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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
1 GERON CORP 352 0 0.00%
2 AMERICAN SPECTRUM REALTY INC COM 32 0 0.00%
3 AMBIENT CORPORATION NEW 200 0 0.00%
4 EQUITY COMWLTH 127 0 0.00%
5 RETAIL OPPORTUNITY INVTS COR 300 0 0.00%
6 AQUASITION CORP 500 0 0.00%
7 VECTRUS INC 300 0 0.00%
8 Lihua International 203 0 0.00%
9 GLEACHER & CO INC 309 0 0.00%
10 FAB Universal Corporation 1 0 0.00%
11 THOMPSON CREEK 6.50% 263 0 0.00%
12 REPROS THERAPEUTICS INC 202 0 0.00%
13 GLORI ENERGY INC WARRANTS EXPIRES 316 0 0.00%
14 TEXAS CAPITAL BANCSHARES INC 300 0 0.00%
15 COCA-COLA HBC AG 644 0 0.00%
16 INTERMUNE INC 50 0 0.00%
17 ALPS ETF TR 500 0 0.00%
18 S&W SEED CO 5 1 0.00%
19 ARQULE INC 2 2 0.00%
20 WESTELL TECHNOLOGIES INC 1 2 0.00%
21 CRESUD SA COMERCIAL 200 6 0.00%
22 INTERNET PATENTS CORP 2 6 0.00%
23 NANOSPHERE INC 10 6 0.00%
24 EnerJex Resources Inc 1 6 0.00%
25 LEVY ACQUISITION CORP 24 8 0.00%
26 HUDSON GLOBAL INC 2 8 0.00%
27 DELTA APPAREL INC COM 1 9 0.00%
28 LEE ENTERPRISES INC 3 10 0.00%
29 ZBB ENERGY CORPORATION 20 11 0.00%
30 EATON VANCE N Y MUN BD FD II 1 12 0.00%
31 AIR T INC 1 13 0.00%
32 POINT 360 COM 30 16 0.00%
33 SUNSHINE HEART INC 3 17 0.00%
34 COMMUNITYONE BANCORP COM 2 18 0.00%
35 NUVEEN REAL ASSET INC & GROW 1 19 0.00%
36 PROSHARES TR II 1 20 0.00%
37 BIODEL INC 13 22 0.00%
38 AXOGEN INC 9 22 0.00%
39 OXFORD RESOURCE PARTNERS LP 28 22 0.00%
40 WISDOMTREE TR 1 23 0.00%
41 FARMERS CAP BK CORP COM 1 23 0.00%
42 MONARCH CASINO & RESORT INC COM 2 24 0.00%
43 AMERICAN INTL GROUP INC 1 24 0.00%
44 DARA BIOSCIENCES INC 23 25 0.00%
45 Textura Corp 1 26 0.00%
46 VALLEY NATL BANCORP 349 27 0.00%
47 NANOMETRICS INC 2 30 0.00%
48 BANKFINANCIAL CORP 3 31 0.00%
49 WISDOMTREE JAPAN 1 32 0.00%
50 State Bank Financial Corporati 2 32 0.00%
Page 1 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
101 Walgreens 1,653 98 0.19%
102 FORD MTR CO DEL 6,537 97 0.18%
103 WISDOMTREE TR 2,103 97 0.18%
104 ACCENTURE PLC IRELAND 1,186 96 0.18%
105 KROGER CO 1,825 95 0.18%
106 HALLIBURTON CO 1,434 93 0.18%
107 COSTCO WHSL CORP NEW 738 92 0.17%
108 CA INC 3,247 91 0.17%
109 EOG RES INC 924 91 0.17%
110 POLYCOM INC 7,311 90 0.17%
111 BLACKROCK INC 273 90 0.17%
112 LYONDELLBASELL INDUSTRIES N 817 89 0.17%
113 MORGAN STANLEY 2,583 89 0.17%
114 Allergan plc 501 89 0.17%
115 NOBLE ENERGY INC 1,306 89 0.17%
116 DUKE ENERGY CORP NEW 1,191 89 0.17%
117 Agnico Eagle 3,020 88 0.17%
118 BIGLARI HLDGS INC COM 258 88 0.17%
119 MONDELEZ INTL INC 2,541 87 0.16%
120 SIMON PPTY GROUP INC NEW 525 86 0.16%
121 SEAGATE TECHNOLOGY PLC 1,502 86 0.16%
122 ANADARKO PETR 852 86 0.16%
123 MCKESSON CORP 441 86 0.16%
124 ECOLAB INC 736 85 0.16%
125 THERMO FISHER SCIENTIFIC INC 672 82 0.15%
126 TJX COS INC NEW 1,335 79 0.15%
127 DANAHER CORP DEL 1,029 78 0.15%
128 ISHARES TR 799 78 0.15%
129 PNC FINL SVCS GROUP INC 912 78 0.15%
130 PRUDENTIAL FINL INC 887 78 0.15%
131 CAPITAL ONE FINL CORP 945 77 0.15%
132 STANLEY BLACK &DECKER INC 864 77 0.15%
133 PHILLIPS 66 942 77 0.15%
134 INNOVIVA INC COM 4,434 76 0.14%
135 COLGATE PALMOLIVE CO 1,166 76 0.14%
136 TIME WARNER CABLE INC 521 75 0.14%
137 BANK NEW YORK MELLON CORP 1,908 74 0.14%
138 EMERSON ELEC CO 1,176 74 0.14%
139 MORGAN STANLEY 3,778 74 0.14%
140 NORTHROP GRUMMAN CORP 551 73 0.14%
141 DirectTV Com 846 73 0.14%
142 DOW CHEM CO 1,383 73 0.14%
143 SOUTHWEST AIRLS CO 2,150 73 0.14%
144 FEDEX CORP 447 72 0.14%
145 ATRION CORP 233 71 0.13%
146 DEXCOM INC 1,748 70 0.13%
147 NEXTERA ENERGY INC 735 69 0.13%
148 NORFOLK SOUTHERN CORP 611 68 0.13%
149 GENERAL DYNAMICS CORP 534 68 0.13%
150 ROPER TECHNOLOGIES INC 468 68 0.13%
Page 3 of 48