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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 OPUS BK IRVINE CALIF COM 3,600 104,616 0.21%
52 UNION PAC CORP 1,018 101,546 0.21%
53 US BANCORP DEL 2,340 101,369 0.21%
54 VANGUARD WORLD FD 965 101,074 0.21%
55 3M CO 704 100,841 0.20%
56 ABBVIE INC 1,778 100,350 0.20%
57 MICRON TECHNOLOGY INC 3,040 100,168 0.20%
58 WASTE MGMT INC DEL 2,170 97,064 0.20%
59 CVS HEALTH CORP 1,274 96,021 0.20%
60 GOLDMAN SACHS GROUP INC 572 95,776 0.19%
61 ALTRIA GROUP INC 2,230 93,526 0.19%
62 OCCIDENTAL PETE CORP DEL 890 91,341 0.19%
63 UNITED NATURAL FOODSINC 1,403 91,335 0.19%
64 UNITEDHEALTH GROUP INC 1,096 89,598 0.18%
65 BRISTOL MYERS SQUIBB CO 1,840 89,258 0.18%
66 STRATTEC SEC CORP 1,366 88,093 0.18%
67 FEI COMPANY 934 84,742 0.17%
68 MASTERCARD INCORPORATED 1,142 83,903 0.17%
69 BIOGEN INC 264 83,242 0.17%
70 SPDR INDEX SHS FDS 1,565 82,710 0.17%
71 HONEYWELL INTL INC 878 81,610 0.17%
72 PROSHARES TR 900 81,180 0.16%
73 ATHENA HEALTH INC. 645 80,709 0.16%
74 ISHARES 10-20 YEAR TREASURY BOND ETF 602 77,790 0.16%
75 CATERPILLAR INC 714 77,590 0.16%
76 FORD MTR CO DEL 4,414 76,097 0.15%
77 SPDR S&P 600 SMALL CAP VALUE ETF 668 73,640 0.15%
78 FIRST CTZNS BANCSHARES INC N 300 73,500 0.15%
79 MONSANTO CO NEW 588 73,347 0.15%
80 NETSCOUT SYS INC 1,642 72,806 0.15%
81 Walgreens 978 72,499 0.15%
82 GW PHARMACEUTICALS PLC 674 72,313 0.15%
83 EOG RES INC 616 71,986 0.15%
84 Hewlett Packard Co 2,122 71,469 0.15%
85 UNITED PARCEL SERVICE INC 696 71,451 0.15%
86 Medtronic Inc 1,120 71,411 0.15%
87 TIME WARNER INC 1,000 70,250 0.14%
88 DOW CHEM CO 1,362 70,089 0.14%
89 METLIFE INC 1,258 69,894 0.14%
90 PRICELINE GRP INC 58 69,774 0.14%
91 LILLY ELI & CO 1,104 68,636 0.14%
92 POWER SOLUTIONS INTL INC 946 68,084 0.14%
93 DU PONT E I DE NEMOURS & CO 1,038 67,927 0.14%
94 HALLIBURTON CO 952 67,602 0.14%
95 TEXAS INSTRS INC 1,414 67,575 0.14%
96 COLGATE PALMOLIVE CO 978 66,680 0.14%
97 Solar Capital Ltd. 3,119 66,372 0.13%
98 ISHARES INC 2,357 65,925 0.13%
99 STARBUCKS CORP 846 65,463 0.13%
100 ROYAL BK SCOTLAND PLC 1,687 65,219 0.13%
Page 2 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
151 WisdomTree Earnings 500 ETF 712 49 0.10%
152 LOCKHEED MARTIN CORP 302 49 0.10%
153 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 1,423 49 0.10%
154 CLAYMORE EXCHANGE TRD FD TR 959 48 0.09%
155 MCKESSON CORP 258 48 0.09%
156 PHILLIPS 66 PARTNERS LP 629 48 0.09%
157 COMMONWEALTH REIT 1,820 48 0.09%
158 CORNERSTONE ONDEMAND INC 1,014 47 0.09%
159 KIMBERLY CLARK CORP 424 47 0.09%
160 LYONDELLBASELL INDUSTRIES N 484 47 0.09%
161 WISDOMTREE TR 1,551 47 0.09%
162 ISHARES MSCI BIC ETF 1,210 47 0.09%
163 FEDEX CORP 310 47 0.09%
164 TRAVELERS COMPANIES INC 494 46 0.09%
165 DOMINION ENERGY INC 650 46 0.09%
166 TIME WARNER INC NEW 310 46 0.09%
167 FOREST LABS INC COM 466 46 0.09%
168 FIRST TR EXCHANGE TRADED FD 1,591 46 0.09%
169 ISHARES 760 46 0.09%
170 PRUDENTIAL FINL INC 518 46 0.09%
171 BLACKROCK INC 140 45 0.09%
172 SOUTHERN CO 994 45 0.09%
173 DirectTV Com 530 45 0.09%
174 WILLIAMS COS INC DEL 766 45 0.09%
175 RevShares Large Cap ETF 1,127 44 0.09%
176 WEX INC 415 44 0.09%
177 INSULET CORPORATION 1,099 44 0.09%
178 PRAXAIR INC 330 44 0.09%
179 OLD LINE BANCSHARES INC COM 2,814 44 0.09%
180 YUM BRANDS INC 546 44 0.09%
181 OFFICE DEPOT INC 7,631 43 0.08%
182 FAIR ISAAC CORP 669 43 0.08%
183 ISHARES TR 976 43 0.08%
184 PTC INC 1,117 43 0.08%
185 INTERCONTINENTAL EXCHANGE IN 230 43 0.08%
186 SPDR INDEX SHS FDS 1,594 43 0.08%
187 AMERICAN CAP SR FLOATING LTD 3,036 43 0.08%
188 FREEPORT-MCMORAN INC 1,162 42 0.08%
189 GENERAL DYNAMICS CORP 364 42 0.08%
190 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 1,119 42 0.08%
191 DEVON ENERGY CORP NEW 528 42 0.08%
192 TJX COS INC NEW 796 42 0.08%
193 RAYTHEON CO 452 42 0.08%
194 TARGET CORP 708 41 0.08%
195 EATON CORP PLC 532 41 0.08%
196 PRECISION CASTPARTS 162 41 0.08%
197 ISHARES TR 330 41 0.08%
198 TRIVASCULAR TECHNOLOGIES INC 2,649 41 0.08%
199 KRAFT HEINZ CO COM 668 40 0.08%
200 STERIS PLC 754 40 0.08%
Page 4 of 40