| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 2,254,490 | 33,862,000 | 67.87% | ||
| 2 | MORGAN STANLEY | 286,991 | 4,310,000 | 8.64% | ||
| 3 | COHEN & STEERS, INC. | 249,674 | 3,750,000 | 7.52% | ||
| 4 | UBS AG | 202,998 | 3,049,000 | 6.11% | ||
| 5 | Cambridge Investment Research Advisors, Inc. | 72,377 | 1,087,000 | 2.18% | ||
| 6 | FIRST TRUST ADVISORS LP | 64,609 | 970,000 | 1.94% | ||
| 7 | Robert W. Baird & Co. Inc | 38,348 | 576,000 | 1.15% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 28,727 | 431,000 | 0.86% | ||
| 9 | OPPENHEIMER & CO INC | 21,690 | 326,000 | 0.65% | ||
| 10 | Commonwealth Equity Services, Inc | 17,348 | 261,000 | 0.52% | ||
| 11 | Virtu KCG Holdings LLC | 15,697 | 236,000 | 0.47% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 14,055 | 211,000 | 0.42% | ||
| 13 | SEIZERT CAPITAL PARTNERS, LLC | 12,200 | 183,000 | 0.37% | ||
| 14 | First Allied Advisory Services, Inc. | 11,750 | 176,000 | 0.35% | ||
| 15 | LPL Financial LLC | 11,594 | 174,000 | 0.35% | ||
| 16 | WELLS FARGO & COMPANY/MN | 7,354 | 110,000 | 0.22% | ||
| 17 | TCI Wealth Advisors, Inc. | 3,995 | 60,000 | 0.12% | ||
| 18 | BARCLAYS PLC | 2,500 | 38,000 | 0.08% | ||
| 19 | DEUTSCHE BANK AG\ | 2,500 | 37,000 | 0.07% | ||
| 20 | Gradient Investments LLC | 1,000 | 15,000 | 0.03% | ||
| 21 | North Star Investment Management Corp. | 913 | 14,000 | 0.03% | ||
| 22 | AMERICAN INTERNATIONAL GROUP, INC. | 700 | 10,514 | 0.02% | ||
| 23 | ROYAL BANK OF CANADA | 400 | 6,000 | 0.01% | ||
| 24 | Ground Swell Capital, LLC | 100 | 2,000 | 0.00% | ||
| 25 | CITIGROUP INC | 83 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
