| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,382,519 | 12,069,000 | 14.27% | ||
| 2 | UBS Group AG | 997,071 | 8,704,000 | 10.29% | ||
| 3 | ALPS ADVISORS INC | 920,464 | 8,036,000 | 9.50% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 847,480 | 7,399,000 | 8.75% | ||
| 5 | CREDIT SUISSE AG/ | 845,030 | 7,377,000 | 8.72% | ||
| 6 | Advisors Asset Management, Inc. | 825,482 | 7,206,000 | 8.52% | ||
| 7 | MANGROVE PARTNERS IM, LLC | 610,877 | 5,333,000 | 6.31% | ||
| 8 | TAM Capital Management Inc. | 570,117 | 4,977,000 | 5.88% | ||
| 9 | DEUTSCHE BANK AG\ | 414,238 | 3,615,000 | 4.27% | ||
| 10 | KEMPER Corp | 390,000 | 3,405,000 | 4.03% | ||
| 11 | PVG Asset Management | 377,015 | 3,291,342 | 3.89% | ||
| 12 | STEELHEAD PARTNERS LLC | 343,581 | 2,999,000 | 3.55% | ||
| 13 | JPMORGAN CHASE & CO | 264,153 | 2,306,000 | 2.73% | ||
| 14 | Muzinich & Co., Inc. | 221,136 | 1,882,000 | 2.23% | ||
| 15 | BB&T SECURITIES, LLC | 104,250 | 910,000 | 1.08% | ||
| 16 | ROYAL BANK OF CANADA | 83,650 | 730,000 | 0.86% | ||
| 17 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 73,330 | 640,000 | 0.76% | ||
| 18 | MILLENNIUM MANAGEMENT LLC | 65,600 | 573,000 | 0.68% | ||
| 19 | BRINKER CAPITAL INC | 48,339 | 422,000 | 0.50% | ||
| 20 | Janney Montgomery Scott LLC | 45,400 | 396,000 | 0.47% | ||
| 21 | PORTLAND INVESTMENT COUNSEL INC. | 42,113 | 368,000 | 0.44% | SH | |
| 22 | GUGGENHEIM CAPITAL LLC | 41,864 | 365,000 | 0.43% | ||
| 23 | BESSEMER GROUP INC | 22,957 | 200,000 | 0.24% | ||
| 24 | GOLDMAN SACHS GROUP INC | 19,288 | 168,000 | 0.20% | ||
| 25 | STIFEL FINANCIAL CORP | 18,855 | 165,000 | 0.20% | ||
| 26 | NORTHERN TRUST CORP | 17,878 | 156,000 | 0.18% | ||
| 27 | CITIGROUP INC | 17,410 | 152,000 | 0.18% | ||
| 28 | BARCLAYS PLC | 16,547 | 133,000 | 0.16% | ||
| 29 | BANK OF AMERICA CORP /DE/ | 13,994 | 122,000 | 0.14% | ||
| 30 | TWO SIGMA SECURITIES, LLC | 11,224 | 98,000 | 0.12% | ||
| 31 | CITADEL ADVISORS LLC | 10,985 | 96,000 | 0.11% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 10,000 | 87,000 | 0.10% | ||
| 33 | WESTPORT RESOURCES MANAGEMENT INC | 7,600 | 66,000 | 0.08% | ||
| 34 | WELLS FARGO & COMPANY/MN | 7,437 | 65,000 | 0.08% | ||
| 35 | Edge Wealth Management LLC | 3,300 | 29,000 | 0.03% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 2,000 | 17,000 | 0.02% | ||
| 37 | Regal Investment Advisors LLC | 1,200 | 10,000 | 0.01% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 9,000 | 0.01% | ||
| 39 | Hudock, Inc. | 453 | 3,000 | 0.00% | ||
| 40 | Tower Research Capital LLC (TRC) | 258 | 2,000 | 0.00% | ||
| 41 | US BANCORP \DE\ | 200 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
