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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
301 FOOT LOCKER INC 650 36,173 0.07%
302 JD COM INC 1,400 36,148 0.07%
303 PAYCHEX INC 644 36,128 0.07%
304 POLYONE CORP 1,011 35,971 0.07%
305 MARKET VECTORS ETF TR 496 35,851 0.07%
306 PG&E CORP 795 35,807 0.07%
307 INVESTORS TITLE CO NC COM 488 35,722 0.07%
308 RYDEX ETF TRUST 472 35,608 0.07%
309 TRIPADVISOR INC 389 35,562 0.07%
310 LOWES COS INC 671 35,509 0.07%
311 PROSHARES TR 413 35,458 0.07%
312 NV5 GLOBAL INC COM 3,700 34,965 0.07%
313 PRICE T ROWE GROUP INC 444 34,810 0.07%
314 MACYS INC 594 34,559 0.07%
315 MICHAEL KORS HLDGS LTD 484 34,553 0.07%
316 ALTISOURCE ASSET MGMT CORP 51 34,426 0.07%
317 ISHARES TR 426 34,421 0.07%
318 INTL PAPER CO 720 34,373 0.06%
319 SOUTH STATE CORP COM USD2.5 613 34,279 0.06%
320 ALLIANCE DATA SYSTEMS CORP 138 34,261 0.06%
321 MEASUREMENT SPECIA 400 34,244 0.06%
322 PRINCIPAL FIN GROUP 651 34,158 0.06%
323 FACTSET RESH SYS INC 281 34,150 0.06%
324 Welltower Inc. 546 34,054 0.06%
325 HUMANA INC 261 34,006 0.06%
326 SUNTRUST BKS INC 894 33,999 0.06%
327 CHIPOTLE MEXICAN GRILL INC 51 33,996 0.06%
328 PACCAR INC 597 33,954 0.06%
329 CHESAPEAKE ENERGY CORP 359 33,839 0.06%
330 INDEXIQ ETF TR 1,221 33,785 0.06%
331 AMPHASTAR PHARMACEUTICALS IN COM 2,887 33,634 0.06%
332 OXFORD INDS INC COM 550 33,545 0.06%
333 SK TELECOM LTD 1,100 33,374 0.06%
334 TYCO INTL LTD. 747 33,294 0.06%
335 AMERICAN ASSETS TR INC COM 1,000 32,970 0.06%
336 Dentsply Intl Inc 723 32,969 0.06%
337 MEAD JOHNSON NUTRITI 342 32,907 0.06%
338 ENSCO PLC 793 32,759 0.06%
339 CAMERON INTERNATIONAL COMPANY 492 32,659 0.06%
340 DOVER CORP 406 32,614 0.06%
341 WASHINGTON FED INC 1,601 32,596 0.06%
342 BIO RAD LABS INC 287 32,546 0.06%
343 EXPEDIA INC DEL 368 32,244 0.06%
344 SELECTIVE INS GROUP INC 1,455 32,214 0.06%
345 ELEMENTS MORNINGSTAR WIDE MOAT FOCUS TOTAL RETURN INDEX ETN 1,514 32,112 0.06%
346 AGILENT TECHNOLOGIES INC 561 31,966 0.06%
347 SPDR INDEX SHS FDS 873 31,943 0.06%
348 GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF 646 31,854 0.06%
349 SHINHAN FINANCIAL GROUP CO L 700 31,822 0.06%
350 PROLOGIS INC 843 31,781 0.06%
Page 7 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
151 KIMBERLY CLARK CORP 630 68 0.13%
152 DOMINION ENERGY INC 981 68 0.13%
153 INTERCONTINENTAL EXCHANGE IN 345 67 0.13%
154 UNITED PARCEL SERVICE INC 685 67 0.13%
155 ISHARES 1,374 67 0.13%
156 TARGET CORP 1,068 67 0.13%
157 WISDOMTREE TR 2,368 67 0.13%
158 ONEOK INC NEW 1,003 66 0.12%
159 COVIDIEN PLC 762 66 0.12%
160 SOUTHERN CO 1,509 66 0.12%
161 GENERAL MTRS CO 2,071 66 0.12%
162 Anthem, Inc. 545 65 0.12%
163 BAXTER INTL INC 912 65 0.12%
164 CONSOL ENERGY INC 1,687 64 0.12%
165 YAHOO INC 1,560 64 0.12%
166 TRAVELERS COMPANIES INC 679 64 0.12%
167 PRAXAIR INC 492 63 0.12%
168 WILLIAMS COS INC DEL 1,134 63 0.12%
169 MICRON TECHNOLOGY INC 1,806 62 0.12%
170 FINANCIAL ENGINES INC 1,822 62 0.12%
171 STATE STR CORP 849 62 0.12%
172 APACHE CORP 645 61 0.12%
173 MCCORMICK & CO INC 918 61 0.12%
174 SLM CORP 7,081 61 0.12%
175 CIGNA CORPORATION 671 61 0.12%
176 TERADATA CORP DEL 1,461 61 0.12%
177 ACE LTD 567 59 0.11%
178 GENUINE PARTS CO 658 58 0.11%
179 ALEXANDERS INC 156 58 0.11%
180 PRECISION CASTPARTS 243 58 0.11%
181 SCHWAB CHARLES CORP 1,932 57 0.11%
182 SEALED AIR CORP NEW 1,593 56 0.11%
183 LUMEN TECHNOLOGIES INC 1,360 56 0.11%
184 PROSHARES TRUST RAFI LONG/SHORT 1,335 56 0.11%
185 UBS AG JERSEY BRH 2,933 56 0.11%
186 AETNA INC NEW 697 56 0.11%
187 NATIONAL OILWELL VARCO INC 726 55 0.10%
188 SONUS NETWORKS INC 16,017 55 0.10%
189 ADOBE INC 798 55 0.10%
190 REVENUESHARES ETF TR SMALL CAP 1,068 55 0.10%
191 PPG INDS INC 281 55 0.10%
192 FIRST TR EXCHANGE TRADED FD 983 55 0.10%
193 ALEXION PHARMACEUTIC 329 55 0.10%
194 NATIONAL WESTN LIFE INS CO 219 54 0.10%
195 BALL CORP 854 54 0.10%
196 CBS CORP NEW 1,002 54 0.10%
197 CSX CORP 1,686 54 0.10%
198 WEBSITE PROS INC COM 2,683 54 0.10%
199 ISHARES TR 3YRTB ETF 600 54 0.10%
200 ADVISORSHARES TR 1,074 54 0.10%
Page 4 of 48