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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
401 UNITED STATES STL CORP NEW 700 27,419 0.05%
402 M & T BK CORP 222 27,370 0.05%
403 SYMANTEC CORP 1,164 27,366 0.05%
404 GRAHAM HLDGS CO 39 27,284 0.05%
405 TENNANT CO 405 27,171 0.05%
406 FISERV INC 420 27,147 0.05%
407 SPARK ENERGY INC 1,557 27,045 0.05%
408 FIDELITY NATL INFORMATION SV 480 27,024 0.05%
409 PERKINELMER INC 619 26,988 0.05%
410 AMERCO 103 26,975 0.05%
411 ROSS STORES INC 354 26,755 0.05%
412 RALPH LAUREN CORP 162 26,686 0.05%
413 SAGENT PHARMACEUTICALS INC 858 26,684 0.05%
414 REWALK ROBOTICS LTD 780 26,637 0.05%
415 KELLOGG CO 432 26,611 0.05%
416 KEURIG GREEN MTN INC 204 26,547 0.05%
417 BOSTON SCIENTIFIC CORP 2,235 26,395 0.05%
418 AMPHENOL CORP NEW 264 26,363 0.05%
419 ANALOG DEVICES INC 531 26,279 0.05%
420 O REILLY AUTOMOTIVE INC NEW 174 26,163 0.05%
421 FIRST TR MULTI CAP VALUE ALP 573 26,077 0.05%
422 BIO RAD LABS INC 228 26,026 0.05%
423 XCEL ENERGY INC 852 25,901 0.05%
424 NEWELL BRANDS 752 25,876 0.05%
425 FEI COMPANY 343 25,869 0.05%
426 J2 GLOBAL INC 522 25,766 0.05%
427 Ishares Tr Jpx-nikkei 400 Etf 511 25,703 0.05%
428 GRAINGER W W INC 102 25,668 0.05%
429 CLAYMORE EXCHANGE TRD FD TR 988 25,648 0.05%
430 AUTOMATIC DATA PROCESSING IN 308 25,589 0.05%
431 ALLIANT TECHSYSTEM 200 25,528 0.05%
432 POWERSHARES ETF TRUST 401 25,524 0.05%
433 MICROCHIP TECHNOLOGY 539 25,457 0.05%
434 INGERSOLL-RAND PLC 450 25,362 0.05%
435 NORTHERN TRUST 372 25,307 0.05%
436 V F CORP 382 25,223 0.05%
437 Sizmek Inc 3,255 25,194 0.05%
438 KRANESHARES TR 728 25,182 0.05%
439 WD-40 CO 370 25,145 0.05%
440 BANCFIRST CORPORATION COM 400 25,024 0.05%
441 DIREXION SHS ETF TR 300 24,979 0.05%
442 GENERAL GROWTH 1,059 24,939 0.05%
443 ISHARES TR 406 24,896 0.05%
444 POWERSHARES QQQ TRUST 252 24,895 0.05%
445 KeyCorp NEW 190 24,892 0.05%
446 VANGUARD CHARLOTTE FDS 477 24,856 0.05%
447 SEACOR HOLDINGS INC 332 24,834 0.05%
448 CONSTELLATION BRANDS INC 282 24,579 0.05%
449 REX AMERICAN RES CORP COM 335 24,415 0.05%
450 PAYCHEX INC 552 24,398 0.05%
Page 9 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 168 0.32%
52 WYNN RESORTS LTD 856 160 0.30%
53 3M CO 1,091 155 0.29%
54 ALTRIA GROUP INC 3,345 154 0.29%
55 BOEING CO 1,209 154 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151 0.29%
58 MICHAELS COS INC 8,594 150 0.28%
59 MCDONALDS CORP 1,456 138 0.26%
60 AMERICAN EXPRESS CO 1,518 133 0.25%
61 UNITEDHEALTH GROUP INC 1,538 133 0.25%
62 BIOGEN INC 399 132 0.25%
63 Linear Technology Corp 2,944 131 0.25%
64 AMERICAN INTL GROUP INC 2,406 130 0.25%
65 STARBUCKS CORP 1,714 129 0.24%
66 US BANCORP DEL 3,039 127 0.24%
67 GOLDMAN SACHS GROUP INC 690 127 0.24%
68 TEXAS INSTRS INC 2,649 126 0.24%
69 OCCIDENTAL PETE CORP DEL 1,314 126 0.24%
70 CVS HEALTH CORP 1,553 124 0.23%
71 MASTERCARD INCORPORATED 1,659 123 0.23%
72 COMCAST CORP NEW 2,253 121 0.23%
73 EBAY INC 2,105 119 0.22%
74 ISHARES TR 1,688 118 0.22%
75 ALLERGAN PLC 485 117 0.22%
76 DORMAN PRODUCTS INC 2,896 116 0.22%
77 ABBOTT LABS 2,774 115 0.22%
78 HONEYWELL INTL INC 1,220 114 0.22%
79 Hewlett Packard Co 3,147 112 0.21%
80 LOCKHEED MARTIN CORP 606 111 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 111 0.21%
82 WISDOMTREE TR 1,262 110 0.21%
83 TIME WARNER INC 1,440 108 0.20%
84 VANGUARD WORLD FD 984 108 0.20%
85 RANDGOLD RES LTD 1,590 107 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 107 0.20%
87 NIKE INC 1,185 106 0.20%
88 CATERPILLAR INC 1,059 105 0.20%
89 CELGENE CORP 1,110 105 0.20%
90 OFFICE DEPOT INC 20,247 104 0.20%
91 LILLY ELI & CO 1,609 104 0.20%
92 FS KKR CAPITAL CORP COM 9,625 104 0.20%
93 OMNIVISION TECHS INC 3,905 103 0.19%
94 Medtronic Inc 1,650 102 0.19%
95 METLIFE INC 1,896 102 0.19%
96 PRICELINE GRP INC 87 101 0.19%
97 WISDOMTREE TR 1,323 101 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100 0.19%
99 MONSANTO CO NEW 885 100 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99 0.19%
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