| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SPHERE 3D CORP NEW | 12,142 | 2,000 | 0.00% | ||
| 2 | PALATIN TECHNOLOGIES INC COM | 16,155 | 5,000 | 0.00% | ||
| 3 | INTERNATIONAL TOWER HILL MIN | 13,075 | 7,000 | 0.00% | ||
| 4 | WEB COM GROUP INC | 15,000 | 15,000 | 0.00% | PRN | |
| 5 | CORINDUS VASCULAR ROBOTICS INCORPORATED | 13,000 | 17,000 | 0.00% | ||
| 6 | SEADRILL LIMITED | 11,459 | 18,000 | 0.00% | ||
| 7 | GLOBALSTAR INC | 12,130 | 19,000 | 0.00% | ||
| 8 | PROSPECT CAPITAL CORPORATION | 22,000 | 22,000 | 0.00% | PRN | |
| 9 | PDL BIOPHARMA INC | 11,000 | 25,000 | 0.00% | ||
| 10 | DRYSHIPS INC | 15,943 | 27,000 | 0.00% | ||
| 11 | SENSEONICS HOLDINGS INC | 15,200 | 27,000 | 0.00% | ||
| 12 | CHESAPEAKE GRANITE WASH TR COM | 10,000 | 27,000 | 0.00% | ||
| 13 | GLOWPOINT INC | 94,020 | 28,000 | 0.00% | ||
| 14 | SANDRIDGE PERMIAN TR | 11,798 | 34,000 | 0.00% | ||
| 15 | PENN WEST PETE LTD NEW | 19,437 | 35,000 | 0.00% | ||
| 16 | AMARIN CORP PLC | 11,700 | 37,000 | 0.00% | ||
| 17 | OVERSEAS SHIPHOLDING GROUP I | 10,000 | 39,000 | 0.00% | ||
| 18 | GOLD FIELDS LTD NEW | 12,500 | 44,000 | 0.00% | ||
| 19 | FRONTIER COMMUNICATIONS CORP | 23,322 | 45,000 | 0.00% | ||
| 20 | LEGACY RESVS LP | 20,000 | 46,000 | 0.00% | ||
| 21 | ORGANOVO HLDGS INC | 16,202 | 51,000 | 0.00% | ||
| 22 | STARWOOD PPTY TR INC SR CV NT 3.75 17 | 50,000 | 51,000 | 0.00% | PRN | |
| 23 | TETRA TECHNOLOGIES INC DEL COM | 15,100 | 61,000 | 0.00% | ||
| 24 | FIFTH STREET FINANCE CORP | 13,270 | 62,000 | 0.00% | ||
| 25 | TCW STRATEGIC INCOME FD INC | 11,250 | 62,000 | 0.00% | ||
| 26 | FERRELLGAS PARTNERS L.P. UNIT LTD PART | 10,316 | 62,000 | 0.00% | ||
| 27 | SIRIUS XM HOLDINGS INC | 13,255 | 69,000 | 0.00% | ||
| 28 | KOPIN CORP | 19,000 | 77,000 | 0.01% | ||
| 29 | EVOLVING SYSTEMS | 16,000 | 79,000 | 0.01% | ||
| 30 | ANWORTH MTG ASSET CORP | 14,620 | 81,000 | 0.01% | ||
| 31 | VOYA GLBL EQTY DIV & PREM OP | 10,906 | 81,000 | 0.01% | ||
| 32 | PROSPECT CAPITAL CORPORATION | 82,000 | 84,000 | 0.01% | PRN | |
| 33 | EATON VANCE SR INCOME TR | 14,500 | 98,000 | 0.01% | ||
| 34 | ABERDEEN ASIA PACIFIC INCOM | 20,810 | 103,000 | 0.01% | ||
| 35 | NOBLE CORP PLC | 17,308 | 106,000 | 0.01% | ||
| 36 | TRANSALTA CORP | 19,002 | 111,000 | 0.01% | ||
| 37 | Jones Energy Inc | 43,361 | 111,000 | 0.01% | ||
| 38 | PIMCO INCOME STRATEGY FD | 10,293 | 115,000 | 0.01% | ||
| 39 | PENNEY J C | 19,246 | 118,000 | 0.01% | ||
| 40 | NUVEEN FLOATING RATE INCOME | 11,284 | 129,000 | 0.01% | ||
| 41 | MACQUARIE FIRST TR GLOBAL | 10,280 | 130,000 | 0.01% | ||
| 42 | THL CR INC | 13,910 | 139,000 | 0.01% | ||
| 43 | EATON VANCE MUNI INCOME TRUS | 11,176 | 143,000 | 0.01% | ||
| 44 | BLACKROCK CR ALLOCATION INCO | 10,949 | 144,000 | 0.01% | ||
| 45 | FLAHERTY & CRUMRINE PFD INC | 12,585 | 151,000 | 0.01% | ||
| 46 | PIMCO HIGH INCOME FD | 17,407 | 151,000 | 0.01% | ||
| 47 | ALLIANCEBERNSTEIN GLOBAL HIG | 12,140 | 153,000 | 0.01% | ||
| 48 | FIRST TR EXCHANGE TRADED FD | 12,243 | 154,000 | 0.01% | ||
| 49 | UNITED STATES NATL GAS FUND | 20,150 | 154,000 | 0.01% | ||
| 50 | STMICROELECTRONICS N V | 10,111 | 155,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-001358, filed 2017.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
