| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 46,188,000 | 47,485,000 | 29.54% | PRN | |
| 2 | TD ASSET MANAGEMENT INC | 28,003,000 | 28,843,000 | 17.94% | ||
| 3 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 20,016,000 | 20,516,000 | 12.76% | ||
| 4 | Lombard Odier Asset Management (Europe) Ltd | 16,780,000 | 17,260,000 | 10.74% | PRN | |
| 5 | VICTORY CAPITAL MANAGEMENT INC | 11,214,000 | 11,494,000 | 7.15% | PRN | |
| 6 | INCOME RESEARCH & MANAGEMENT | 10,791,000 | 11,061,000 | 6.88% | PRN | |
| 7 | THRIVENT FINANCIAL FOR LUTHERANS | 4,000,000 | 4,100,000 | 2.55% | ||
| 8 | HighTower Advisors, LLC | 3,841,000 | 3,935,000 | 2.45% | PRN | |
| 9 | CREDIT AGRICOLE S A | 3,191,000 | 3,271,000 | 2.03% | PRN | |
| 10 | CQS Cayman LP | 3,000,000 | 3,118,000 | 1.94% | PRN | |
| 11 | WEDBUSH SECURITIES INC | 25,000 | 2,563,000 | 1.59% | ||
| 12 | MORGAN STANLEY | 1,644,000 | 1,685,000 | 1.05% | PRN | |
| 13 | AMERICAN FINANCIAL GROUP INC | 1,000,000 | 1,023,000 | 0.64% | PRN | |
| 14 | GOLDMAN SACHS GROUP INC | 721,000 | 739,000 | 0.46% | PRN | |
| 15 | KEYBANK NATIONAL ASSOCIATION/OH | 677,000 | 694,000 | 0.43% | ||
| 16 | BARCLAYS PLC | 459,000 | 470,000 | 0.29% | PRN | |
| 17 | Calamos Advisors LLC | 345,000 | 355,000 | 0.22% | PRN | |
| 18 | LPL Financial LLC | 275,000 | 282,000 | 0.18% | PRN | |
| 19 | ROYAL BANK OF CANADA | 271,000 | 279,000 | 0.17% | PRN | |
| 20 | STIFEL FINANCIAL CORP | 275,550 | 275,000 | 0.17% | PRN | |
| 21 | WELLS FARGO & COMPANY/MN | 225,000 | 231,000 | 0.14% | PRN | |
| 22 | Lombard Odier Asset Management (Switzerland) SA | 200,000 | 206,000 | 0.13% | PRN | |
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 184,000 | 189,000 | 0.12% | ||
| 24 | Commonwealth Equity Services, Inc | 158,000 | 162,000 | 0.10% | ||
| 25 | Cetera Advisors LLC | 82,000 | 84,000 | 0.05% | PRN | |
| 26 | INVESTMENT CENTERS OF AMERICA INC | 80,000 | 82,000 | 0.05% | PRN | |
| 27 | Sigma Planning Corp | 70,000 | 72,000 | 0.04% | ||
| 28 | D.A. DAVIDSON & CO. | 62,000 | 63,000 | 0.04% | ||
| 29 | SII INVESTMENTS INC/WI | 45,000 | 46,000 | 0.03% | PRN | |
| 30 | Creative Planning | 40,000 | 41,000 | 0.03% | PRN | |
| 31 | BANK OF AMERICA CORP /DE/ | 40,000 | 41,000 | 0.03% | PRN | |
| 32 | TDAM USA INC. | 38,000 | 39,000 | 0.02% | ||
| 33 | IFC Holdings Incorporated/FL | 25,000 | 26,000 | 0.02% | PRN | |
| 34 | US BANCORP \DE\ | 20,000 | 21,000 | 0.01% | PRN | |
| 35 | CREATIVE FINANCIAL DESIGNS INC /ADV | 7,000 | 7,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
