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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
101 NUTRI SYS INC NEW 9 154 0.00%
102 EVRYWARE GLOBAL INC 119 155 0.00%
103 Warren Resources Inc 25 155 0.00%
104 PROPHASE LABS INC 93 157 0.00%
105 RICEBRAN TECHNOLOGIES 121 159 0.00%
106 QUALSTAR CORP 122 161 0.00%
107 OCEAN BIO CHEM INC 56 163 0.00%
108 FLEXIBLE SOLUTIONS INTL INC 200 168 0.00%
109 VALUE LINE 10 168 0.00%
110 ASTEC INDUSTRIES INC 150 179 0.00%
111 Fairway Group Holdings Corp. 28 186 0.00%
112 LOOKSMART LTD 106 191 0.00%
113 EASTMAN KODAK COMPANY WARRANT EXP 090318 21 191 0.00%
114 WISDOMTREE TRUST DREYFUS BRAZILIAN REAL FUND 10 194 0.00%
115 SILVER EAGLE ACQUISITION COR 300 195 0.00%
116 SEMILEDS CORP 200 204 0.00%
117 TOWNEBANK PORTSMOUTH VA COM 13 204 0.00%
118 FORTEGRA FINL CORP 27 206 0.00%
119 VRINGO INC 200 210 0.00%
120 NETSOL 55 213 0.00%
121 Kior Inc 599 216 0.00%
122 CLOUGH GLOBAL EQUITY FD 14 217 0.00%
123 ORAGENICS INC COM NEW 115 224 0.00%
124 NUVEEN CALIF MUNICPAL VALU FD2 COM 14 225 0.00%
125 WET SEAL INC 249 227 0.00%
126 ARC DOCUMENT SOLUTIONS INC COM 39 229 0.00%
127 VISION-SCIENCES INC DEL 200 230 0.00%
128 PARK OHIO HLDGS CORP 4 232 0.00%
129 PLANAR SYS INC 95 233 0.00%
130 MECOX LANE LIMITED SPON ADR REP 35 60 237 0.00%
131 DIGITAL PWR CORP 200 238 0.00%
132 COVER-ALL TECHNOLOGIES INC 200 242 0.00%
133 BLACKROCK ENHANCED GOVT FD I 17 243 0.00%
134 GLORI ENERGY INC WARRANTS EXPIRES 200 248 0.00%
135 ECHO THERAPEUTICS INC 111 251 0.00%
136 ETFS WHITE METALS BASKET TR 6 251 0.00%
137 OPTIMUMBANK HOLDINGS INC 200 252 0.00%
138 IKONICS CORP 10 252 0.00%
139 AGENUS INC 79 254 0.00%
140 GENVEC INC 100 257 0.00%
141 KINGSWAY FINL SVCS INC 41 257 0.00%
142 ENZON PHARMACEUTICALS INC 248 258 0.00%
143 INTERNET PATENTS CORP 84 260 0.00%
144 POKERTEK INC 200 264 0.00%
145 TIGERLOGIC CORP 200 268 0.00%
146 ISHARES TR 2 268 0.00%
147 NV5 HLDGS INC 100 270 0.00%
148 LIGHTPATH TECHNOLOGIES INC 200 272 0.00%
149 AMBIENT CORPORATION NEW 300 273 0.00%
150 SEQUANS COMMUNICATIONS S A 160 275 0.00%
Page 3 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
Page 1 of 40