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GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 19 Institutional holders with a total value of $71,771,196.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HARVEST CAPITAL MANAGEMENT INC 401,940 19,820,000 27.62%
2 RAYMOND JAMES & ASSOCIATES 281,988 13,905,000 19.37%
3 MORGAN STANLEY 192,715 9,503,000 13.24%
4 BANK OF AMERICA CORP /DE/ 189,641 9,351,000 13.03%
5 WELLS FARGO & COMPANY/MN 134,754 6,645,000 9.26%
6 LPL Financial LLC 90,643 4,405,000 6.14%
7 JANE STREET GROUP, LLC 34,739 1,713,000 2.39%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,267 1,690,000 2.35%
9 UBS AG 26,254 1,295,000 1.80%
10 Curbstone Financial Management Corp 24,715 1,219,000 1.70%
11 HighTower Advisors, LLC 22,058 1,088,000 1.52%
12 VSR Financial Services, Inc. 9,592 473,000 0.66%
13 CITIGROUP INC 6,371 314,000 0.44%
14 ROYAL BANK OF CANADA 3,984 196,000 0.27%
15 AMERICAN INTERNATIONAL GROUP, INC. 1,890 93,196 0.13%
16 Ground Swell Capital, LLC 646 32,000 0.04%
17 DEUTSCHE BANK AG\ 349 17,000 0.02%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 215 11,000 0.02%
19 TRUST CO OF VERMONT 25 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.