Dark
Light
System
Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
451 TEUCRIUM COMMODITY TR 59 1,402 0.00%
452 ECOLOGY & ENVIRONMENT INC 135 1,412 0.00%
453 First Bancshares Inc/The 100 1,421 0.00%
454 PRUDENTIAL BANCORP INC NEW 124 1,427 0.00%
455 GLOBAL X FDS 123 1,427 0.00%
456 INVESTORS CAPITAL HLDGS 200 1,436 0.00%
457 CRAFT BREW ALLIANCE INC 130 1,438 0.00%
458 LOMBARD MED INC 200 1,440 0.00%
459 NOVADAQ TECHNOLOGIES INC 88 1,450 0.00%
460 MFC BANCORP LTD 190 1,454 0.00%
461 BLACKROCK STRATEGIC MUN TR COM 108 1,457 0.00%
462 Pacific Booker Minerals Inc 300 1,458 0.00%
463 TAT TECHNOLOGIES LTD 200 1,466 0.00%
464 NATIONAL SEC GROUP INC 117 1,472 0.00%
465 AV HOMES INC COM 90 1,472 0.00%
466 NAVISTAR INTL CORP 125 1,475 0.00%
467 MATRIX SVC CO 45 1,476 0.00%
468 FLANIGANS ENTERPRISES INC 102 1,489 0.00%
469 BLACKROCK N J MUN INCOME TR 100 1,496 0.00%
470 ENERGY FUELS INC 200 1,496 0.00%
471 EATON VANCE MUN INCOME 2028 89 1,497 0.00%
472 NUVEEN TX ADV TOTAL RET STRGY 100 1,502 0.00%
473 Mosys Inc (MOSY) 482 1,513 0.00%
474 VEECO INSTRS INC DEL COM 41 1,528 0.00%
475 Babson Cap Corporate I 100 1,533 0.00%
476 ASURE SOFTWARE INC COM 254 1,534 0.00%
477 GLOBAL X FDS 87 1,537 0.00%
478 CLOUGH GLOBAL DIVND AND INCORPORATED FD 100 1,549 0.00%
479 ATTUNITY LTD 200 1,554 0.00%
480 ONVIA INC COM 337 1,557 0.00%
481 QUALITY SYS INC 97 1,557 0.00%
482 ISHARES 23 1,560 0.00%
483 SUNTRUST BKS INC 300 1,560 0.00%
484 UNIFI INC COM NEW 57 1,569 0.00%
485 WISDOMTREE TR 49 1,573 0.00%
486 NV5 GLOBAL INC COM 160 1,576 0.00%
487 PROSHARES TR 23 1,577 0.00%
488 ZIONS BANCORPORATION 300 1,578 0.00%
489 FUSION TELECOMM INTL INC 300 1,590 0.00%
490 LIFEWAY FOODS INC 114 1,594 0.00%
491 Cyberoptics Corp Com 200 1,598 0.00%
492 DOW 30 PREMIUM & DIV INC FD 100 1,602 0.00%
493 PEOPLES FED BANCSHARES INC 87 1,606 0.00%
494 MEXICO EQUITY & INCOME FD 100 1,610 0.00%
495 STEALTHGAS INC SHS 145 1,610 0.00%
496 UNITED STATES STL CORP NEW 62 1,614 0.00%
497 GAMING PARTNERS INTL CORP 200 1,632 0.00%
498 MANITOWOC INC 50 1,643 0.00%
499 GUGGENHEIM ENHANCED EQUITY S 86 1,651 0.00%
500 SUPERTEL HOSPITALITY INC MD 300 1,653 0.00%
Page 10 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
Page 1 of 40