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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
251 WHOLE FOODS MKT INC 822 31,754 0.06%
252 YUM BRANDS INC 385 31,262 0.06%
253 MITEL NETWORKS CORP 2,960 31,198 0.06%
254 NOBLE ENERGY INC 402 31,139 0.06%
255 MARATHON OIL CORP 780 31,138 0.06%
256 FIDUS INVT CORPORATION 1,506 30,933 0.06%
257 Clarcor Inc Com 500 30,925 0.06%
258 PREFORMED LINE PRODS CO 572 30,791 0.06%
259 MEREDITH CORP COM 631 30,515 0.06%
260 AON PLC 338 30,450 0.06%
261 HESS CORP 306 30,260 0.06%
262 PIER 1 IMPORTS INC COM 1,959 30,188 0.06%
263 ISHARES TR 264 30,056 0.06%
264 FLUIDIGM CORP DEL COM 1,019 29,959 0.06%
265 CUMMINS INC 194 29,932 0.06%
266 VALERO ENERGY CORP NEW 596 29,860 0.06%
267 STERIS PLC 554 29,628 0.06%
268 DEUTSCHE BK AG LONDON 1,408 29,343 0.06%
269 NETFLIX INC 66 29,080 0.06%
270 NORTHROP GRUMMAN CORP 242 28,950 0.06%
271 KROGER CO 578 28,571 0.06%
272 TE CONNECTIVITY LTD 460 28,446 0.06%
273 DEERE & CO 314 28,433 0.06%
274 SS&C TECHNOLOGIES HLDGS INC 643 28,433 0.06%
275 CIGNA CORPORATION 306 28,143 0.06%
276 EXONE CO 710 28,130 0.06%
277 Proshares Ultra Msci 347 28,107 0.06%
278 STRYKER CORP 330 27,826 0.06%
279 CROWN CASTLE INTL CORP 374 27,773 0.06%
280 ETFS Physical Platinum Shares 192 27,769 0.06%
281 PUBLIC STORAGE 162 27,759 0.06%
282 NORDSON CORP 346 27,746 0.06%
283 IMPAX LABORATORIES INC 925 27,741 0.06%
284 SWIFT TRANSN CO 1,097 27,677 0.06%
285 CLAYMORE EXCHANGE TRD FD TR 769 27,176 0.06%
286 ISHARES MSCI EMERGING MKTS EMEA ETF 500 27,045 0.05%
287 SEMPRA ENERGY 254 26,596 0.05%
288 GRAND CANYON ED INC 578 26,571 0.05%
289 REGENERON PHARMACEUTICALS 94 26,552 0.05%
290 SANDISK CORP 254 26,525 0.05%
291 CARDINAL HEALTH INC 384 26,327 0.05%
292 FRANKLIN RESOURCES INC 452 26,144 0.05%
293 DISCOVERY COMMUNICATNS NEW 358 26,141 0.05%
294 WGL HLDGS INC COM 606 26,119 0.05%
295 GUIDEWIRE SOFTWARE INC 642 26,104 0.05%
296 LITHIA MTRS INC COM 277 26,057 0.05%
297 GRUPO TELEVISA SA 755 25,904 0.05%
298 MICROSEMI CORP 964 25,797 0.05%
299 PIEDMONT NAT GAS INC 689 25,775 0.05%
300 MARATHON PETE CORP 330 25,763 0.05%
Page 6 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 UNITED TECHNOLOGIES CORP 942 109 0.21%
52 OPUS BK IRVINE CALIF 3,600 105 0.20%
53 UNION PAC CORP 1,018 102 0.20%
54 US BANCORP DEL 2,340 101 0.20%
55 3M CO 704 101 0.20%
56 VANGUARD WORLD FD 965 101 0.20%
57 ABBVIE INC 1,778 100 0.19%
58 CVS HEALTH CORP 1,324 100 0.19%
59 MICRON TECHNOLOGY INC 3,040 100 0.19%
60 STRATTEC SEC CORP COM 1,527 98 0.19%
61 WASTE MGMT INC DEL 2,170 97 0.19%
62 GOLDMAN SACHS GROUP INC 572 96 0.19%
63 ALTRIA GROUP INC 2,230 94 0.18%
64 UNITEDHEALTH GROUP INC 1,108 91 0.18%
65 UNITED NATURAL FOODSINC 1,403 91 0.18%
66 OCCIDENTAL PETE CORP DEL 890 91 0.18%
67 BRISTOL MYERS SQUIBB CO 1,840 89 0.17%
68 SPDR INDEX SHS FDS 1,665 88 0.17%
69 FEI COMPANY 934 85 0.16%
70 MASTERCARD INCORPORATED 1,142 84 0.16%
71 BIOGEN INC 264 83 0.16%
72 HONEYWELL INTL INC 878 82 0.16%
73 UNITED PARCEL SERVICE INC 796 82 0.16%
74 PROSHARES TR 900 81 0.16%
75 CATERPILLAR INC 714 78 0.15%
76 ISHARES 10-20 YEAR TREASURY BOND ETF 602 78 0.15%
77 FORD MTR CO DEL 4,414 76 0.15%
78 SOLAR CAP LTD 3,508 75 0.15%
79 FIRST CTZNS BANCSHARES INC N 300 74 0.14%
80 SPDR S&P 600 SMALL CAP VALUE ETF 668 74 0.14%
81 NETSCOUT SYS INC 1,642 73 0.14%
82 MONSANTO CO NEW 588 73 0.14%
83 MADDEN STEVEN LTD COM 2,134 73 0.14%
84 EOG RES INC 616 72 0.14%
85 GW PHARMACEUTICALS PLC 674 72 0.14%
86 Walgreens 978 72 0.14%
87 MEDTRONIC INC 1,120 71 0.14%
88 Hewlett Packard Co 2,122 71 0.14%
89 PRICELINE GRP INC 58 70 0.14%
90 DOW CHEM CO 1,362 70 0.14%
91 METLIFE INC 1,258 70 0.14%
92 TIME WARNER INC 1,000 70 0.14%
93 LILLY ELI & CO 1,104 69 0.13%
94 DU PONT E I DE NEMOURS & CO 1,038 68 0.13%
95 POWER SOLUTIONS INTERNATIONAL INC 946 68 0.13%
96 TEXAS INSTRS INC 1,414 68 0.13%
97 HALLIBURTON CO 952 68 0.13%
98 ISRAMCO INC 527 67 0.13%
99 COLGATE PALMOLIVE CO 978 67 0.13%
100 ISHARES INC 2,357 66 0.13%
Page 2 of 40