDSTROM INC 0 0 0.00%
106 PIMCO CA Municipal Income II 38 0 0.00%
107 REGENERON PHARMACEUTICALS 1 0 0.00%
108 U S SILICA HLDGS INC 8 0 0.00%
109 HEAT BIOLOGICS INC 29 0 0.00%
110 COLUMBUS MCKINNON CORP N Y COM 16 0 0.00%
111 EXCHANGE TRADED CONCEPTS TR 1 0 0.00%
112 WHITESTONE REIT 1 0 0.00%
113 Guggenheim S&P Smallcap 600 Equal Weight ETF 9 0 0.00%
114 WESTERN ASSET MUN HI INCM FD 53 0 0.00%
115 BRAINSTORM CELL THERAPEUTICS 3 0 0.00%
116 SPDR SER TR 5 0 0.00%
117 MOHAWK INDS 1 0 0.00%
118 HARTFORD FINL SVCS GROUP INC WT EXP 062619 3 0 0.00%
119 UTSTARCOM HOLDINGS CORP SHS NEW 104 0 0.00%
120 GAMING PARTNERS INTL CORP 15 0 0.00%
121 INDEXIQ ETF TR 1 0 0.00%
122 CALUMET SPECIALTY PRODS PTNR 75 0 0.00%
123 SWEDISH EXPT CR CORP ELEMENT USETN22 3 0 0.00%
124 PAYMENT DATA SYS INC 200 0 0.00%
125 FIFTH STR SR FLOATNG RATE CO 42 0 0.00%
126 THESTREET INC 0 0 0.00%
127 PACIFIC COAST OIL TR 261 0 0.00%
128 WSI INDS INC 55 0 0.00%
129 WAYSIDE TECHNOLOGY GROUP INC 14 0 0.00%
130 COPSYNC INC 631 0 0.00%
131 GASLOG LTD 6 0 0.00%
132 MARATHON PATENT GROUP INCORPORATED COM NEW 131 0 0.00%
133 GORMAN RUPP CO 12 0 0.00%
134 Delta Technology Holdings Ltd 300 0 0.00%
135 FIRST TR MULTI CP VAL ALPHA 1 0 0.00%
136 ECO STIM ENERGY SOLUTIONS IN 92 0 0.00%
137 IAO KUN GROUP HLDG CO LTD 600 0 0.00%
138 MARRONE BIO INNOVATIONS INC 35 0 0.00%
139 CGG SPON ADR NEW 7 0 0.00%
140 ISHARES TR 0 0 0.00%
141 FLAHERTY CRUMRINE TOTAL RE 4 0 0.00%
142 AMPCO-PITTSBURGH CORP 13 0 0.00%
143 ETF SER SOLUTIONS 1 0 0.00%
144 ARROWHEAD PHARMACEUTICALS IN 6 0 0.00%
145 POWERSHARES DEVELOPED 1 0 0.00%
146 OSIRIS THERAPEUTICS INC NEW COM 0 0 0.00%
147 NEW IRELAND FD INC 20 0 0.00%
148 VERINT SYS INC 6 0 0.00%
149 FIRST CMNTY BANKSHARES INC V 15 0 0.00%
150 FQF TR 1 0 0.00%
Page 3 of 76

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001533421-16-000013, filed 2016.11.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.