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CLOUGH GLOBAL EQUITY FD
CLOUGH GLOBAL EQUITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 35 Institutional holders with a total value of $95,221,313.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,715,431 26,555,000 27.89%
2 BANK OF AMERICA CORP /DE/ 844,443 13,072,000 13.73%
3 1607 Capital Partners, LLC 731,545 11,324,000 11.89%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 502,718 7,782,000 8.17%
5 Bulldog Investors, LLP 438,656 6,790,000 7.13%
6 GUGGENHEIM CAPITAL LLC 386,794 5,987,000 6.29%
7 RAYMOND JAMES & ASSOCIATES 348,332 5,392,000 5.66%
8 MORGAN STANLEY 227,284 3,518,000 3.69%
9 LAZARD ASSET MANAGEMENT LLC 155,737 2,410,000 2.53%
10 Aviance Capital Partners, LLC 153,825 2,381,000 2.50%
11 PARAMETRIC PORTFOLIO ASSOCIATES LLC 118,981 1,842,000 1.93%
12 WELLS FARGO & COMPANY/MN 69,711 1,079,000 1.13%
13 SG Americas Securities, LLC 65,704 1,017,000 1.07%
14 UBS AG 63,104 977,000 1.03%
15 Thomas J. Herzfeld Advisors, Inc. 60,629 939,000 0.99%
16 Gramercy Funds Management LLC 34,000 526,000 0.55%
17 Arete Wealth Advisors, LLC 28,535 442,000 0.46%
18 DOLIVER ADVISORS, LP 25,852 400,000 0.42%
19 NATIONAL PLANNING CORP 25,400 393,000 0.41%
20 ROYAL BANK OF CANADA 24,205 375,000 0.39%
21 Raymond James Financial Services Advisors, Inc. 23,618 366,000 0.38%
22 RAYMOND JAMES TRUST N.A. 19,592 303,000 0.32%
23 Invesco Ltd. 19,176 297,000 0.31%
24 LPL Financial LLC 18,498 286,000 0.30%
25 Shaker Financial Services, LLC 17,902 277,000 0.29%
26 TFS CAPITAL LLC 13,280 206,000 0.22%
27 WOLVERINE ASSET MANAGEMENT LLC 6,958 107,000 0.11%
28 AMERICAN INTERNATIONAL GROUP, INC. 5,705 88,313 0.09%
29 MSI Financial Services Inc 2,844 44,000 0.05%
30 SIGNATUREFD, LLC 2,000 31,000 0.03%
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 637 10,000 0.01%
32 CITIGROUP INC 108 2,000 0.00%
33 Gradient Investments LLC 65 1,000 0.00%
34 Tower Research Capital LLC (TRC) 38 1,000 0.00%
35 Ground Swell Capital, LLC 40 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.