| 1 |
MORGAN STANLEY |
531,692 |
6,918,000 |
16.40% |
|
|
| 2 |
Silver Rock Financial LLC |
445,000 |
5,789,000 |
13.72% |
|
|
| 3 |
DEUTSCHE BANK AG\ |
407,700 |
5,304,000 |
12.57% |
|
|
| 4 |
Alyeska Investment Group, L.P. |
382,280 |
4,973,000 |
11.79% |
|
|
| 5 |
Yorktown Management & Research Co Inc |
300,000 |
3,903,000 |
9.25% |
|
|
| 6 |
Neuberger Berman Group LLC |
199,515 |
2,596,000 |
6.15% |
|
|
| 7 |
Pine River Capital Management L.P. |
196,540 |
2,557,000 |
6.06% |
|
|
| 8 |
UBS AG |
177,413 |
2,308,000 |
5.47% |
|
|
| 9 |
DIALECTIC CAPITAL MANAGEMENT, LP |
165,500 |
2,153,000 |
5.10% |
|
|
| 10 |
STIFEL FINANCIAL CORP |
100,087 |
1,302,000 |
3.09% |
|
|
| 11 |
MILLENNIUM MANAGEMENT LLC |
77,518 |
1,009,000 |
2.39% |
|
|
| 12 |
MARINER INVESTMENT GROUP LLC |
69,800 |
908,000 |
2.15% |
|
|
| 13 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
49,535 |
644,000 |
1.53% |
|
|
| 14 |
ROYAL BANK OF CANADA |
37,500 |
488,000 |
1.16% |
|
|
| 15 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
29,449 |
383,000 |
0.91% |
|
|
| 16 |
GOLDMAN SACHS GROUP INC |
22,069 |
287,000 |
0.68% |
|
|
| 17 |
B. Riley Wealth Management, Inc. |
17,727 |
230,000 |
0.55% |
|
|
| 18 |
WELLS FARGO & COMPANY/MN |
15,600 |
203,000 |
0.48% |
|
|
| 19 |
KMS FINANCIAL SERVICES, INC |
10,500 |
137,000 |
0.32% |
|
|
| 20 |
Catalyst Capital Advisors LLC |
5,000 |
65,000 |
0.15% |
|
|
| 21 |
Ground Swell Capital, LLC |
1,123 |
15,000 |
0.04% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
994 |
13,000 |
0.03% |
|
|
| 23 |
West Family Investments, Inc. |
500 |
7,000 |
0.02% |
|
|
