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FLAMEL TECHNOLOGIES SA SPONSORED ADR
FLAMEL TECHNOLOGIES SA SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 73 Institutional holders with a total value of $333,417,865.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEERFIELD MANAGEMENT COMPANY, L.P. 5,258,475 75,249,000 22.57%
2 Broadfin Capital, LLC 5,005,613 71,630,000 21.48%
3 JPMORGAN CHASE & CO 1,275,916 18,258,000 5.48%
4 KENNEDY CAPITAL MANAGEMENT LLC 1,032,238 14,771,000 4.43%
5 CLOUGH CAPITAL PARTNERS L P 887,650 12,702,000 3.81%
6 Rock Springs Capital Management LP 735,000 10,518,000 3.15%
7 JENNISON ASSOCIATES LLC 712,283 10,193,000 3.06%
8 D. E. Shaw & Co., Inc. 696,535 9,967,000 2.99%
9 MILLENNIUM MANAGEMENT LLC 634,217 9,076,000 2.72%
10 PERCEPTIVE ADVISORS LLC 610,000 8,729,000 2.62%
11 BROWN CAPITAL MANAGEMENT LLC 561,578 8,036,000 2.41%
12 VHCP Management, LLC 500,000 7,155,000 2.15%
13 TURNER INVESTMENTS LLC 472,988 6,769,000 2.03%
14 Alyeska Investment Group, L.P. 467,902 6,696,000 2.01%
15 PRICE T ROWE ASSOCIATES INC /MD/ 462,100 6,613,000 1.98%
16 MORGAN STANLEY 440,888 6,309,000 1.89%
17 PointState Capital LP 400,000 5,724,000 1.72%
18 CLEARBRIDGE, LLC 361,890 5,179,000 1.55%
19 FMR LLC 330,780 4,733,000 1.42%
20 Weiss Multi-Strategy Advisers LLC 300,000 4,293,000 1.29%
21 BAILARD, INC. 235,000 3,363,000 1.01%
22 Bank of New York Mellon Corp 207,319 2,967,000 0.89%
23 Lisanti Capital Growth, LLC 140,272 2,007,000 0.60%
24 BOGLE INVESTMENT MANAGEMENT L P /DE/ 129,736 1,856,000 0.56%
25 DEUTSCHE BANK AG\ 121,207 1,733,000 0.52%
26 WALL STREET ASSOCIATES 120,852 1,729,000 0.52%
27 MARSHALL WACE, LLP 114,327 1,636,000 0.49%
28 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 112,074 1,604,000 0.48%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 70,700 1,012,000 0.30% Call
30 COMERICA BANK 64,977 930,000 0.28%
31 Neuberger Berman Group LLC 63,300 905,000 0.27%
32 Atika Capital Management LLC 62,000 887,000 0.27%
33 IRIDIAN ASSET MANAGEMENT LLC/CT 58,270 834,000 0.25%
34 Independence Capital Asset Partners, LLC 54,500 780,000 0.23%
35 UBS AG 54,174 775,000 0.23%
36 Index Management Solutions, LLC 52,327 749,000 0.22%
37 THOMPSON SIEGEL & WALMSLEY LLC 49,500 708,000 0.21%
38 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 45,821 656,000 0.20%
39 Janney Montgomery Scott LLC 41,500 593,865 0.18%
40 EATON VANCE MANAGEMENT 34,700 497,000 0.15%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,500 451,000 0.14% Put
42 BOURGEON CAPITAL MANAGEMENT LLC 31,200 446,000 0.13%
43 STATE STREET CORP 31,008 444,000 0.13%
44 STIFEL FINANCIAL CORP 26,085 373,000 0.11%
45 D.A. DAVIDSON & CO. 26,000 372,000 0.11%
46 ASCEND CAPITAL, LLC 23,270 333,000 0.10%
47 CREDIT AGRICOLE S A 21,056 301,000 0.09%
48 TD ASSET MANAGEMENT INC 17,800 255,000 0.08%
49 CREDIT SUISSE AG/ 15,213 218,000 0.07%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,799 197,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.