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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1651 REGENERON PHARMACEUTICALS 94 26,552 0.05%
1652 GRAND CANYON ED INC 578 26,571 0.05%
1653 SEMPRA ENERGY 254 26,596 0.05%
1654 ISHARES MSCI EMERGING MKTS EMEA ETF 500 27,045 0.05%
1655 CLAYMORE EXCHANGE TRD FD TR 769 27,176 0.06%
1656 SWIFT TRANSN CO 1,097 27,677 0.06%
1657 IMPAX LABORATORIES INC 925 27,741 0.06%
1658 NORDSON CORP 346 27,746 0.06%
1659 PUBLIC STORAGE 162 27,759 0.06%
1660 ETFS Physical Platinum Shares 192 27,769 0.06%
1661 CROWN CASTLE INTL CORP 374 27,773 0.06%
1662 STRYKER CORP 330 27,826 0.06%
1663 Proshares Ultra Msci 347 28,107 0.06%
1664 EXONE CO 710 28,130 0.06%
1665 CIGNA CORPORATION 306 28,143 0.06%
1666 DEERE & CO 314 28,433 0.06%
1667 SS&C TECHNOLOGIES HLDGS INC 643 28,433 0.06%
1668 TE CONNECTIVITY LTD 460 28,446 0.06%
1669 KROGER CO 578 28,571 0.06%
1670 NORTHROP GRUMMAN CORP 242 28,950 0.06%
1671 NETFLIX INC 66 29,080 0.06%
1672 DEUTSCHE BK AG LONDON 1,408 29,343 0.06%
1673 STERIS PLC 554 29,628 0.06%
1674 VALERO ENERGY CORP NEW 596 29,860 0.06%
1675 CUMMINS INC 194 29,932 0.06%
1676 FLUIDIGM CORP DEL COM 1,019 29,959 0.06%
1677 ISHARES TR 264 30,056 0.06%
1678 PIER 1 IMPORTS INC COM 1,959 30,188 0.06%
1679 HESS CORP 306 30,260 0.06%
1680 AON PLC 338 30,450 0.06%
1681 MEREDITH CORP COM 631 30,515 0.06%
1682 PREFORMED LINE PRODS CO 572 30,791 0.06%
1683 Clarcor Inc Com 500 30,925 0.06%
1684 FIDUS INVT CORPORATION 1,506 30,933 0.06%
1685 MARATHON OIL CORP 780 31,138 0.06%
1686 NOBLE ENERGY INC 402 31,139 0.06%
1687 MITEL NETWORKS CORP 2,960 31,198 0.06%
1688 YUM BRANDS INC 385 31,262 0.06%
1689 WHOLE FOODS MKT INC 822 31,754 0.06%
1690 MARSH & MCLENNAN COS INC 614 31,817 0.06%
1691 SPECTRA ENERGY CORP 750 31,860 0.06%
1692 ZIOPHARM ONCOLOGY INC 7,910 31,877 0.06%
1693 PACIFIC PREMIER BANCORP COM 2,263 31,886 0.06%
1694 INSYS THERAPEUTICS INC NEW 1,021 31,886 0.06%
1695 ZIONS BANCORPORATION 1,089 32,093 0.07%
1696 Invacare Corp 572 32,106 0.07%
1697 CORNING INC 1,464 32,135 0.07%
1698 PPL CORP 906 32,190 0.07%
1699 EMC INS GROUP INC COM 1,049 32,288 0.07%
1700 VANECK VECTORS ETF TR MTG REIT INCOME 1,271 32,347 0.07%
Page 34 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
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