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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206,425 4.17%
2 EXXON MOBIL CORP 7,238 680,734 1.29%
3 ISHARES 14,824 644,103 1.22%
4 MICROSOFT CORP 13,885 643,709 1.22%
5 JOHNSON & JOHNSON 4,755 506,835 0.96%
6 GENERAL ELECTRIC CO 18,003 461,237 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424,366 0.80%
8 WELLS FARGO & CO NEW 8,007 415,323 0.78%
9 PROCTER AND GAMBLE CO 4,682 392,071 0.74%
10 JPMORGAN CHASE & CO 6,342 382,042 0.72%
11 National Australia Bank ADR 8,310 378,022 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347,431 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331,046 0.63%
14 BLACKBERRY LTD 33,060 328,616 0.62%
15 PFIZER INC 10,689 316,074 0.60%
16 AT&T INC 8,742 308,068 0.58%
17 BANK AMER CORP 17,727 302,245 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 296,704 0.56%
19 INTEL CORP 8,346 290,608 0.55%
20 MERCK & CO INC 4,863 288,279 0.54%
21 CHEVRON CORP NEW 2,400 286,368 0.54%
22 COCA COLA CO 6,654 283,860 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282,437 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 281,622 0.53%
25 GOOGLE INC 480 277,133 0.52%
26 QUALCOMM INC 3,671 274,481 0.52%
27 GILEAD SCIENCES INC 2,547 271,128 0.51%
28 CITIGROUPINC 5,112 264,904 0.50%
29 PHILIP MORRIS INTL INC 3,134 261,376 0.49%
30 FACEBOOK INC 3,288 259,884 0.49%
31 SIGMA ALDRICH 1,883 256,107 0.48%
32 VISA INC 1,131 241,321 0.46%
33 PEPSICO INC 2,548 237,193 0.45%
34 CISCO SYS INC 9,295 233,955 0.44%
35 GOPRO INC 2,377 222,725 0.42%
36 WAL-MART STORES INC 2,911 222,604 0.42%
37 SCHLUMBERGER LTD 2,184 222,091 0.42%
38 AMGEN INC 1,581 222,067 0.42%
39 ISHARES 7,152 219,566 0.41%
40 HOME DEPOT INC 2,268 208,066 0.39%
41 AMAZON COM INC 639 206,039 0.39%
42 NETAPP INC 4,753 204,189 0.39%
43 SPDR SERIES TRUST 3,347 196,569 0.37%
44 UNION PAC CORP 1,812 196,457 0.37%
45 DISNEY WALT CO 2,161 192,394 0.36%
46 CONOCOPHILLIPS 2,423 185,408 0.35%
47 CDK GLOBAL INC 6,000 183,540 0.35%
48 ORACLE CORP 4,781 183,017 0.35%
49 CTRIP COM INTL LTD 3,009 170,791 0.32%
50 ABBVIE INC 2,954 170,623 0.32%
Page 1 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
301 MARKET VECTORS ETF TR 496 36 0.07%
302 FOOT LOCKER INC 650 36 0.07%
303 ISHARES TR 713 36 0.07%
304 LORILLARD 606 36 0.07%
305 WESTERN DIGITAL CORP 372 36 0.07%
306 INVESTORS TITLE CO NC COM 488 36 0.07%
307 PAYCHEX INC 644 36 0.07%
308 LOWES COS INC 671 36 0.07%
309 RYDEX ETF TRUST 472 36 0.07%
310 POLYONE CORP 1,011 36 0.07%
311 PROSHARES TR 413 35 0.07%
312 NV5 GLOBAL INC COM 3,700 35 0.07%
313 MICHAEL KORS HLDGS LTD 484 35 0.07%
314 MACYS INC 594 35 0.07%
315 PRICE T ROWE GROUP INC 444 35 0.07%
316 Welltower Inc. 546 34 0.06%
317 AMPHASTAR PHARMACEUTICALS IN COM 2,887 34 0.06%
318 INTL PAPER CO 720 34 0.06%
319 CHIPOTLE MEXICAN GRILL INC 51 34 0.06%
320 HUMANA INC 261 34 0.06%
321 SUNTRUST BKS INC 894 34 0.06%
322 PACCAR INC 597 34 0.06%
323 CHESAPEAKE ENERGY CORP 359 34 0.06%
324 ALTISOURCE ASSET MGMT CORP 51 34 0.06%
325 PRINCIPAL FIN GROUP 651 34 0.06%
326 ALLIANCE DATA SYSTEMS CORP 138 34 0.06%
327 FACTSET RESH SYS INC 281 34 0.06%
328 ISHARES TR 426 34 0.06%
329 MEASUREMENT SPECIA 400 34 0.06%
330 OXFORD INDS INC COM 550 34 0.06%
331 INDEXIQ ETF TR 1,221 34 0.06%
332 SOUTH STATE CORP COM USD2.5 613 34 0.06%
333 AMERICAN ASSETS TR INC COM 1,000 33 0.06%
334 TYCO INTL LTD. 747 33 0.06%
335 MEAD JOHNSON NUTRITI 342 33 0.06%
336 DOVER CORP 406 33 0.06%
337 SK TELECOM LTD 1,100 33 0.06%
338 Dentsply Intl Inc 723 33 0.06%
339 WASHINGTON FED INC 1,601 33 0.06%
340 ENSCO PLC 793 33 0.06%
341 CAMERON INTERNATIONAL COMPANY 492 33 0.06%
342 BIO RAD LABS INC 287 33 0.06%
343 AGILENT TECHNOLOGIES INC 561 32 0.06%
344 EXPEDIA INC DEL 368 32 0.06%
345 SELECTIVE INS GROUP INC 1,455 32 0.06%
346 ELEMENTS MORNINGSTAR WIDE MOAT FOCUS TOTAL RETURN INDEX ETN 1,514 32 0.06%
347 SPDR INDEX SHS FDS 873 32 0.06%
348 GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF 646 32 0.06%
349 SHINHAN FINANCIAL GROUP CO L 700 32 0.06%
350 PROLOGIS INC 843 32 0.06%
Page 7 of 48