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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 30 Institutional holders with a total value of $58,682,901.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 128,947 10,566,000 18.01%
2 UBS Group AG 124,993 10,245,000 17.46%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 120,173 9,851,000 16.79%
4 ENVESTNET ASSET MANAGEMENT INC 111,207 9,115,000 15.53%
5 LPL Financial LLC 44,092 3,553,000 6.05%
6 RAYMOND JAMES & ASSOCIATES 37,424 3,067,000 5.23%
7 MORGAN STANLEY 24,976 2,047,000 3.49%
8 Sigma Planning Corp 20,604 1,689,000 2.88%
9 Capital Analysts, LLC 14,871 1,218,901 2.08%
10 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 14,324 1,174,000 2.00%
11 Raymond James Financial Services Advisors, Inc. 12,760 1,046,000 1.78%
12 BANK OF AMERICA CORP /DE/ 11,149 913,000 1.56%
13 ROYAL BANK OF CANADA 9,469 776,000 1.32%
14 MSI Financial Services Inc 8,759 718,000 1.22%
15 VALLEY NATIONAL ADVISERS INC 7,819 641,000 1.09%
16 Commonwealth Equity Services, Inc 4,475 367,000 0.63%
17 ADVISOR GROUP, INC. 3,769 309,000 0.53%
18 Cetera Advisors LLC 3,689 302,000 0.51%
19 COURIER CAPITAL LLC 3,657 300,000 0.51%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,626 297,000 0.51%
21 First Heartland Consultants, Inc. 2,777 228,000 0.39%
22 JPMORGAN CHASE & CO 887 73,000 0.12%
23 PNC FINANCIAL SERVICES GROUP, INC. 728 60,000 0.10%
24 WELLS FARGO & COMPANY/MN 666 55,000 0.09%
25 IFP ADVISORS, INC 463 38,000 0.06%
26 Orion Porfolio Solutions, LLC 293 24,000 0.04%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 124 10,000 0.02%
28 Tower Research Capital LLC (TRC) 5 0 0.00%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.