| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,158,952 | 30,851,000 | 48.03% | ||
| 2 | 1607 Capital Partners, LLC | 892,443 | 12,753,000 | 19.85% | ||
| 3 | WELLS FARGO & COMPANY/MN | 508,415 | 7,266,000 | 11.31% | ||
| 4 | Relative Value Partners, LLC | 462,167 | 6,604,000 | 10.28% | ||
| 5 | ICON ADVISERS INC/CO | 262,105 | 3,745,000 | 5.83% | ||
| 6 | Invesco Ltd. | 121,672 | 1,738,000 | 2.71% | PRN | |
| 7 | Karpus Management, Inc. | 41,860 | 598,000 | 0.93% | ||
| 8 | LPL Financial LLC | 18,824 | 269,000 | 0.42% | ||
| 9 | UBS AG | 11,678 | 167,000 | 0.26% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 6,180 | 88,000 | 0.14% | ||
| 11 | MORGAN STANLEY | 4,783 | 68,000 | 0.11% | ||
| 12 | WFG Advisors, LP | 3,000 | 43,000 | 0.07% | ||
| 13 | D.A. DAVIDSON & CO. | 2,600 | 37,000 | 0.06% | ||
| 14 | NEW ENGLAND SECURITIES CORP /MA/ | 280 | 4,000 | 0.01% | ||
| 15 | SECURITY NATIONAL TRUST CO | 300 | 4,000 | 0.01% | ||
| 16 | ROYAL BANK OF CANADA | 150 | 2,000 | 0.00% | ||
| 17 | CITIGROUP INC | 9 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
