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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
301 FOOT LOCKER INC 650 36,173 0.07%
302 JD COM INC 1,400 36,148 0.07%
303 PAYCHEX INC 644 36,128 0.07%
304 POLYONE CORP 1,011 35,971 0.07%
305 MARKET VECTORS ETF TR 496 35,851 0.07%
306 PG&E CORP 795 35,807 0.07%
307 INVESTORS TITLE CO NC COM 488 35,722 0.07%
308 RYDEX ETF TRUST 472 35,608 0.07%
309 TRIPADVISOR INC 389 35,562 0.07%
310 LOWES COS INC 671 35,509 0.07%
311 PROSHARES TR 413 35,458 0.07%
312 NV5 GLOBAL INC COM 3,700 34,965 0.07%
313 PRICE T ROWE GROUP INC 444 34,810 0.07%
314 MACYS INC 594 34,559 0.07%
315 MICHAEL KORS HLDGS LTD 484 34,553 0.07%
316 ALTISOURCE ASSET MGMT CORP 51 34,426 0.07%
317 ISHARES TR 426 34,421 0.07%
318 INTL PAPER CO 720 34,373 0.06%
319 SOUTH STATE CORP COM USD2.5 613 34,279 0.06%
320 ALLIANCE DATA SYSTEMS CORP 138 34,261 0.06%
321 MEASUREMENT SPECIA 400 34,244 0.06%
322 PRINCIPAL FIN GROUP 651 34,158 0.06%
323 FACTSET RESH SYS INC 281 34,150 0.06%
324 Welltower Inc. 546 34,054 0.06%
325 HUMANA INC 261 34,006 0.06%
326 SUNTRUST BKS INC 894 33,999 0.06%
327 CHIPOTLE MEXICAN GRILL INC 51 33,996 0.06%
328 PACCAR INC 597 33,954 0.06%
329 CHESAPEAKE ENERGY CORP 359 33,839 0.06%
330 INDEXIQ ETF TR 1,221 33,785 0.06%
331 AMPHASTAR PHARMACEUTICALS IN COM 2,887 33,634 0.06%
332 OXFORD INDS INC COM 550 33,545 0.06%
333 SK TELECOM LTD 1,100 33,374 0.06%
334 TYCO INTL LTD. 747 33,294 0.06%
335 AMERICAN ASSETS TR INC COM 1,000 32,970 0.06%
336 Dentsply Intl Inc 723 32,969 0.06%
337 MEAD JOHNSON NUTRITI 342 32,907 0.06%
338 ENSCO PLC 793 32,759 0.06%
339 CAMERON INTERNATIONAL COMPANY 492 32,659 0.06%
340 DOVER CORP 406 32,614 0.06%
341 WASHINGTON FED INC 1,601 32,596 0.06%
342 BIO RAD LABS INC 287 32,546 0.06%
343 EXPEDIA INC DEL 368 32,244 0.06%
344 SELECTIVE INS GROUP INC 1,455 32,214 0.06%
345 ELEMENTS MORNINGSTAR WIDE MOAT FOCUS TOTAL RETURN INDEX ETN 1,514 32,112 0.06%
346 AGILENT TECHNOLOGIES INC 561 31,966 0.06%
347 SPDR INDEX SHS FDS 873 31,943 0.06%
348 GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF 646 31,854 0.06%
349 SHINHAN FINANCIAL GROUP CO L 700 31,822 0.06%
350 PROLOGIS INC 843 31,781 0.06%
Page 7 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
101 Walgreens 1,653 98 0.19%
102 FORD MTR CO DEL 6,537 97 0.18%
103 WISDOMTREE TR 2,103 97 0.18%
104 ACCENTURE PLC IRELAND 1,186 96 0.18%
105 KROGER CO 1,825 95 0.18%
106 HALLIBURTON CO 1,434 93 0.18%
107 COSTCO WHSL CORP NEW 738 92 0.17%
108 CA INC 3,247 91 0.17%
109 EOG RES INC 924 91 0.17%
110 POLYCOM INC 7,311 90 0.17%
111 BLACKROCK INC 273 90 0.17%
112 LYONDELLBASELL INDUSTRIES N 817 89 0.17%
113 MORGAN STANLEY 2,583 89 0.17%
114 Allergan plc 501 89 0.17%
115 NOBLE ENERGY INC 1,306 89 0.17%
116 DUKE ENERGY CORP NEW 1,191 89 0.17%
117 E M C CORP MASS COM 3,020 88 0.17%
118 BIGLARI HLDGS INC COM 258 88 0.17%
119 MONDELEZ INTL INC 2,541 87 0.16%
120 SIMON PPTY GROUP INC NEW 525 86 0.16%
121 SEAGATE TECHNOLOGY PLC 1,502 86 0.16%
122 ANADARKO PETE CORP 852 86 0.16%
123 MCKESSON CORP 441 86 0.16%
124 ECOLAB INC 736 85 0.16%
125 THERMO FISHER SCIENTIFIC INC 672 82 0.15%
126 TJX COS INC NEW 1,335 79 0.15%
127 DANAHER CORP DEL 1,029 78 0.15%
128 ISHARES TR 799 78 0.15%
129 PNC FINL SVCS GROUP INC 912 78 0.15%
130 PRUDENTIAL FINL INC 887 78 0.15%
131 CAPITAL ONE FINL CORP 945 77 0.15%
132 STANLEY BLACK &DECKER INC 864 77 0.15%
133 PHILLIPS 66 942 77 0.15%
134 INNOVIVA INC COM 4,434 76 0.14%
135 COLGATE PALMOLIVE CO 1,166 76 0.14%
136 TIME WARNER INC NEW 521 75 0.14%
137 BANK NEW YORK MELLON CORP 1,908 74 0.14%
138 EMERSON ELEC CO 1,176 74 0.14%
139 MORGAN STANLEY 3,778 74 0.14%
140 NORTHROP GRUMMAN CORP 551 73 0.14%
141 DirectTV Com 846 73 0.14%
142 DOW CHEM CO 1,383 73 0.14%
143 SOUTHWEST AIRLS CO 2,150 73 0.14%
144 FEDEX CORP 447 72 0.14%
145 ATRION CORP 233 71 0.13%
146 DEXCOM INC 1,748 70 0.13%
147 NEXTERA ENERGY INC 735 69 0.13%
148 NORFOLK SOUTHERN CORP 611 68 0.13%
149 GENERAL DYNAMICS CORP 534 68 0.13%
150 ROPER TECHNOLOGIES INC 468 68 0.13%
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