| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 124,213 | 1,715,000 | 45.60% | ||
| 2 | Invesco Ltd. | 74,609 | 1,030,000 | 27.39% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 25,632 | 354,000 | 9.41% | ||
| 4 | Horizon Kinetics LLC | 18,577 | 256,000 | 6.81% | ||
| 5 | MORGAN STANLEY | 15,065 | 208,000 | 5.53% | ||
| 6 | WELLS FARGO & COMPANY/MN | 9,326 | 129,000 | 3.43% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 4,109 | 57,000 | 1.52% | ||
| 8 | ALLIANCEBERNSTEIN L.P. | 452 | 6,000 | 0.16% | ||
| 9 | CITIGROUP INC | 367 | 5,000 | 0.13% | ||
| 10 | Ground Swell Capital, LLC | 48 | 1,000 | 0.03% | ||
| 11 | ROYAL BANK OF CANADA | 18 | 0 | 0.00% | ||
| 12 | Gary Goldberg Planning Services Inc | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
