| 1 |
JPMORGAN CHASE & CO |
827,237 |
14,319,000 |
22.68% |
|
|
| 2 |
Knoll Capital Management, LLC |
687,000 |
11,892,000 |
18.83% |
|
|
| 3 |
MARXE AUSTIN W & GREENHOUSE DAVID M |
600,000 |
10,386,000 |
16.45% |
|
|
| 4 |
GREAT POINT PARTNERS LLC |
332,908 |
5,763,000 |
9.13% |
|
|
| 5 |
SOPHROSYNE CAPITAL LLC |
303,576 |
5,253,000 |
8.32% |
|
|
| 6 |
J. Goldman & Co LP |
131,250 |
2,272,000 |
3.60% |
|
|
| 7 |
Verition Fund Management LLC |
110,700 |
1,916,000 |
3.03% |
|
|
| 8 |
GOLDMAN SACHS GROUP INC |
100,000 |
1,731,000 |
2.74% |
Put |
|
| 9 |
MORGAN STANLEY |
97,382 |
1,686,000 |
2.67% |
|
|
| 10 |
DAFNA Capital Management LLC |
84,996 |
1,471,000 |
2.33% |
|
|
| 11 |
Granite Point Capital Management, L.P. |
60,000 |
1,039,000 |
1.65% |
|
|
| 12 |
Trellus Management Company, LLC |
55,185 |
955,000 |
1.51% |
|
|
| 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
44,500 |
770,000 |
1.22% |
Call |
|
| 14 |
BAILARD, INC. |
35,000 |
606,000 |
0.96% |
|
|
| 15 |
Granite Investment Partners, LLC |
18,586 |
322,000 |
0.51% |
|
|
| 16 |
Spot Trading L.L.C |
18,350 |
318,000 |
0.50% |
|
|
| 17 |
GILDER GAGNON HOWE & CO LLC |
17,810 |
308,000 |
0.49% |
|
|
| 18 |
GOLDMAN SACHS GROUP INC |
16,255 |
281,000 |
0.44% |
|
|
| 19 |
MILLENNIUM MANAGEMENT LLC |
15,939 |
276,000 |
0.44% |
|
|
| 20 |
Baker Avenue Asset Management, LP |
15,200 |
263,000 |
0.42% |
|
|
| 21 |
Geduld E E |
15,000 |
260,000 |
0.41% |
|
|
| 22 |
CREDIT SUISSE AG/ |
13,042 |
226,000 |
0.36% |
|
|
| 23 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
10,400 |
180,000 |
0.29% |
Put |
|
| 24 |
PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC |
10,300 |
178,000 |
0.28% |
Put |
|
| 25 |
VAN ECK ASSOCIATES CORP |
5,364 |
93,000 |
0.15% |
|
|
| 26 |
Atika Capital Management LLC |
5,000 |
87,000 |
0.14% |
|
|
| 27 |
US BANCORP \DE\ |
3,555 |
62,000 |
0.10% |
|
|
| 28 |
BANK OF AMERICA CORP /DE/ |
3,400 |
59,000 |
0.09% |
|
|
| 29 |
PRELUDE CAPITAL MANAGEMENT, LLC |
2,700 |
47,000 |
0.07% |
|
|
| 30 |
UBS AG |
2,592 |
45,000 |
0.07% |
|
|
| 31 |
WELLS FARGO & COMPANY/MN |
1,275 |
22,000 |
0.03% |
|
|
| 32 |
PRELUDE CAPITAL MANAGEMENT, LLC |
1,100 |
19,000 |
0.03% |
Call |
|
| 33 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,000 |
17,000 |
0.03% |
|
|
| 34 |
GOLDMAN SACHS GROUP INC |
600 |
10,000 |
0.02% |
Call |
|
| 35 |
Tower Research Capital LLC (TRC) |
479 |
8,000 |
0.01% |
|
|
| 36 |
PRELUDE CAPITAL MANAGEMENT, LLC |
300 |
5,000 |
0.01% |
Put |
|
| 37 |
Ground Swell Capital, LLC |
100 |
2,000 |
0.00% |
|
|
| 38 |
NEXT Financial Group, Inc |
50 |
1,000 |
0.00% |
|
|
