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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 86 Institutional holders with a total value of $203,540,470.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FSI GROUP, LLC 1,048,044 14,809,000 7.28%
2 Stephens Investment Management Group LLC 1,039,630 14,690,000 7.22%
3 WASATCH ADVISORS LP 1,007,310 14,233,000 6.99%
4 Forest Hill Capital, LLC 915,447 12,935,000 6.36%
5 LOOMIS SAYLES & CO L P 733,205 10,360,000 5.09%
6 WALL STREET ASSOCIATES 730,184 10,317,000 5.07%
7 ROYCE & ASSOCIATES LP 690,500 9,757,000 4.79%
8 NORTHPOINTE CAPITAL LLC 682,532 9,644,000 4.74%
9 BANC FUNDS CO LLC 577,587 8,161,000 4.01%
10 BlackRock Fund Advisors 549,663 7,767,000 3.82%
11 HEARTLAND ADVISORS INC 546,500 7,722,000 3.79%
12 VANGUARD GROUP INC 466,000 6,585,000 3.24%
13 Cortina Asset Management, LLC 429,845 6,074,000 2.98%
14 PUTNAM INVESTMENTS LLC 410,000 5,793,000 2.85%
15 Penn Capital Management Company, LLC 379,897 5,368,000 2.64%
16 PERRITT CAPITAL MANAGEMENT INC 325,000 4,592,000 2.26%
17 DEUTSCHE BANK AG\ 286,291 4,044,000 1.99%
18 EMERALD ADVISERS, LLC 275,291 3,890,000 1.91%
19 BlackRock Institutional Trust Company, N.A. 207,189 2,928,000 1.44%
20 KENNEDY CAPITAL MANAGEMENT LLC 207,055 2,926,000 1.44%
21 STATE STREET CORP 194,614 2,749,000 1.35%
22 Hood River Capital Management LLC 184,195 2,603,000 1.28%
23 REINHART PARTNERS, LLC. 174,497 2,466,000 1.21%
24 JPMORGAN CHASE & CO 166,967 2,359,000 1.16%
25 Robert W. Baird & Co. Inc 143,045 2,021,000 0.99%
26 PNC FINANCIAL SERVICES GROUP, INC. 133,039 1,880,000 0.92%
27 Nationwide Fund Advisors 124,117 1,754,000 0.86%
28 DIMENSIONAL FUND ADVISORS LP 103,708 1,465,000 0.72%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 96,503 1,364,000 0.67%
30 NORTHERN TRUST CORP 90,089 1,273,000 0.63%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 86,281 1,219,000 0.60%
32 STEPHENS INC /AR/ 84,000 1,187,000 0.58%
33 Monarch Partners Asset Management LLC 79,080 1,117,000 0.55%
34 RENAISSANCE TECHNOLOGIES LLC 73,061 1,032,000 0.51%
35 Bank of New York Mellon Corp 72,165 1,020,000 0.50%
36 BlackRock Investment Management, LLC 68,917 974,000 0.48%
37 D. E. Shaw & Co., Inc. 59,547 841,000 0.41%
38 CITADEL ADVISORS LLC 56,717 801,000 0.39%
39 Allianz Asset Management GmbH 54,691 773,000 0.38%
40 TWO SIGMA INVESTMENTS, LP 52,272 739,000 0.36%
41 Skylands Capital, LLC 50,300 711,000 0.35%
42 TFS CAPITAL LLC 41,846 591,000 0.29%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 40,326 570,000 0.28%
44 MENDON CAPITAL ADVISORS CORP 40,200 568,000 0.28%
45 Curi Capital, LLC 40,200 568,000 0.28%
46 GIRARD ADVISORY SERVICES, LLC 39,405 557,000 0.27%
47 TWO SIGMA ADVISERS, LP 37,200 526,000 0.26%
48 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 32,400 458,000 0.23%
49 TEACHERS ADVISORS, LLC 30,766 435,000 0.21%
50 UNITED CAPITAL FINANCIAL ADVISORS, LLC 30,125 426,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.