| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 249,866 | 3,738,000 | 62.31% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 68,652 | 1,027,000 | 17.12% | ||
| 3 | Advisors Asset Management, Inc. | 34,219 | 512,000 | 8.54% | ||
| 4 | UBS AG | 8,996 | 135,000 | 2.25% | ||
| 5 | MORGAN STANLEY | 7,904 | 118,000 | 1.97% | ||
| 6 | Highlander Capital Management, LLC | 7,400 | 110,704 | 1.85% | ||
| 7 | WELLS FARGO & COMPANY/MN | 7,406 | 110,000 | 1.83% | ||
| 8 | AMERICAN INTERNATIONAL GROUP, INC. | 5,820 | 87,067 | 1.45% | ||
| 9 | Tortoise Investment Management, LLC | 3,000 | 45,000 | 0.75% | ||
| 10 | ROYAL BANK OF CANADA | 2,845 | 43,000 | 0.72% | ||
| 11 | MSI Financial Services Inc | 2,620 | 39,000 | 0.65% | ||
| 12 | VALLEY NATIONAL BANCORP | 1,000 | 15,000 | 0.25% | ||
| 13 | CITIGROUP INC | 973 | 15,000 | 0.25% | ||
| 14 | Tower Research Capital LLC (TRC) | 200 | 3,000 | 0.05% | ||
| 15 | Ground Swell Capital, LLC | 100 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
