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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
201 CELGENE CORP 454 38,990 0.08%
202 VIACOM INC NEW 446 38,682 0.08%
203 CBS CORP NEW 618 38,403 0.08%
204 ILLINOIS TOOL WKS INC 438 38,351 0.08%
205 POWERSHARES ETF TRUST 1,685 37,559 0.08%
206 WISDOMTREE TR 763 37,448 0.08%
207 JOHNSON CTLS INTL PLC 744 37,148 0.08%
208 PRIMEENERGY CORP COM 600 36,900 0.07%
209 YAHOO INC 1,050 36,887 0.07%
210 DELTA AIRLINES INC DEL 950 36,784 0.07%
211 GENERAL MLS INC 700 36,778 0.07%
212 PIONEER NAT RES CO 160 36,770 0.07%
213 BUFFALO WILD WINGS INC 221 36,622 0.07%
214 SALESFORCE COM INC 628 36,474 0.07%
215 ENDURANCE INTL GROUP HLDGS I 2,363 36,130 0.07%
216 DEXCOM INC 909 36,051 0.07%
217 NORFOLK SOUTHERN CORP 346 35,648 0.07%
218 SCHWAB CHARLES CORP 1,308 35,224 0.07%
219 EXELON CORP 960 35,021 0.07%
220 Stanley Black & Decker Inc Corp Unit 260 34,978 0.07%
221 Nielsen Holdings B.V. 722 34,952 0.07%
222 CSX CORP 1,128 34,754 0.07%
223 VIRTUSA CORPORATION 970 34,726 0.07%
224 CHESAPEAKE ENERGY CORP 355 34,701 0.07%
225 IONIS PHARMACEUTICAL 998 34,381 0.07%
226 NATIONAL WESTN LIFE INS CO 137 34,169 0.07%
227 CHEMED CORP NEW COM 363 34,020 0.07%
228 Anthem, Inc. 316 34,005 0.07%
229 WEST PHARMACEUTICAL SVSC INC 805 33,955 0.07%
230 ECOLAB INC 304 33,847 0.07%
231 COGNIZANT TECHNOLOGY SOLUTIO 680 33,259 0.07%
232 WISDOMTREE GLOBAL EX-US UTILITIES FUND 1,626 33,122 0.07%
233 AETNA INC NEW 406 32,918 0.07%
234 PPG INDS INC 156 32,783 0.07%
235 DISCOVER FINL SVCS 528 32,725 0.07%
236 Forum Energy Technologies Inc 898 32,714 0.07%
237 MANCHESTER UTD PLC NEW ORD CL A 1,872 32,666 0.07%
238 STATE STR CORP 484 32,554 0.07%
239 DEVRY EDUCATION 767 32,475 0.07%
240 VANECK VECTORS ETF TR MTG REIT INCOME 1,271 32,347 0.07%
241 EMC INS GROUP INC COM 1,049 32,288 0.07%
242 PPL CORP 906 32,190 0.07%
243 CORNING INC 1,464 32,135 0.07%
244 Invacare Corp 572 32,106 0.07%
245 ZIONS BANCORPORATION 1,089 32,093 0.07%
246 PACIFIC PREMIER BANCORP 2,263 31,886 0.06%
247 INSYS THERAPEUTICS INC NEW COM NEW 1,021 31,886 0.06%
248 ZIOPHARM ONCOLOGY INC 7,910 31,877 0.06%
249 Spectra Energy Corp Com 750 31,860 0.06%
250 MARSH & MCLENNAN COS INC 614 31,817 0.06%
Page 5 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
251 PIEDMONT NAT GAS INC 889 33 0.06%
252 MANCHESTER UTD PLC NEW ORD CL A 1,872 33 0.06%
253 COGNIZANT TECHNOLOGY SOLUTIO 680 33 0.06%
254 AETNA INC NEW 406 33 0.06%
255 STATE STR CORP 484 33 0.06%
256 CVB FINL CORP COM 2,043 33 0.06%
257 ZIOPHARM ONCOLOGY INC 8,079 33 0.06%
258 PPL CORP 906 32 0.06%
259 DEVRY EDUCATION 767 32 0.06%
260 WHOLE FOODS MKT INC 822 32 0.06%
261 MARSH & MCLENNAN COS INC 614 32 0.06%
262 VANECK VECTORS ETF TR MTG REIT INCOME 1,271 32 0.06%
263 PACIFIC PREMIER BANCORP 2,263 32 0.06%
264 INSYS THERAPEUTICS INC NEW COM NEW 1,021 32 0.06%
265 ZIONS BANCORPORATION 1,089 32 0.06%
266 CORNING INC 1,464 32 0.06%
267 Spectra Energy Corp Com 750 32 0.06%
268 Invacare Corp 572 32 0.06%
269 MARATHON OIL CORP 780 31 0.06%
270 Fidus Investment Corp 1,506 31 0.06%
271 PREFORMED LINE PRODS CO 572 31 0.06%
272 NOBLE ENERGY INC 402 31 0.06%
273 MEREDITH CORP COM 631 31 0.06%
274 Clarcor Inc Com 500 31 0.06%
275 MITEL NETWORKS CORP 2,960 31 0.06%
276 AON PLC 338 30 0.06%
277 VALERO ENERGY CORP NEW 596 30 0.06%
278 HESS CORP 306 30 0.06%
279 CAPITAL SOUTHWEST CORP COM 840 30 0.06%
280 FLUIDIGM CORP DEL COM 1,019 30 0.06%
281 PIER 1 IMPORTS INC 1,959 30 0.06%
282 CUMMINS INC 194 30 0.06%
283 ISHARES TR 264 30 0.06%
284 KROGER CO 578 29 0.06%
285 TUESDAY MORNING CORP 1,612 29 0.06%
286 NETFLIX INC 66 29 0.06%
287 NORTHROP GRUMMAN CORP 242 29 0.06%
288 ELEMENTS MORNINGSTAR WIDE MOAT FOCUS TOTAL RETURN INDEX ETN 1,408 29 0.06%
289 CIGNA CORPORATION 306 28 0.05%
290 PUBLIC STORAGE 162 28 0.05%
291 EXONE CO 710 28 0.05%
292 NORDSON CORP 346 28 0.05%
293 SS&C TECHNOLOGIES HLDGS INC 643 28 0.05%
294 IMPAX LABORATORIES INC 925 28 0.05%
295 PROSHARES TR MSCI EMRG 347 28 0.05%
296 Winmark Corp 398 28 0.05%
297 CROWN CASTLE INTL CORP 374 28 0.05%
298 TE CONNECTIVITY LTD 460 28 0.05%
299 ETFS PHYSICAL PLATINUM SHARES 192 28 0.05%
300 STRYKER CORP 330 28 0.05%
Page 6 of 40