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HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 54 Institutional holders with a total value of $135,259,427.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 3,715,811 26,011,000 19.23%
2 CASTLE CREEK CAPITAL PARTNERS IV, LP 2,483,100 17,382,000 12.85%
3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 2,231,286 15,619,000 11.55%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,724,425 12,071,000 8.92%
5 BANC FUNDS CO LLC 1,573,478 11,014,000 8.14%
6 PRICE MICHAEL F 1,166,575 8,166,000 6.04%
7 VANGUARD GROUP INC 680,042 4,760,000 3.52%
8 BlackRock Fund Advisors 543,726 3,806,000 2.81%
9 MALTESE CAPITAL MANAGEMENT LLC 493,200 3,452,000 2.55%
10 WELLINGTON MANAGEMENT GROUP LLP 492,900 3,450,000 2.55%
11 Stieven Capital Advisors, L.P. 454,680 3,183,000 2.35%
12 Phocas Financial Corp. 439,396 3,076,000 2.27% SH
13 BlackRock Institutional Trust Company, N.A. 375,545 2,629,000 1.94%
14 JACOBS ASSET MANAGEMENT, LLC 308,600 2,160,000 1.60%
15 Geduld E E 275,000 1,925,000 1.42%
16 STATE STREET CORP 266,022 1,864,000 1.38%
17 1919 Investment Counsel, LLC 250,000 1,750,000 1.29%
18 NORTHERN TRUST CORP 230,145 1,611,000 1.19%
19 Employees Retirement System of Texas 162,000 1,134,000 0.84%
20 THB ASSET MANAGEMENT 149,414 1,045,000 0.77%
21 ALLSTATE CORP 148,069 1,036,000 0.77%
22 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 131,216 919,000 0.68%
23 GEODE CAPITAL MANAGEMENT, LLC 113,848 796,000 0.59%
24 EMERALD MUTUAL FUND ADVISERS TRUST 96,537 676,000 0.50%
25 Catalyst Capital Advisors LLC 92,500 648,000 0.48%
26 TIAA CREF INVESTMENT MANAGEMENT LLC 88,746 621,000 0.46%
27 Bank of New York Mellon Corp 88,742 621,000 0.46%
28 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 77,500 543,000 0.40%
29 BlackRock Investment Management, LLC 76,012 532,000 0.39%
30 PANAGORA ASSET MANAGEMENT INC 50,124 351,000 0.26%
31 BLACKTHORN INVESTMENT GROUP LLC 49,771 348,000 0.26%
32 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 41,195 288,000 0.21%
33 TEACHERS ADVISORS, LLC 31,738 222,000 0.16%
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,600 194,000 0.14%
35 RHUMBLINE ADVISERS 25,535 179,000 0.13%
36 Harvest Capital Strategies LLC 24,656 173,000 0.13%
37 STIFEL FINANCIAL CORP 24,681 173,000 0.13%
38 Nationwide Fund Advisors 17,206 120,000 0.09%
39 MORGAN STANLEY 16,267 114,000 0.08%
40 AMERICAN INTERNATIONAL GROUP, INC. 14,661 102,627 0.08%
41 Invesco Ltd. 11,891 83,000 0.06%
42 Brandywine Global Investment Management, LLC 11,390 80,000 0.06%
43 PARAMETRIC PORTFOLIO ASSOCIATES LLC 11,344 79,000 0.06%
44 J.P. Morgan Private Wealth Advisors LLC 10,935 77,000 0.06%
45 BLACKROCK ADVISORS LLC 9,568 67,000 0.05%
46 DEUTSCHE BANK AG\ 9,641 66,000 0.05%
47 BARCLAYS PLC 1,474 11,000 0.01%
48 BNP PARIBAS FINANCIAL MARKETS 1,400 9,800 0.01%
49 WELLS FARGO & COMPANY/MN 1,032 7,000 0.01%
50 BANK OF AMERICA CORP /DE/ 759 5,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.