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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206,425 4.17%
2 EXXON MOBIL CORP 7,238 680,734 1.29%
3 ISHARES 14,824 644,103 1.22%
4 MICROSOFT CORP 13,885 643,709 1.22%
5 JOHNSON & JOHNSON 4,755 506,835 0.96%
6 GENERAL ELECTRIC CO 18,003 461,237 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424,366 0.80%
8 WELLS FARGO CO NEW 8,007 415,323 0.78%
9 PROCTER AND GAMBLE CO 4,682 392,071 0.74%
10 JPMORGAN CHASE & CO 6,342 382,042 0.72%
11 Mylan Laboratories Inc 8,310 378,022 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347,431 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331,046 0.63%
14 BLACKBERRY LTD 33,060 328,616 0.62%
15 PFIZER INC 10,689 316,074 0.60%
16 AT&T INC 8,742 308,068 0.58%
17 BANK AMER CORP 17,727 302,245 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 296,704 0.56%
19 INTEL CORP 8,346 290,608 0.55%
20 MERCK & CO INC 4,863 288,279 0.54%
21 CHEVRON CORP NEW 2,400 286,368 0.54%
22 COCA COLA CO 6,654 283,860 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282,437 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 281,622 0.53%
25 GOOGLE INC 480 277,133 0.52%
26 QUALCOMM INC 3,671 274,481 0.52%
27 GILEAD SCIENCES INC 2,547 271,128 0.51%
28 CITIGROUP INC 5,112 264,904 0.50%
29 PHILIP MORRIS INTL INC 3,134 261,376 0.49%
30 FACEBOOK INC 3,288 259,884 0.49%
31 Sigma-Aldrich 1,883 256,107 0.48%
32 VISA INC 1,131 241,321 0.46%
33 PEPSICO INC 2,548 237,193 0.45%
34 CISCO SYS INC 9,295 233,955 0.44%
35 GOPRO INC 2,377 222,725 0.42%
36 WAL-MART STORES INC 2,911 222,604 0.42%
37 SCHLUMBERGER LTD 2,184 222,091 0.42%
38 AMGEN INC 1,581 222,067 0.42%
39 ISHARES 7,152 219,566 0.41%
40 HOME DEPOT INC 2,268 208,066 0.39%
41 AMAZON COM INC 639 206,039 0.39%
42 NETAPP INC 4,753 204,189 0.39%
43 SPDR SERIES TRUST 3,347 196,569 0.37%
44 UNION PAC CORP 1,812 196,457 0.37%
45 DISNEY WALT CO 2,161 192,394 0.36%
46 CONOCOPHILLIPS 2,423 185,408 0.35%
47 CDK GLOBAL INC 6,000 183,540 0.35%
48 ORACLE CORP 4,781 183,017 0.35%
49 CTRIP COM INTL LTD 3,009 170,791 0.32%
50 ABBVIE INC 2,954 170,623 0.32%
Page 1 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 AES CORP 1,122 16 0.03%
52 AETNA INC NEW 697 56 0.11%
53 AETRIUM INC 264 1 0.00%
54 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 1,259 10 0.02%
55 AFLAC INC 765 45 0.09%
56 AGILENT TECHNOLOGIES INC 561 32 0.06%
57 AGIOS PHARMACEUTICALS INC COM 27 2 0.00%
58 AGL Resources Inc 121 6 0.01%
59 AIR INDS GROUP 79 1 0.00%
60 AIR PRODS & CHEMS INC 324 42 0.08%
61 AIRGAS INC 204 23 0.04%
62 AKAMAI TECHNOLOGIES INC 300 18 0.03%
63 AKERS BIOSCIENCES INC 600 2 0.00%
64 ALAMO GROUP INC 417 17 0.03%
65 ALAMOS GOLD INC 380 3 0.01%
66 ALASKA AIR GROUP INC 480 21 0.04%
67 ALASKA COMMUNICATIONS SYS GR 1,162 2 0.00%
68 ALBANY INTL CORP CL A 200 7 0.01%
69 ALCOA INC 100 5 0.01%
70 ALCOBRA LTD 52 1 0.00%
71 ALERE INC 74 24 0.05%
72 ALEXANDERS INC 156 58 0.11%
73 ALEXION PHARMACEUTICALS INC 329 55 0.10%
74 ALIBABA GROUP HLDG LTD 112 10 0.02%
75 ALICO INC 61 2 0.00%
76 ALLEGHENY TECHNOLOGIES INC 134 5 0.01%
77 ALLEGION PUB LTD CO 162 8 0.02%
78 ALLETE INC COM NEW 200 9 0.02%
79 ALLIANCE BANCORP INC PA NEW 353 6 0.01%
80 ALLIANCE DATA SYSTEMS CORP 138 34 0.06%
81 ALLIANCEBERNSTEIN HLDG L P 214 6 0.01%
82 ALLIANT TECHSYSTEM 200 26 0.05%
83 ALLISON TRANSMISSION HLDGS INC COM 200 6 0.01%
84 ALLOT COMMUNICATIONS LTD 56 1 0.00%
85 ALLSTATE CORP 732 45 0.09%
86 ALPS ETF TR 142 6 0.01%
87 ALTISOURCE ASSET MGMT CORP 51 34 0.06%
88 ALTRA INDL MOTION CORP COM 66 2 0.00%
89 ALTRIA GROUP INC 3,345 154 0.29%
90 AMAG PHARMACEUTICALS INC 440 14 0.03%
91 AMAZON COM INC 639 206 0.39%
92 AMCON DISTRG CO 85 7 0.01%
93 AMEDISYS INC COM 2,397 48 0.09%
94 AMER RLTY CAP HEALTHCAR TR INC 1,834 19 0.04%
95 AMER STATES WTR CO 113 3 0.01%
96 AMERCO 103 27 0.05%
97 AMEREN CORP 408 16 0.03%
98 AMERIANA BANCORP 194 3 0.01%
99 AMERICAN ASSETS TR INC COM 1,000 33 0.06%
100 AMERICAN CAP SR FLOATING LTD 1,123 15 0.03%
Page 2 of 48