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PIMCO INCOME STRATEGY FD
PIMCO INCOME STRATEGY FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 44 Institutional holders with a total value of $43,602,811.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 934,527 10,430,000 23.92%
2 Horizon Kinetics LLC 369,301 4,122,000 9.45%
3 LPL Financial LLC 286,277 3,212,000 7.37%
4 Creative Planning 232,533 2,595,000 5.95%
5 Invesco Ltd. 229,962 2,566,000 5.88%
6 SIT INVESTMENT ASSOCIATES INC 204,951 2,287,000 5.25%
7 Nuveen Asset Management, LLC 165,500 1,847,000 4.24%
8 ARMOR INVESTMENT ADVISORS, LLC 141,686 1,581,000 3.63%
9 MORGAN STANLEY 129,771 1,449,000 3.32%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 118,600 1,322,000 3.03%
11 GUGGENHEIM CAPITAL LLC 105,216 1,174,000 2.69%
12 NATIONAL PLANNING CORP 89,918 1,013,000 2.32%
13 BB&T SECURITIES, LLC 78,478 875,000 2.01%
14 FIRST FOUNDATION ADVISORS 74,721 834,000 1.91%
15 SONORA INVESTMENT MANAGEMENT, LLC 65,216 727,811 1.67%
16 Commonwealth Equity Services, Inc 64,700 722,000 1.66%
17 RAYMOND JAMES & ASSOCIATES 62,813 701,000 1.61%
18 SUNTRUST BANKS INC 57,213 638,000 1.46%
19 ROBINSON CAPITAL MANAGEMENT, LLC 52,500 586,000 1.34%
20 UBS Group AG 52,469 585,000 1.34%
21 ADVISOR GROUP, INC. 49,940 557,000 1.28%
22 BANK OF AMERICA CORP /DE/ 49,230 550,000 1.26%
23 WELLS FARGO & COMPANY/MN 49,242 549,000 1.26%
24 SHUFRO ROSE & CO LLC 41,900 468,000 1.07%
25 TELEMUS CAPITAL, LLC 36,000 402,000 0.92%
26 CIBC Private Wealth Group LLC 31,909 356,000 0.82%
27 Cambridge Investment Research Advisors, Inc. 26,594 297,000 0.68%
28 LIDO ADVISORS, LLC 15,000 177,000 0.41%
29 INVESTMENT CENTERS OF AMERICA INC 15,702 175,000 0.40%
30 Raymond James Financial Services Advisors, Inc. 12,027 134,000 0.31%
31 BLB&B Advisors, LLC 11,144 124,000 0.28%
32 TWO SIGMA SECURITIES, LLC 10,942 122,000 0.28%
33 Cetera Advisors LLC 10,293 115,000 0.26%
34 IFP ADVISORS, INC 8,550 95,000 0.22%
35 PNC FINANCIAL SERVICES GROUP, INC. 5,200 58,000 0.13%
36 CUTLER GROUP LLC / CA 3,600 40,000 0.09%
37 US BANCORP \DE\ 3,365 37,000 0.08%
38 WFG Advisors, LP 2,024 23,000 0.05%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 2,092 23,000 0.05%
40 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,100 12,000 0.03%
41 D.A. DAVIDSON & CO. 1,000 11,000 0.03%
42 GENEOS WEALTH MANAGEMENT INC. 500 5,000 0.01%
43 PENSERRA CAPITAL MANAGEMENT LLC 353 3,000 0.01%
44 FIFTH THIRD BANCORP 300 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.