Dark
Light
System
Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
51 Cypress Semiconductor 16,975 167,628 0.32%
52 Wynn Resorts 856 160,140 0.30%
53 3M CO 1,091 154,573 0.29%
54 BOEING CO 1,209 154,002 0.29%
55 ALTRIA GROUP INC 3,345 153,669 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153,028 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151,430 0.29%
58 MICHAELS COS INC COM 8,594 150,223 0.28%
59 MCDONALDS CORP 1,456 138,043 0.26%
60 AMERICAN EXPRESS CO 1,518 132,886 0.25%
61 UNITEDHEALTH GROUP INC 1,538 132,653 0.25%
62 BIOGEN INC 399 131,993 0.25%
63 LINEAR TECHNOLOGY CORP 2,944 130,684 0.25%
64 AMERICAN INTL GROUP INC 2,406 129,972 0.25%
65 STARBUCKS CORP 1,714 129,338 0.24%
66 US BANCORP DEL 3,039 127,121 0.24%
67 GOLDMAN SACHS GROUP INC 690 126,663 0.24%
68 OCCIDENTAL PETE CORP DEL 1,314 126,341 0.24%
69 TEXAS INSTRS INC 2,649 126,331 0.24%
70 CVS HEALTH CORP 1,553 123,603 0.23%
71 MASTERCARD INCORPORATED 1,659 122,633 0.23%
72 COMCAST CORP NEW 2,253 121,166 0.23%
73 EBAY INC 2,105 119,206 0.23%
74 ISHARES TRUST 1,688 118,278 0.22%
75 ALLERGAN PLC 485 117,021 0.22%
76 Dorman Products Inc 2,896 116,014 0.22%
77 ABBOTT LABS 2,774 115,371 0.22%
78 HONEYWELL INTL INC 1,220 113,606 0.21%
79 Hewlett-Packard Compan 3,147 111,624 0.21%
80 LOCKHEED MARTIN CORP 606 110,765 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 110,654 0.21%
82 Wisdomtree Tr 1,262 110,463 0.21%
83 TIME WARNER INC 1,440 108,302 0.20%
84 VANGUARD WORLD FD 984 107,699 0.20%
85 RANDGOLD RESOURCES LTD 1,590 107,468 0.20%
86 PROSHARES TR 1,232 106,580 0.20%
87 NIKE INC 1,185 105,702 0.20%
88 CELGENE CORP 1,110 105,206 0.20%
89 CATERPILLAR INC DEL 1,059 104,873 0.20%
90 LILLY ELI & CO 1,609 104,344 0.20%
91 Office Depot Inc 20,247 104,070 0.20%
92 FS INVT CORP 9,625 103,661 0.20%
93 OMNIVISION TECHS INC 3,905 103,326 0.20%
94 Medtronics Inc. 1,650 102,218 0.19%
95 METLIFE INC 1,896 101,853 0.19%
96 PRICELINE GRP INC 87 100,796 0.19%
97 WISDOMTREE TR 1,323 100,641 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100,460 0.19%
99 MONSANTO CO NEW 885 99,571 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99,381 0.19%
Page 2 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2301 SYNUTRA INTL INC 260 1 0.00%
2302 HOWARD BANCORP INC 96 1 0.00%
2303 Hornbeck Offshore Svcs 28 1 0.00%
2304 Taiwan Semiconductor ADR 40 1 0.00%
2305 HF2 Financial Management Inc Sponser Shares 82 1 0.00%
2306 HERZFELD CARIBBEAN BASIN FD 171 1 0.00%
2307 YELP INC CL A 10 1 0.00%
2308 AETRIUM INC 264 1 0.00%
2309 Heritage Oaks Bancorp 86 1 0.00%
2310 TCF FINL CORP 300 1 0.00%
2311 HELIOS & MATHESON ANALYTICS 360 1 0.00%
2312 TCP INTL HLDGS LTD 100 1 0.00%
2313 HANCOCK JOHN PREMUIM DIV FD 85 1 0.00%
2314 TEL INSTR ELECTRS CORP 105 1 0.00%
2315 GUARANTY FED BANCSHARES INC 87 1 0.00%
2316 TENAX THERAPEUTICS INC 254 1 0.00%
2317 GRUPO SIMEC S A B DE C V 99 1 0.00%
2318 TERNIUM SA 29 1 0.00%
2319 GRIFFIN INDUSTRIAL REALTY IN 48 1 0.00%
2320 GRAY TELEVISION, INC CL A 134 1 0.00%
2321 Gordmans Stores Inc. 200 1 0.00%
2322 GOLDMAN SACHS MLP INC OPP FD 61 1 0.00%
2323 GLOBAL SOURCES LTD 200 1 0.00%
2324 Tetra Tech Inc New 44 1 0.00%
2325 GLOBAL EAGLE ENTMT INC 131 1 0.00%
2326 Gibraltar Industries I 100 1 0.00%
2327 GENOCEA BIOSCIENCES INC 92 1 0.00%
2328 T.G.C. INDUSTRIES INC 200 1 0.00%
2329 THERAVANCE BIOPHARMA INC 49 1 0.00%
2330 GENMARK DIAGNOSTICS INC 167 1 0.00%
2331 GALMED PHARMACEUTICALS LTD 100 1 0.00%
2332 THL CR SR LN FD 47 1 0.00%
2333 THT HEAT TRANSFER TECHNOLOGY 465 1 0.00%
2334 GABELLI EQUITY TR INC 155 1 0.00%
2335 FX ENERGY INC 262 1 0.00%
2336 TILLY S INC CLASS A SHRS 99 1 0.00%
2337 FRIEDMAN INDS INC 99 1 0.00%
2338 FRANCO NEVADA CORP 15 1 0.00%
2339 ROCKY MTN CHOC FACTORY 100 1 0.00%
2340 TOFUTTI BRANDS INC 200 1 0.00%
2341 FLAMEL TECHNOLOGIES SA SPONSORED ADR 46 1 0.00%
2342 YORK WTR CO 44 1 0.00%
2343 TORTOISE MLP FD INC 26 1 0.00%
2344 FIRST TR FTSE EPRA/NAREIT DE 33 1 0.00%
2345 TOWERSTREAM CORP 434 1 0.00%
2346 TOWNEBANK COM 56 1 0.00%
2347 First Finl Bancorp Ohi 72 1 0.00%
2348 FIRST CAPITAL INC COM 28 1 0.00%
2349 FIRST BANCORP/NC 68 1 0.00%
2350 TRIO TECH INTL 200 1 0.00%
Page 47 of 48