| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,372,743 | 55,637,000 | 25.19% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 813,733 | 32,978,000 | 14.93% | ||
| 3 | MORGAN STANLEY | 697,451 | 28,268,000 | 12.80% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 466,716 | 18,916,000 | 8.56% | ||
| 5 | Invesco Ltd. | 378,606 | 15,345,000 | 6.95% | ||
| 6 | SUN LIFE FINANCIAL INC | 560,000 | 15,064,000 | 6.82% | ||
| 7 | UBS AG | 289,642 | 11,739,000 | 5.31% | ||
| 8 | WELLS FARGO & COMPANY/MN | 236,576 | 9,589,000 | 4.34% | ||
| 9 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 129,605 | 5,253,000 | 2.38% | ||
| 10 | COHEN & STEERS, INC. | 118,915 | 4,820,000 | 2.18% | ||
| 11 | Friedberg Investment Management | 83,884 | 3,399,000 | 1.54% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 62,132 | 2,518,000 | 1.14% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 47,630 | 1,930,000 | 0.87% | ||
| 14 | FIRST TRUST ADVISORS LP | 44,164 | 1,790,000 | 0.81% | ||
| 15 | LPL Financial LLC | 43,393 | 1,759,000 | 0.80% | ||
| 16 | Robert W. Baird & Co. Inc | 38,158 | 1,547,000 | 0.70% | ||
| 17 | STEPHENS INC /AR/ | 29,645 | 1,202,000 | 0.54% | ||
| 18 | TFS CAPITAL LLC | 28,740 | 1,165,000 | 0.53% | ||
| 19 | MSI Financial Services Inc | 23,341 | 946,000 | 0.43% | ||
| 20 | DEUTSCHE BANK AG\ | 18,855 | 764,000 | 0.35% | ||
| 21 | Cordasco Financial Network | 18,126 | 735,000 | 0.33% | ||
| 22 | BNP PARIBAS FINANCIAL MARKETS | 17,596 | 713,166 | 0.32% | ||
| 23 | D.A. DAVIDSON & CO. | 14,300 | 579,000 | 0.26% | ||
| 24 | ROYAL BANK OF CANADA | 12,180 | 494,000 | 0.22% | ||
| 25 | HighTower Advisors, LLC | 10,995 | 446,000 | 0.20% | ||
| 26 | CREDIT SUISSE AG/ | 10,892 | 441,000 | 0.20% | ||
| 27 | WILLIAM HARRIS INVESTORS INC | 10,300 | 418,000 | 0.19% | ||
| 28 | Commonwealth Equity Services, Inc | 9,893 | 401,000 | 0.18% | ||
| 29 | Creative Planning | 7,838 | 318,000 | 0.14% | ||
| 30 | KMS FINANCIAL SERVICES, INC | 7,265 | 294,000 | 0.13% | ||
| 31 | TDAM USA INC. | 7,200 | 292,000 | 0.13% | ||
| 32 | USCA RIA LLC | 6,750 | 274,000 | 0.12% | ||
| 33 | BANK OF MONTREAL /CAN/ | 6,000 | 243,000 | 0.11% | ||
| 34 | Janney Montgomery Scott LLC | 5,435 | 220,276 | 0.10% | ||
| 35 | WFG Advisors, LP | 4,435 | 180,000 | 0.08% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 1,786 | 72,000 | 0.03% | ||
| 37 | Winslow, Evans & Crocker, Inc. | 700 | 28,371 | 0.01% | ||
| 38 | US BANCORP \DE\ | 610 | 25,000 | 0.01% | ||
| 39 | Evercore Wealth Management, LLC | 500 | 20,000 | 0.01% | ||
| 40 | B. Riley Wealth Management, Inc. | 500 | 20,000 | 0.01% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 430 | 17,000 | 0.01% | ||
| 42 | GLENMEDE TRUST CO NA | 418 | 16,000 | 0.01% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 212 | 8,596 | 0.00% | ||
| 44 | Ground Swell Capital, LLC | 41 | 2,000 | 0.00% | ||
| 45 | CITIGROUP INC | 11 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
