| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 90,490 | 1,223,000 | 20.69% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 86,837 | 1,174,000 | 19.86% | ||
| 3 | UBS AG | 73,225 | 991,000 | 16.77% | ||
| 4 | Invesco Ltd. | 39,292 | 532,000 | 9.00% | ||
| 5 | LPL Financial LLC | 37,590 | 508,000 | 8.59% | ||
| 6 | Tradewinds Capital Management, LLC | 34,227 | 463,000 | 7.83% | ||
| 7 | Yellowstone Partners, LLC | 18,133 | 245,000 | 4.15% | ||
| 8 | MORGAN STANLEY | 17,593 | 238,000 | 4.03% | ||
| 9 | LUCAS CAPITAL MANAGEMENT | 12,000 | 162,000 | 2.74% | ||
| 10 | MSI Financial Services Inc | 6,567 | 89,000 | 1.51% | ||
| 11 | D.A. DAVIDSON & CO. | 6,000 | 81,000 | 1.37% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 3,204 | 43,000 | 0.73% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 2,738 | 37,000 | 0.63% | ||
| 14 | FIFTH THIRD BANCORP | 2,000 | 27,000 | 0.46% | ||
| 15 | NEXT Financial Group, Inc | 1,960 | 26,000 | 0.44% | ||
| 16 | DEUTSCHE BANK AG\ | 1,050 | 14,000 | 0.24% | ||
| 17 | SECURITY NATIONAL TRUST CO | 1,005 | 14,000 | 0.24% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 970 | 13,000 | 0.22% | ||
| 19 | Capital Analysts, LLC | 700 | 9,468 | 0.16% | ||
| 20 | Estabrook Capital Management | 666 | 9,009 | 0.15% | ||
| 21 | WELLS FARGO & COMPANY/MN | 350 | 5,000 | 0.08% | ||
| 22 | Tower Research Capital LLC (TRC) | 297 | 4,000 | 0.07% | ||
| 23 | Creative Planning | 100 | 1,000 | 0.02% | ||
| 24 | Ground Swell Capital, LLC | 108 | 1,000 | 0.02% | ||
| 25 | BARCLAYS PLC | 111 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
