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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1901 SELECT SECTOR SPDR TR 1 54 0.00%
1902 FIDELITY 2 54 0.00%
1903 WIRELESS TELECOM GROUP INC 20 53 0.00%
1904 POINT.360 137 49 0.00%
1905 METHES ENERGIES INTL LTD 200 48 0.00%
1906 ArQule Inc 31 48 0.00%
1907 VILLAGE SUPER MKT INC CL A NEW 2 47 0.00%
1908 ATLANTICUS HLDGS CORP 16 45 0.00%
1909 RENESOLA LTD 15 44 0.00%
1910 China Sunergy Co Ltd 13 44 0.00%
1911 CENTRAL FED CORP 29 43 0.00%
1912 PRO-DEX INC COLO 20 42 0.00%
1913 PERMA-FIX ENVIRONMENTAL SVCS 8 37 0.00%
1914 STERLING BANCORP DEL COM 3 36 0.00%
1915 PUTNAM MANAGED MUN INCOME TR 5 36 0.00%
1916 INTELLIGENT SYS CORP NEW 25 34 0.00%
1917 ZBB ENERGY CORPORATION 20 32 0.00%
1918 OCERA THERAPEUTICS INC 4 31 0.00%
1919 Pacific Sunwear Calif Inc 13 31 0.00%
1920 CONATUS PHARMACEUTICALS INC 3 27 0.00%
1921 CADIZ INC COM USD0.01 3 25 0.00%
1922 REALPAGE INC COM 1 22 0.00%
1923 Ultrapetrol (Bahamas) Ltd 7 21 0.00%
1924 ROI ACQUISITION CORP II 60 21 0.00%
1925 CAROLINA TR BK LINCOLNTON NC 4 20 0.00%
1926 OSSEN INNOVATION CO LTD 20 20 0.00%
1927 RADNET INC COM 3 20 0.00%
1928 BODY CENT CORP 23 20 0.00%
1929 INFOSONICS CORP 8 19 0.00%
1930 OPTICAL CABLE CORP COM NEW 4 16 0.00%
1931 NEUROCRINE BIOSCIE COM USD0.001 1 15 0.00%
1932 TILE SHOP HLDGS INC 1 15 0.00%
1933 BG Medicine, Inc. 8 8 0.00%
1934 MEDGENICS INC 1 8 0.00%
1935 MAJESCO ENTERTAINMENT CO COM PAR NEW 3 7 0.00%
1936 SMTC CORP 2 4 0.00%
1937 COEUR MNG INC 3 3 0.00%
1938 Apricus Biosciences, Inc. 1 2 0.00%
1939 IKANOS COMMUNICATIONS INC 1 0 0.00%
Page 39 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 UNITED TECHNOLOGIES CORP 942 109 0.21%
52 OPUS BK IRVINE CALIF COM 3,600 105 0.20%
53 UNION PAC CORP 1,018 102 0.20%
54 US BANCORP DEL 2,340 101 0.20%
55 3M CO 704 101 0.20%
56 VANGUARD WORLD FD 965 101 0.20%
57 ABBVIE INC 1,778 100 0.19%
58 CVS HEALTH CORP 1,324 100 0.19%
59 MICRON TECHNOLOGY INC 3,040 100 0.19%
60 STRATTEC SEC CORP 1,527 98 0.19%
61 WASTE MGMT INC DEL 2,170 97 0.19%
62 GOLDMAN SACHS GROUP INC 572 96 0.19%
63 ALTRIA GROUP INC 2,230 94 0.18%
64 UNITEDHEALTH GROUP INC 1,108 91 0.18%
65 UNITED NATURAL FOODSINC 1,403 91 0.18%
66 OCCIDENTAL PETE CORP DEL 890 91 0.18%
67 BRISTOL MYERS SQUIBB CO 1,840 89 0.17%
68 SPDR INDEX SHS FDS 1,665 88 0.17%
69 FEI COMPANY 934 85 0.16%
70 MASTERCARD INCORPORATED 1,142 84 0.16%
71 BIOGEN INC 264 83 0.16%
72 HONEYWELL INTL INC 878 82 0.16%
73 UNITED PARCEL SERVICE INC 796 82 0.16%
74 PROSHARES TR 900 81 0.16%
75 CATERPILLAR INC 714 78 0.15%
76 ISHARES 10-20 YEAR TREASURY BOND ETF 602 78 0.15%
77 FORD MTR CO DEL 4,414 76 0.15%
78 Solar Capital Ltd. 3,508 75 0.15%
79 FIRST CTZNS BANCSHARES INC N 300 74 0.14%
80 SPDR S&P 600 SMALL CAP VALUE ETF 668 74 0.14%
81 NETSCOUT SYS INC 1,642 73 0.14%
82 MONSANTO CO NEW 588 73 0.14%
83 MADDEN STEVEN LTD COM 2,134 73 0.14%
84 EOG RES INC 616 72 0.14%
85 GW PHARMACEUTICALS PLC 674 72 0.14%
86 Walgreens 978 72 0.14%
87 Medtronic Inc 1,120 71 0.14%
88 Hewlett Packard Co 2,122 71 0.14%
89 PRICELINE GRP INC 58 70 0.14%
90 DOW CHEM CO 1,362 70 0.14%
91 METLIFE INC 1,258 70 0.14%
92 TIME WARNER INC 1,000 70 0.14%
93 LILLY ELI & CO 1,104 69 0.13%
94 DU PONT E I DE NEMOURS & CO 1,038 68 0.13%
95 POWER SOLUTIONS INTL INC 946 68 0.13%
96 TEXAS INSTRS INC 1,414 68 0.13%
97 HALLIBURTON CO 952 68 0.13%
98 ISRAMCO INC 527 67 0.13%
99 COLGATE PALMOLIVE CO 978 67 0.13%
100 ISHARES INC 2,357 66 0.13%
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