| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,691,835 | 12,587,000 | 8.88% | ||
| 2 | PVG Asset Management | 1,684,554 | 12,533,087 | 8.85% | ||
| 3 | AMERICAN FINANCIAL GROUP INC | 1,467,658 | 10,919,000 | 7.71% | ||
| 4 | UBS Group AG | 1,158,221 | 8,617,000 | 6.08% | ||
| 5 | ALLIANCEBERNSTEIN L.P. | 1,086,641 | 8,085,000 | 5.71% | ||
| 6 | Advisors Asset Management, Inc. | 1,021,545 | 7,600,000 | 5.36% | ||
| 7 | Invesco Ltd. | 1,019,335 | 7,583,000 | 5.35% | ||
| 8 | Hurley Capital, LLC | 805,178 | 7,005,524 | 4.94% | ||
| 9 | Hilton Capital Management, LLC | 882,922 | 6,569,000 | 4.64% | SH | |
| 10 | MORGAN STANLEY | 794,288 | 5,910,000 | 4.17% | ||
| 11 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 699,266 | 5,203,000 | 3.67% | ||
| 12 | MANGROVE PARTNERS IM, LLC | 615,714 | 4,581,000 | 3.23% | ||
| 13 | Muzinich & Co., Inc. | 473,990 | 3,512,000 | 2.48% | ||
| 14 | Janney Montgomery Scott LLC | 449,572 | 3,345,000 | 2.36% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 295,153 | 2,195,000 | 1.55% | ||
| 16 | WELLS FARGO & COMPANY/MN | 291,154 | 2,166,000 | 1.53% | ||
| 17 | BlackRock Group LTD | 269,257 | 2,003,000 | 1.41% | ||
| 18 | CREDIT SUISSE AG/ | 264,603 | 1,969,000 | 1.39% | ||
| 19 | VAN ECK ASSOCIATES CORP | 250,554 | 1,864,000 | 1.32% | ||
| 20 | West Family Investments, Inc. | 245,497 | 1,826,000 | 1.29% | ||
| 21 | SHIKIAR ASSET MANAGEMENT INC | 237,900 | 1,770,000 | 1.25% | ||
| 22 | CUE ADVISORY SERVICES, INC. | 220,100 | 1,638,000 | 1.16% | ||
| 23 | MILLENNIUM MANAGEMENT LLC | 212,986 | 1,585,000 | 1.12% | ||
| 24 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 181,589 | 1,351,000 | 0.95% | ||
| 25 | GOLDMAN SACHS GROUP INC | 138,340 | 1,029,000 | 0.73% | ||
| 26 | BARCLAYS PLC | 146,033 | 1,022,000 | 0.72% | ||
| 27 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 135,700 | 1,010,000 | 0.71% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 132,271 | 984,000 | 0.69% | ||
| 29 | LPL Financial LLC | 115,111 | 894,000 | 0.63% | ||
| 30 | PUTNAM INVESTMENTS LLC | 101,944 | 759,000 | 0.54% | ||
| 31 | Texas Yale Capital Corp. | 99,700 | 742,000 | 0.52% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 96,505 | 718,000 | 0.51% | ||
| 33 | Independent Portfolio Consultants, Inc. | 90,690 | 675,000 | 0.48% | ||
| 34 | MANNING & NAPIER ADVISORS LLC | 80,950 | 601,000 | 0.42% | ||
| 35 | Legal & General Group Plc | 76,607 | 571,000 | 0.40% | ||
| 36 | SALEM INVESTMENT COUNSELORS INC | 12,325 | 569,000 | 0.40% | ||
| 37 | EATON VANCE MANAGEMENT | 74,500 | 554,000 | 0.39% | ||
| 38 | Cambridge Investment Research Advisors, Inc. | 66,419 | 494,000 | 0.35% | ||
| 39 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 58,096 | 432,000 | 0.30% | ||
| 40 | Sigma Planning Corp | 57,204 | 426,000 | 0.30% | ||
| 41 | HSBC HOLDINGS PLC | 57,000 | 424,000 | 0.30% | ||
| 42 | AMERIPRISE FINANCIAL INC | 54,897 | 408,000 | 0.29% | ||
| 43 | TCW GROUP INC | 51,800 | 385,000 | 0.27% | ||
| 44 | NWAM LLC | 50,000 | 372,000 | 0.26% | ||
| 45 | Greenwich Investment Management, Inc. | 49,160 | 365,000 | 0.26% | ||
| 46 | ROYAL BANK OF CANADA | 42,561 | 317,000 | 0.22% | ||
| 47 | CITIGROUP INC | 41,428 | 308,000 | 0.22% | ||
| 48 | Orinda Asset Management LLC | 40,455 | 301,000 | 0.21% | ||
| 49 | HL FINANCIAL SERVICES LLC | 35,894 | 267,000 | 0.19% | ||
| 50 | CFO4Life, L.P. | 35,630 | 265,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
