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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
201 WEBSITE PROS INC COM 2,683 53,553 0.10%
202 RAYTHEON CO 525 53,351 0.10%
203 YUM BRANDS INC 741 53,337 0.10%
204 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 640 53,254 0.10%
205 INSULET CORPORATION 1,435 52,880 0.10%
206 CARDINAL HEALTH INC 699 52,369 0.10%
207 GENERAL MLS INC 1,032 52,064 0.10%
208 DELTA AIRLINES INC DEL 1,422 51,405 0.10%
209 VALERO ENERGY CORP NEW 1,107 51,221 0.10%
210 KRAFT HEINZ CO COM 902 50,873 0.10%
211 CORNING INC 2,625 50,768 0.10%
212 EATON CORP PLC 801 50,759 0.10%
213 POWERSHARES ETF TRUST II 2,074 50,585 0.10%
214 GLOBAL X FDS 4,928 50,315 0.10%
215 DISCOVER FINL SVCS 780 50,224 0.09%
216 CABOT OIL & GAS CORP 1,533 50,114 0.09%
217 GLOBAL X FDS 2,371 50,076 0.09%
218 SPDR INDEX SHS FDS 1,764 50,045 0.09%
219 AUTOZONE INC 98 49,947 0.09%
220 Nielsen Holdings B.V. 1,120 49,650 0.09%
221 VIACOM INC NEW 642 49,395 0.09%
222 JOHNSON CTLS INTL PLC 1,122 49,368 0.09%
223 ISHARES MSCI CHINA SMALL-CAP ETF 1,041 49,343 0.09%
224 MARTIN MARIETTA MATLS INC 380 48,997 0.09%
225 NXSTAGE MED INC COM 3,720 48,844 0.09%
226 CLAYMORE EXCHANGE TRADED FUND TST 2 GUGGENHEIM CHINA ALL-CAP ETF 1,810 48,617 0.09%
227 ISHARES TRUST NEW ZEALAND ETF 1,263 48,613 0.09%
228 McGraw Hill Group Inc 573 48,390 0.09%
229 AMEDISYS INC COM 2,397 48,347 0.09%
230 NETEASE INC 562 48,141 0.09%
231 MARSH & MCLENNAN COS INC 918 48,048 0.09%
232 RYDEX ETF TRUST 818 47,968 0.09%
233 BAKER HUGHES INC 732 47,624 0.09%
234 AMERICAN ELEC PWR INC 910 47,511 0.09%
235 FREEPORT-MCMORAN INC 1,452 47,408 0.09%
236 PIONEER NAT RES CO 240 47,273 0.09%
237 FRANKLIN RESOURCES INC 845 46,145 0.09%
238 NETFLIX INC 102 46,020 0.09%
239 CLAYMORE EXCHANGE TRD FD TR 1,017 45,887 0.09%
240 DEERE & CO 553 45,340 0.09%
241 SPDR INDEX SHS FDS 739 45,315 0.09%
242 ISHARES TR 495 45,238 0.09%
243 VERTEX PHARMACEUTICALS INC 402 45,149 0.09%
244 BB&T CORP 1,212 45,099 0.09%
245 ALLSTATE CORP 732 44,923 0.08%
246 WASTE MGMT INC DEL 942 44,773 0.08%
247 ENSTAR GROUP LIMITED COM 327 44,577 0.08%
248 AFLAC INC 765 44,561 0.08%
249 APPLIED MATLS INC 2,055 44,409 0.08%
250 DEVON ENERGY CORP NEW 648 44,181 0.08%
Page 5 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2301 SYNUTRA INTL INC 260 1 0.00%
2302 Howard Bancorp Inc 96 1 0.00%
2303 HORNBECK OFFSHORE SVCS IN 28 1 0.00%
2304 TAIWAN FD INC 40 1 0.00%
2305 HF2 Financial Management Inc Sponser Shares 82 1 0.00%
2306 HERZFELD CARIBBEAN BASIN FD COM 171 1 0.00%
2307 YELP INC 10 1 0.00%
2308 AETRIUM INC 264 1 0.00%
2309 Heritage Oaks Bancorp 86 1 0.00%
2310 TCF FINL CORP 300 1 0.00%
2311 HELIOS & MATHESON ANALYTICS 360 1 0.00%
2312 TCP INTL HLDGS LTD 100 1 0.00%
2313 HANCOCK JOHN PREMUIM DIV FD 85 1 0.00%
2314 TEL INSTR ELECTRS CORP 105 1 0.00%
2315 GUARANTY FED BANCSHARES INC 87 1 0.00%
2316 TENAX THERAPEUTICS INC COM 254 1 0.00%
2317 GRUPO SIMEC S A B DE C V 99 1 0.00%
2318 TERNIUM SA 29 1 0.00%
2319 GRIFFIN INDUSTRIAL REALTY IN 48 1 0.00%
2320 GRAY TELEVISION, INC CL A 134 1 0.00%
2321 GORDMANS STORES INC 200 1 0.00%
2322 GOLDMAN SACHS MLP INC OPP FD 61 1 0.00%
2323 GLOBAL SOURCES LTD 200 1 0.00%
2324 TETRA TECH INC NEW 44 1 0.00%
2325 Global Eagle Entertainment Inc 131 1 0.00%
2326 GIBRALTAR INDS INC 100 1 0.00%
2327 GENOCEA BIOSCIENCES INC 92 1 0.00%
2328 T.G.C. INDUSTRIES INC 200 1 0.00%
2329 THERAVANCE BIOPHARMA INC 49 1 0.00%
2330 GENMARK DIAGNOSTICS INC 167 1 0.00%
2331 GALMED PHARMACEUTICALS LTD 100 1 0.00%
2332 THL CR SR LN FD 47 1 0.00%
2333 THT HEAT TRANSFER TECHNOLOGY 465 1 0.00%
2334 GABELLI EQUITY TR INC 155 1 0.00%
2335 FX ENERGY INC 262 1 0.00%
2336 TILLYS INC CL A 99 1 0.00%
2337 FRIEDMAN INDS INC 99 1 0.00%
2338 FRANCO NEVADA CORP 15 1 0.00%
2339 ROCKY MTN CHOC FACTORY 100 1 0.00%
2340 TOFUTTI BRANDS INC 200 1 0.00%
2341 FLAMEL TECHNOLOGIES SA SPONSORED ADR 46 1 0.00%
2342 YORK WTR CO 44 1 0.00%
2343 TORTOISE MLP FD INCORPORATED 26 1 0.00%
2344 FIRST TR FTSE EPRA NAREIT 33 1 0.00%
2345 TOWERSTREAM CORP 434 1 0.00%
2346 TOWNEBANK PORTSMOUTH VA COM 56 1 0.00%
2347 FIRST FINL BANCORP OH COM 72 1 0.00%
2348 FIRST CAPITAL INC 28 1 0.00%
2349 FIRST BANCORP N C 68 1 0.00%
2350 TRIO TECH INTL 200 1 0.00%
Page 47 of 48