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NUVEEN NY MUN VALUE FD COM
NUVEEN NY MUN VALUE FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 23 Institutional holders with a total value of $7,868,245.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 162,195 1,601,000 20.35%
2 UBS AG 124,852 1,233,000 15.67%
3 Invesco Ltd. 104,925 1,036,000 13.17%
4 MORGAN STANLEY 89,927 888,000 11.29%
5 Penbrook Management LLC 79,000 780,000 9.91%
6 Relative Value Partners, LLC 51,800 511,000 6.49%
7 WELLS FARGO & COMPANY/MN 35,625 352,000 4.47%
8 GOLDMAN SACHS GROUP INC 21,900 216,000 2.75%
9 DOLIVER ADVISORS, LP 18,517 183,000 2.33%
10 Clear Harbor Asset Management, LLC 17,100 169,000 2.15%
11 Cambridge Investment Research Advisors, Inc. 14,529 143,000 1.82%
12 Janney Montgomery Scott LLC 13,500 133,245 1.69%
13 ROYAL BANK OF CANADA 13,149 130,000 1.65%
14 Argentus Capital Management, LLC 12,300 121,000 1.54%
15 Edge Wealth Management LLC 10,486 104,000 1.32%
16 FIRST FOUNDATION ADVISORS 10,200 101,000 1.28%
17 BANK OF AMERICA CORP /DE/ 7,000 69,000 0.88%
18 COMMUNITY FINANCIAL SYSTEM, INC. 4,986 49,000 0.62%
19 ALLIANCEBERNSTEIN L.P. 1,856 18,000 0.23%
20 CITIGROUP INC 1,513 15,000 0.19%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,146 11,000 0.14%
22 FIRST MANHATTAN CO. LLC. 397 3,000 0.04%
23 Ground Swell Capital, LLC 172 2,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.