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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 45 Institutional holders with a total value of $31,087,120.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 768,811 9,687,000 31.16%
2 WELLS FARGO & COMPANY/MN 531,240 6,693,000 21.53%
3 UBS Group AG 303,767 3,827,000 12.31%
4 Perkins Coie Trust Co 123,440 1,555,000 5.00%
5 BANK OF AMERICA CORP /DE/ 106,165 1,337,000 4.30%
6 JANE STREET GROUP, LLC 61,314 773,000 2.49%
7 ROYAL BANK OF CANADA 61,019 769,000 2.47%
8 OPPENHEIMER & CO INC 57,157 720,000 2.32%
9 Creative Planning 41,325 521,000 1.68%
10 EDMOND DE ROTHSCHILD HOLDING S.A. 41,300 520,000 1.67%
11 Merriman Wealth Management, LLC 37,000 466,000 1.50%
12 First Allied Advisory Services, Inc. 36,490 460,000 1.48%
13 SUNTRUST BANKS INC 35,467 447,000 1.44%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,680 437,000 1.41%
15 Ledyard National Bank 33,300 419,000 1.35%
16 LPL Financial LLC 29,465 370,000 1.19%
17 AMERIPRISE FINANCIAL INC 25,513 321,000 1.03%
18 RAYMOND JAMES & ASSOCIATES 21,642 273,000 0.88%
19 M&T BANK CORP 19,240 242,000 0.78%
20 Mariner, LLC 13,336 168,000 0.54%
21 Cetera Advisors LLC 12,243 154,000 0.50%
22 WHITTIER TRUST CO 11,600 146,000 0.47%
23 STIFEL FINANCIAL CORP 11,107 139,000 0.45%
24 Janney Montgomery Scott LLC 10,803 136,000 0.44%
25 FIFTH THIRD BANCORP 9,956 125,000 0.40%
26 PNC FINANCIAL SERVICES GROUP, INC. 7,600 96,000 0.31%
27 TRUST CO OF VERMONT 6,950 88,000 0.28%
28 SARGENT BICKHAM LAGUDIS LLC 3,781 48,000 0.15%
29 U S GLOBAL INVESTORS INC 2,500 31,000 0.10%
30 ENVESTNET ASSET MANAGEMENT INC 1,589 20,000 0.06%
31 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 1,200 15,120 0.05%
32 WFG Advisors, LP 1,013 13,000 0.04%
33 HOWE & RUSLING INC 1,000 13,000 0.04%
34 CITIGROUP INC 775 10,000 0.03%
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 708 9,000 0.03%
36 Advisory Services Network, LLC 700 9,000 0.03%
37 CLEAR PERSPECTIVE ADVISORS, LLC 700 9,000 0.03%
38 IFP ADVISORS, INC 605 8,000 0.03%
39 Ameritas Investment Partners, Inc. 655 8,000 0.03%
40 GENEOS WEALTH MANAGEMENT INC. 200 2,000 0.01%
41 ADVISOR GROUP, INC. 182 2,000 0.01%
42 US BANCORP \DE\ 42 1,000 0.00%
43 MASSEY QUICK SIMON & CO., LLC 2 0 0.00%
44 Parallax Volatility Advisers, L.P. 1 0 0.00%
45 BlackRock Finance, Inc. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.