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CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES
CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 25 Institutional holders with a total value of $80,721,722.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BRINKER CAPITAL INC 1,111,242 39,271,000 48.65%
2 RAYMOND JAMES & ASSOCIATES 589,470 20,832,000 25.81%
3 MORGAN STANLEY 169,361 5,985,000 7.41%
4 WELLS FARGO & COMPANY/MN 109,225 3,860,000 4.78%
5 Raymond James Financial Services Advisors, Inc. 74,643 2,638,000 3.27%
6 OPPENHEIMER & CO INC 61,644 2,178,000 2.70%
7 ROYAL BANK OF CANADA 47,955 1,695,000 2.10%
8 LPL Financial LLC 28,508 1,007,000 1.25%
9 Formidable Asset Management, LLC 21,305 753,000 0.93%
10 VSR Financial Services, Inc. 20,168 713,000 0.88%
11 AMERIPRISE FINANCIAL INC 11,696 413,000 0.51%
12 DEUTSCHE BANK AG\ 9,577 338,000 0.42%
13 Janney Montgomery Scott LLC 8,103 286,360 0.35%
14 BANK OF AMERICA CORP /DE/ 5,851 207,000 0.26%
15 CITIGROUP INC 4,479 158,000 0.20%
16 UBS AG 3,261 115,000 0.14%
17 MSI Financial Services Inc 2,890 102,000 0.13%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,819 64,000 0.08%
19 B. Riley Wealth Advisors, Inc. 800 28,272 0.04%
20 Ground Swell Capital, LLC 769 27,000 0.03%
21 Creative Planning 500 18,000 0.02%
22 AMERICAN INTERNATIONAL GROUP, INC. 427 15,090 0.02%
23 ENVESTNET ASSET MANAGEMENT INC 213 8,000 0.01%
24 MCF Advisors LLC 204 7,000 0.01%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 71 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.