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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1901 SELECT SECTOR SPDR TR 1 54 0.00%
1902 FIDELITY 2 54 0.00%
1903 WIRELESS TELECOM GROUP INC 20 53 0.00%
1904 POINT.360 137 49 0.00%
1905 METHES ENERGIES INTL LTD 200 48 0.00%
1906 ArQule Inc 31 48 0.00%
1907 VILLAGE SUPER MKT INC CL A NEW 2 47 0.00%
1908 ATLANTICUS HLDGS CORP 16 45 0.00%
1909 RENESOLA LTD 15 44 0.00%
1910 China Sunergy Co Ltd 13 44 0.00%
1911 CENTRAL FED CORP 29 43 0.00%
1912 PRO-DEX INC COLO 20 42 0.00%
1913 PERMA-FIX ENVIRONMENTAL SVCS 8 37 0.00%
1914 STERLING BANCORP DEL COM 3 36 0.00%
1915 PUTNAM MANAGED MUN INCOME TR 5 36 0.00%
1916 INTELLIGENT SYS CORP NEW 25 34 0.00%
1917 ZBB ENERGY CORPORATION 20 32 0.00%
1918 OCERA THERAPEUTICS INC 4 31 0.00%
1919 Pacific Sunwear Calif Inc 13 31 0.00%
1920 CONATUS PHARMACEUTICALS INC 3 27 0.00%
1921 CADIZ INC COM USD0.01 3 25 0.00%
1922 REALPAGE INC COM 1 22 0.00%
1923 Ultrapetrol (Bahamas) Ltd 7 21 0.00%
1924 ROI ACQUISITION CORP II 60 21 0.00%
1925 CAROLINA TR BK LINCOLNTON NC 4 20 0.00%
1926 OSSEN INNOVATION CO LTD 20 20 0.00%
1927 RADNET INC COM 3 20 0.00%
1928 BODY CENT CORP 23 20 0.00%
1929 INFOSONICS CORP 8 19 0.00%
1930 OPTICAL CABLE CORP COM NEW 4 16 0.00%
1931 NEUROCRINE BIOSCIE COM USD0.001 1 15 0.00%
1932 TILE SHOP HLDGS INC 1 15 0.00%
1933 BG Medicine, Inc. 8 8 0.00%
1934 MEDGENICS INC 1 8 0.00%
1935 MAJESCO ENTERTAINMENT CO COM PAR NEW 3 7 0.00%
1936 SMTC CORP 2 4 0.00%
1937 COEUR MNG INC 3 3 0.00%
1938 Apricus Biosciences, Inc. 1 2 0.00%
1939 IKANOS COMMUNICATIONS INC 1 0 0.00%
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Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO & CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUPINC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
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