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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
351 SMUCKER J M CO 318 31,479 0.06%
352 ISHARES 780 31,411 0.06%
353 WISDOMTREE TR CHINADIV EX FI 599 31,406 0.06%
354 AVALONBAY CMNTYS INC 222 31,295 0.06%
355 ZOETIS INC 846 31,260 0.06%
356 DAVITA INC 427 31,231 0.06%
357 DOLLAR GEN CORP NEW 510 31,166 0.06%
358 MURPHY OIL CORP 547 31,130 0.06%
359 CAPITALA FIN CORP 1,748 30,975 0.06%
360 DELPHI AUTOMOTIVE PLC 504 30,915 0.06%
361 SHERWIN WILLIAMS CO 141 30,878 0.06%
362 ISHARES 600 30,780 0.06%
363 Guggenheim S&P 500 Equal Weigh 377 30,707 0.06%
364 EDISON INTL 549 30,700 0.06%
365 VENTAS INC 495 30,665 0.06%
366 CLOROX CO DEL 319 30,637 0.06%
367 CERNER CORP 513 30,559 0.06%
368 CARNIVAL CORP 759 30,489 0.06%
369 MARATHON PETE CORP 359 30,397 0.06%
370 IMPAX LABORATORIES INC COM 1,276 30,254 0.06%
371 CHESAPEAKE ENERGY 1,310 30,117 0.06%
372 Mesa Laboratories, Inc. 521 30,103 0.06%
373 BOSTON PROPERTIES INC 258 29,866 0.06%
374 BRF SA 1,250 29,738 0.06%
375 EXPRESS SCRIPTS HLDG CO 419 29,594 0.06%
376 MOODYS CORP 312 29,484 0.06%
377 TYSON FOODS INC 748 29,449 0.06%
378 ProShares UltraShort Nasdaq Bi 2,426 29,209 0.06%
379 NUCOR CORP 537 29,148 0.06%
380 OMNICOM GROUP INC 423 29,128 0.06%
381 RED HAT INC 518 29,086 0.05%
382 Terra Nitrogen Company, LP 200 28,880 0.05%
383 POWELL INDS INC 706 28,847 0.05%
384 PHOENIX COS INC NEW COM NEW 514 28,815 0.05%
385 INVESCO LTD 729 28,781 0.05%
386 WEYERHAEUSER CO 891 28,387 0.05%
387 EAGLE BANCORP INC MD 892 28,383 0.05%
388 SHUTTERFLY INC 581 28,318 0.05%
389 EDWARDS LIFESCIENCES CORP 277 28,296 0.05%
390 LAUDER ESTEE COS INC 378 28,244 0.05%
391 HARTFORD FINL SVCS GROUP INC 756 28,161 0.05%
392 CONSOLIDATED EDISON INC 495 28,047 0.05%
393 VITAMIN SHOPPE INC 629 27,921 0.05%
394 Atlantic Tele Netwrk N 517 27,866 0.05%
395 AMERISOURCEBERGEN CORP 360 27,828 0.05%
396 HELMERICH & PAYNE INC 284 27,795 0.05%
397 SEARS HLDGS CORP 1,100 27,753 0.05%
398 L BRANDS INC 414 27,730 0.05%
399 INTUITIVE SURGICAL INC 60 27,709 0.05%
400 ISHARES 500 27,476 0.05%
Page 8 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 168 0.32%
52 WYNN RESORTS LTD 856 160 0.30%
53 3M CO 1,091 155 0.29%
54 ALTRIA GROUP INC 3,345 154 0.29%
55 BOEING CO 1,209 154 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151 0.29%
58 MICHAELS COS INC COM 8,594 150 0.28%
59 MCDONALDS CORP 1,456 138 0.26%
60 AMERICAN EXPRESS CO 1,518 133 0.25%
61 UNITEDHEALTH GROUP INC 1,538 133 0.25%
62 BIOGEN INC 399 132 0.25%
63 Linear Technology 2,944 131 0.25%
64 AMERICAN INTERNATIONAL GROUP 2,406 130 0.25%
65 STARBUCKS CORP 1,714 129 0.24%
66 US BANCORP DEL 3,039 127 0.24%
67 GOLDMAN SACHS GROUP INC 690 127 0.24%
68 TEXAS INSTRS INC 2,649 126 0.24%
69 OCCIDENTAL PETE CORP DEL 1,314 126 0.24%
70 CVS HEALTH CORP 1,553 124 0.23%
71 MASTERCARD INCORPORATED 1,659 123 0.23%
72 COMCAST CORP NEW 2,253 121 0.23%
73 EBAY INC 2,105 119 0.22%
74 ISHARES TR 1,688 118 0.22%
75 ALLERGAN PLC 485 117 0.22%
76 DORMAN PRODUCTS INC 2,896 116 0.22%
77 ABBOTT LABS 2,774 115 0.22%
78 HONEYWELL INTL INC 1,220 114 0.22%
79 Hewlett-Packard Compan 3,147 112 0.21%
80 LOCKHEED MARTIN CORP 606 111 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 111 0.21%
82 WISDOMTREE TR 1,262 110 0.21%
83 TIME WARNER INC 1,440 108 0.20%
84 VANGUARD WORLD FD EXTENDED DUR 984 108 0.20%
85 RANDGOLD RES LTD 1,590 107 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 107 0.20%
87 NIKE INC 1,185 106 0.20%
88 CATERPILLAR INC DEL 1,059 105 0.20%
89 CELGENE CORP 1,110 105 0.20%
90 OFFICE DEPOT INC 20,247 104 0.20%
91 LILLY ELI & CO 1,609 104 0.20%
92 FS INVT CORP 9,625 104 0.20%
93 OMNIVISION TECHS INC 3,905 103 0.19%
94 Medtronic PLC F 1,650 102 0.19%
95 METLIFE INC 1,896 102 0.19%
96 PRICELINE GRP INC 87 101 0.19%
97 WISDOMTREE TR US SMALLCP ERNGS 1,323 101 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100 0.19%
99 MONSANTO CO NEW 885 100 0.19%
100 CHINA FINANCE ONLINE 14,466 99 0.19%
Page 2 of 48