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AMER STATES WTR CO
AMER STATES WTR CO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 196 Institutional holders with a total value of $702,748,922.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 2,989,709 90,947,000 12.94%
2 BlackRock Fund Advisors 1,956,356 59,512,000 8.47%
3 BlackRock Institutional Trust Company, N.A. 1,152,367 35,055,000 4.99%
4 DIMENSIONAL FUND ADVISORS LP 1,041,398 31,680,000 4.51%
5 Boston Trust Walden Corp 1,031,810 31,388,000 4.47%
6 RENAISSANCE TECHNOLOGIES LLC 993,600 30,225,000 4.30%
7 STATE STREET CORP 780,128 23,726,000 3.38%
8 BAILLIE GIFFORD & CO 710,000 21,598,000 3.07%
9 Invesco Ltd. 658,731 20,039,000 2.85%
10 Copper Rock Capital Partners, LLC 604,075 18,376,000 2.61%
11 PICTET ASSET MANAGEMENT LTD 571,835 17,395,000 2.48%
12 NORTHERN TRUST CORP 558,303 16,984,000 2.42%
13 Bank of New York Mellon Corp 554,784 16,876,000 2.40%
14 TEACHERS ADVISORS, LLC 442,267 13,454,000 1.91%
15 NORGES BANK 362,952 11,041,000 1.57%
16 GLENMEDE TRUST CO NA 348,481 10,599,000 1.51%
17 GEODE CAPITAL MANAGEMENT, LLC 332,816 10,124,000 1.44%
18 FIRST TRUST ADVISORS LP 321,565 9,782,000 1.39%
19 MORGAN STANLEY 284,217 8,645,000 1.23%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 274,666 8,355,000 1.19%
21 AQR CAPITAL MANAGEMENT LLC 261,800 7,964,000 1.13%
22 BLACKROCK ADVISORS LLC 259,422 7,892,000 1.12%
23 AMERIPRISE FINANCIAL INC 244,943 7,452,000 1.06%
24 PRINCIPAL FINANCIAL GROUP INC 243,010 7,392,000 1.05%
25 Robeco Schweiz AG 230,599 7,093,000 1.01%
26 RUSSELL FRANK CO/ 218,494 6,647,000 0.95%
27 BlackRock Group LTD 198,610 6,041,000 0.86%
28 PRUDENTIAL FINANCIAL INC 189,552 5,766,000 0.82%
29 GUGGENHEIM CAPITAL LLC 162,938 4,956,000 0.71%
30 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 161,798 4,922,000 0.70%
31 DEUTSCHE BANK AG\ 149,391 4,542,000 0.65%
32 COMMONWEALTH BANK OF AUSTRALIA 149,252 4,540,000 0.65%
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 148,593 4,521,000 0.64%
34 STRS OHIO 145,251 4,419,000 0.63%
35 ZACKS INVESTMENT MANAGEMENT 144,870 4,410,000 0.63%
36 BlackRock Investment Management, LLC 142,292 4,329,000 0.62%
37 UBS AG 139,128 4,232,000 0.60%
38 ROYAL BANK OF CANADA 125,302 3,814,000 0.54%
39 Numeric Investors LLC 118,100 3,593,000 0.51%
40 Legal & General Group Plc 117,898 3,588,000 0.51%
41 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 116,900 3,556,000 0.51%
42 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 102,118 3,106,000 0.44%
43 SMITH HAYES Advisers, Inc 99,649 3,031,000 0.43%
44 PARAMETRIC PORTFOLIO ASSOCIATES LLC 94,629 2,879,000 0.41%
45 MILLENNIUM MANAGEMENT LLC 88,046 2,678,000 0.38%
46 MANAGED ACCOUNT ADVISORS LLC 85,872 2,612,000 0.37%
47 JPMORGAN CHASE & CO 78,247 2,379,000 0.34%
48 RHUMBLINE ADVISERS 78,018 2,373,000 0.34%
49 NEW YORK STATE COMMON RETIREMENT FUND 77,060 2,344,000 0.33%
50 SEGALL BRYANT & HAMILL, LLC 76,606 2,330,000 0.33%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.