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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO & CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUPINC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
301 CROWN CASTLE INTL CORP 374 28 0.05%
302 SEMPRA ENERGY 254 27 0.05%
303 WATSCO INC 258 27 0.05%
304 SANDISK CORP 254 27 0.05%
305 ISHARES MSCI EMERGING MKTS EMEA ETF 500 27 0.05%
306 GRAND CANYON ED INC 578 27 0.05%
307 REGENERON PHARMACEUTICALS 94 27 0.05%
308 KINDER MORGAN INC DEL 750 27 0.05%
309 CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES 769 27 0.05%
310 MARATHON PETE CORP 330 26 0.05%
311 WATSCO INC CL B CONV 248 26 0.05%
312 James Hardie Industries PLC 399 26 0.05%
313 DISCOVERY COMMUNICATNS NEW 358 26 0.05%
314 MICROSEMI CORP 964 26 0.05%
315 CARDINAL HEALTH INC 384 26 0.05%
316 GUIDEWIRE SOFTWARE INC 642 26 0.05%
317 INTUIT 318 26 0.05%
318 GRUPO TELEVISA SA 755 26 0.05%
319 LITHIA MTRS INC COM 277 26 0.05%
320 FRANKLIN RESOURCES INC 452 26 0.05%
321 DYAX CORP COM CVR 2,662 26 0.05%
322 STILLWATER MNG CO 1,508 26 0.05%
323 AMERIPRISE FINL INC 214 26 0.05%
324 Chubb Corporation 274 25 0.05%
325 DOMINION RES INC VA NEW 427 25 0.05%
326 FIDELITY NATIONAL FINANCIAL IN 758 25 0.05%
327 ADVISORY BRD CO COM 492 25 0.05%
328 PACCAR INC 396 25 0.05%
329 ALERE INC 79 25 0.05%
330 VERTEX PHARMACEUTICALS INC 264 25 0.05%
331 V F CORP 394 25 0.05%
332 LORILLARD 406 25 0.05%
333 INTL PAPER CO 492 25 0.05%
334 PRICE T ROWE GROUP INC 294 25 0.05%
335 ESTERLINE TECHNOLOGIES CORP 216 25 0.05%
336 S&P GLOBAL INC 304 25 0.05%
337 CME GROUP INC 354 25 0.05%
338 IRIDIUM COMMUNICATIONS INC 76 25 0.05%
339 PG&E CORP 512 25 0.05%
340 MOSAIC CO NEW 480 24 0.05%
341 MACYS INC 412 24 0.05%
342 ALPS ETF TR 554 24 0.05%
343 SUNTRUST BKS INC 598 24 0.05%
344 PREFERRED BK LOS ANGELES CA 998 24 0.05%
345 LOUISIANA PAC CORP 1,596 24 0.05%
346 TYCO INTL LTD. 516 24 0.05%
347 EQUITY RESIDENTIAL 376 24 0.05%
348 POWERSHARES ETF TRUST 401 24 0.05%
349 INTEGRATED DEVICE TECHNOLOGY 1,551 24 0.05%
350 COCA COLA CONS INC COM 325 24 0.05%
Page 7 of 40