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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
501 LEMAITRE VASCULAR INC 200 1,654 0.00%
502 SKY-MOBI LTD 200 1,656 0.00%
503 IGNITE RESTAURANT GROUP INC 114 1,660 0.00%
504 PFSWEB INC COM NEW 200 1,660 0.00%
505 VERA BRADLEY INC 76 1,662 0.00%
506 KAYNE ANDERSON MDSTM ENERGY FD 41 1,662 0.00%
507 LILIS ENERGY INC 956 1,673 0.00%
508 SONY GROUP CORP 100 1,677 0.00%
509 CUSTOMERS BANCORP INC COM 84 1,681 0.00%
510 ORBITZ WORLDWIDE INC 189 1,682 0.00%
511 SIMULATIONS PLUS INC 300 1,686 0.00%
512 BIOFUEL ENERGY CORP 246 1,690 0.00%
513 GEORGETOWN BANCORP INC MD 100 1,690 0.00%
514 SUMMIT FINANCIAL GROUP INC COM 159 1,692 0.00%
515 NUVEEN NY MUN VALUE FD COM 172 1,698 0.00%
516 EXELIS INC 100 1,698 0.00%
517 TUCOWS INC 139 1,701 0.00%
518 HMN FINL INC 155 1,705 0.00%
519 PROSHARES TR 100 1,706 0.00%
520 RADCOM LTD SHS NEW 325 1,706 0.00%
521 UROPLASTY INC 637 1,707 0.00%
522 Marlin Business Svcs Corp 94 1,710 0.00%
523 Oxford Immunotec Global PLC 102 1,717 0.00%
524 ALCOBRA LTD 100 1,731 0.00%
525 NATIONAL GEN HLDGS CORP COM 100 1,740 0.00%
526 SERVOTRONICS INC 250 1,740 0.00%
527 REACHLOCAL INC 248 1,743 0.00%
528 ROYAL BK OF SCOTLAND PLC 78 1,745 0.00%
529 DEAN FOODS CO NEW 100 1,759 0.00%
530 BRASILAGRO BRAZILIAN AGRIC R 400 1,760 0.00%
531 KENTUCKY FIRST FED BANCORP COM 200 1,760 0.00%
532 GALECTIN THERAPEUTICS INC 200 1,766 0.00%
533 POWERSHARES ETF TRUST 52 1,771 0.00%
534 CTI INDUSTRIES CORP COM NEW 378 1,773 0.00%
535 PREFERRED APT CMNTYS INC 200 1,774 0.00%
536 OMNIAMERICAN BANCORP INC 71 1,775 0.00%
537 ENTERCOM COMMUNICATIONS CORP 166 1,781 0.00%
538 Welltower Inc 31 1,790 0.00%
539 COUNTRY STYLE COOKING RESTAU 200 1,790 0.00%
540 MODUSLINK GLOBAL SOLUTIONS INC 479 1,791 0.00%
541 WISDOMTREE TR 71 1,793 0.00%
542 BLYTH INC 231 1,797 0.00%
543 FelCor Lodging Trust Inc 171 1,797 0.00%
544 CONSUMER PORTFOLIO SVCS INC 236 1,798 0.00%
545 PHOTOMEDEX INC COM PAR NEW 147 1,801 0.00%
546 PENNANTPARK FLOATING RATE CA 126 1,801 0.00%
547 DYNATRONICS CORP COM NEW 487 1,802 0.00%
548 POWER REIT 200 1,814 0.00%
549 FIRST AMERN MINN MUN INC FD 115 1,815 0.00%
550 AGILYSYS INC COM 129 1,816 0.00%
Page 11 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
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