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RYDEX GUGGENHEIM
RYDEX GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 31 Institutional holders with a total value of $31,160,804.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 65,137 4,923,000 15.80%
2 MORGAN STANLEY 44,836 3,389,000 10.88%
3 ROYAL BANK OF CANADA 44,384 3,354,000 10.76%
4 UBS AG 43,169 3,262,000 10.47%
5 SG Americas Securities, LLC 33,420 2,526,000 8.11%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,150 2,350,000 7.54%
7 BANK OF AMERICA CORP /DE/ 23,803 1,799,000 5.77%
8 GOLDMAN SACHS GROUP INC 23,189 1,753,000 5.63%
9 LPL Financial LLC 22,746 1,693,000 5.43%
10 RAYMOND JAMES & ASSOCIATES 21,125 1,597,000 5.13%
11 B. Riley Wealth Advisors, Inc. 10,855 820,000 2.63%
12 CREDIT SUISSE AG/ 7,897 597,000 1.92%
13 JANE STREET GROUP, LLC 7,347 555,000 1.78%
14 AMERICAN INTERNATIONAL GROUP, INC. 7,248 547,804 1.76%
15 BANK OF STOCKTON 5,155 390,000 1.25%
16 GREENLEAF TRUST 5,050 382,000 1.23%
17 Freedom Investment Management, Inc. 4,217 319,000 1.02%
18 Creative Planning 3,387 256,000 0.82%
19 AMERIPRISE FINANCIAL INC 1,681 127,000 0.41%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,468 111,000 0.36%
21 Private Advisor Group, LLC 1,210 91,000 0.29%
22 OPTIMUM INVESTMENT ADVISORS 833 63,000 0.20%
23 NEXT Financial Group, Inc 794 60,000 0.19%
24 MSI Financial Services Inc 662 50,000 0.16%
25 Ground Swell Capital, LLC 472 36,000 0.12%
26 Tower Research Capital LLC (TRC) 379 29,000 0.09%
27 WFG Advisors, LP 365 28,000 0.09%
28 BANK OF MONTREAL /CAN/ 290 22,000 0.07%
29 CITIGROUP INC 195 15,000 0.05%
30 Vantage Investment Advisors, LLC 155 12,000 0.04%
31 B. Riley Wealth Management, Inc. 57 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.