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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1851 AXT INC 64 137 0.00%
1852 Black Diamond Inc. 12 135 0.00%
1853 LPATH INC 34 135 0.00%
1854 ZAIS FINL CORP 8 133 0.00%
1855 SUNLINK HEALTH SYSTEMS INC 108 132 0.00%
1856 PROSHARES TR II 2 130 0.00%
1857 PINGTAN MARINE ENTERPRISE LT 50 128 0.00%
1858 GIGAMEDIA LTD 120 127 0.00%
1859 GAIN CAP HLDGS INC 16 126 0.00%
1860 JETPAY CORP 59 123 0.00%
1861 Novacopper Inc 112 122 0.00%
1862 ENTRAVISION COMMUNICATIONS C 19 118 0.00%
1863 RENREN INCORPORATED SPONSORED ADR 35 117 0.00%
1864 VASCO DATA SEC INTL INC 10 116 0.00%
1865 ICAD INC 18 115 0.00%
1866 GLOBAL X FDS 9 114 0.00%
1867 Perma-Pipe International Holdings, Inc. 10 114 0.00%
1868 CHINA ZENIX AUTO INTL LTD 50 112 0.00%
1869 DAEGIS INCORPORATED 95 112 0.00%
1870 MAGELLAN PETROLEUM CORP 50 110 0.00%
1871 IRIDEX CORP 13 108 0.00%
1872 PHARMATHENE INC COM 75 106 0.00%
1873 HOWARD BANCORP INC 11 105 0.00%
1874 ACASTI PHARMA INC 100 103 0.00%
1875 EVOKE PHARMA INC 13 102 0.00%
1876 ASTEA INTL INC 41 98 0.00%
1877 CHINA BAK BATTERY INC 41 96 0.00%
1878 PGT INNOVATIONS INC 11 93 0.00%
1879 HOUSTON AMERN ENERGY CORP 200 92 0.00%
1880 PAULSON CAP DEL CORP 107 91 0.00%
1881 POWERSHARES S&P SMALLCAP IND 2 91 0.00%
1882 BRIDGELINE DIGITAL INC. 100 88 0.00%
1883 GLOBAL X FDS 6 86 0.00%
1884 TIGER MEDIA INC 90 86 0.00%
1885 COUNTERPATH CORP 84 86 0.00%
1886 SPDR Metals & Mining ETF 2 85 0.00%
1887 Eastern Virginia Bankshares Inc 13 83 0.00%
1888 UNITEK GLOBAL SVCS INC COM NEW 200 82 0.00%
1889 ZHONE TECHNOLOGIES INC NEW 26 81 0.00%
1890 GRAVITY CO LTD 100 80 0.00%
1891 ROBERTS REALTY INVS 100 79 0.00%
1892 IRIDIUM COMMUNICATIONS INC 201 76 0.00%
1893 ORTHOFIX INTL N V 2 73 0.00%
1894 GLOBAL X FDS 5 68 0.00%
1895 NextEra Energy Inc 1 65 0.00%
1896 ESSA BANCORP INC 5 56 0.00%
1897 VALLEY NATL BANCORP 349 56 0.00%
1898 DRDGOLD LTD-ADR 19 56 0.00%
1899 DIREXION DAILY JUNIOR GOLD 2 55 0.00%
1900 LUNA INNOVATIONS 40 55 0.00%
Page 38 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
151 WISDOMTREE EARNINGS 500 FUND ETF 712 49 0.10%
152 LOCKHEED MARTIN CORP 302 49 0.10%
153 SCHWAB STRATEGIC TR 1,423 49 0.10%
154 CLAYMORE EXCHANGE TRD FD TR 959 48 0.09%
155 MCKESSON CORP 258 48 0.09%
156 PHILLIPS 66 PARTNERS LP 629 48 0.09%
157 COMMONWEALTH REIT 1,820 48 0.09%
158 CORNERSTONE ONDEMAND INC 1,014 47 0.09%
159 KIMBERLY CLARK CORP 424 47 0.09%
160 LYONDELLBASELL INDUSTRIES N 484 47 0.09%
161 WISDOMTREE TR GLB EX US RL EST 1,551 47 0.09%
162 ISHARES 1,210 47 0.09%
163 FEDEX CORP 310 47 0.09%
164 TRAVELERS COMPANIES INC 494 46 0.09%
165 DOMINION ENERGY INC 650 46 0.09%
166 TIME WARNER INC NEW 310 46 0.09%
167 FOREST LABS INC COM 466 46 0.09%
168 FIRST TR EXCHANGE TRADED FD 1,591 46 0.09%
169 iShares MSCI Emerging Markets 760 46 0.09%
170 PRUDENTIAL FINL INC 518 46 0.09%
171 BLACKROCK INC 140 45 0.09%
172 SOUTHERN CO 994 45 0.09%
173 DirectTV Com 530 45 0.09%
174 WILLIAMS COS INC DEL 766 45 0.09%
175 RevShares Large Cap ETF 1,127 44 0.09%
176 WEX INC 415 44 0.09%
177 INSULET CORP 1,099 44 0.09%
178 PRAXAIR INC 330 44 0.09%
179 OLD LINE BANCSHARES INC 2,814 44 0.09%
180 YUM BRANDS INC 546 44 0.09%
181 OFFICE DEPOT INC 7,631 43 0.08%
182 FAIR ISAAC CORP 669 43 0.08%
183 ISHARES TR 976 43 0.08%
184 PTC INC 1,117 43 0.08%
185 INTERCONTINENTAL EXCHANGE IN 230 43 0.08%
186 SPDR INDEX SHS FDS 1,594 43 0.08%
187 AMERICAN CAP SR FLOATING LTD 3,036 43 0.08%
188 FREEPORT-MCMORAN INC 1,162 42 0.08%
189 GENERAL DYNAMICS CORP 364 42 0.08%
190 SPDR SERIES TRUST Barclays Cap Intl Corp Bd ETF 1,119 42 0.08%
191 DEVON ENERGY CORP NEW 528 42 0.08%
192 TJX COS INC NEW 796 42 0.08%
193 RAYTHEON CO 452 42 0.08%
194 TARGET CORP 708 41 0.08%
195 EATON CORP PLC 532 41 0.08%
196 PRECISION CASTPARTS 162 41 0.08%
197 ISHARES TR 330 41 0.08%
198 TRIVASCULAR TECHNOLOGIES INC 2,649 41 0.08%
199 Kraft Heinz Company 668 40 0.08%
200 Steris Corp 754 40 0.08%
Page 4 of 40