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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO & CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUPINC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1951 CORMEDIX INCORPORATED 360 1 0.00%
1952 ABERDEEN CHILE FD INC 80 1 0.00%
1953 TRIO TECH INTL 297 1 0.00%
1954 TRISTATE CAP HLDGS INC COM 70 1 0.00%
1955 Cordia Bancorp Inc 185 1 0.00%
1956 TROVAGENE INC 390 1 0.00%
1957 TROVAGENE INC 400 1 0.00%
1958 TSR INC 415 1 0.00%
1959 Integrated Electrical Svc 200 1 0.00%
1960 CONSOLIDATED WATER CO INC ORD 116 1 0.00%
1961 CONSOLIDATED TOMOKA LD CO 14 1 0.00%
1962 COMPANIA DE MINAS BUENAVENTU 100 1 0.00%
1963 COMPANHIA SIDERURGICA NACION 200 1 0.00%
1964 COMMUNITYONE BANCORP COM 144 1 0.00%
1965 NORDIC AMERICAN OFFSHORE LTD 60 1 0.00%
1966 AMYRIS INC COM 251 1 0.00%
1967 ULTRALIFE CORP 200 1 0.00%
1968 AMERICAN RAILCAR INDS INC 17 1 0.00%
1969 COEUR MNG INC 100 1 0.00%
1970 COAST DISTR SYS 200 1 0.00%
1971 AMERICAN MIDSTREAM PARTNERS 47 1 0.00%
1972 CLOUGH GLOBAL EQUITY FD 40 1 0.00%
1973 AMERICAN EAGLE OUTFITTERS NE 100 1 0.00%
1974 WISDOMTREE JAPAN 34 1 0.00%
1975 UNITED CMNTY BANCORP IND 100 1 0.00%
1976 ZAIS FINL CORP 40 1 0.00%
1977 WISDOMTREE TR 17 1 0.00%
1978 WisdomTree Middle East Dividend ETF 46 1 0.00%
1979 Oncolytics Biotech Inc 881 1 0.00%
1980 CLAYMORE EXCHANGE TRD FD TR 25 1 0.00%
1981 ORITANI FINL CORP DEL 84 1 0.00%
1982 Newstar Finl Inc Com 100 1 0.00%
1983 NEW YORK & CO 147 1 0.00%
1984 NEW SOURCE ENERGY PRTNERS 36 1 0.00%
1985 P & F INDS INC CL A NEW 91 1 0.00%
1986 Pacific Booker Minerals Inc 300 1 0.00%
1987 PACIFIC CONTINENTAL CORP 96 1 0.00%
1988 NEUBERGER BERMAN NY INT MUN 48 1 0.00%
Page 40 of 40