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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q1)
Original 13F HR (0001140361-15-020025) filed in 2015.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SWIFT ENERGY CO 29,000 12 0.01%
2 ON TRACK INNOVATION LTD 15,380 23 0.02%
3 ALPHA NATURAL RESOURCES 96,000 27 0.03%
4 ION GEOPHYSICAL CORP 16,046 35 0.04%
5 MERU NETWORKS INC 24,375 35 0.04%
6 FRONTLINE LTD ORD 15,769 35 0.04%
7 ATLANTIC PWR CORP 12,882 36 0.04%
8 PARKER DRILLING COMPANY 10,334 36 0.04%
9 RIGEL PHARMACEUTICAL INC 10,893 39 0.04%
10 VAALCO ENERGY INC 17,334 42 0.04%
11 GIGPEAK INC 38,447 47 0.05%
12 TeleCommunication Systems Inc. 12,170 47 0.05%
13 ARCH COAL INC 205,000 48 0.05%
14 REX ENERGY CORPORATION 15,456 57 0.06%
15 COMSTOCK RES INC COM NEW 17,422 62 0.06%
16 MERGE HEALTHCARE INC 13,937 62 0.06%
17 CAREER EDUCATION CRP 12,566 63 0.06%
18 ADCARE HEALTH SYSTEMS INC 14,589 64 0.06%
19 EMCORE CORP 12,020 65 0.07%
20 BAZAARVOICE INC 11,474 65 0.07%
21 STERLING CONSTRUCTION CO INC 14,820 67 0.07%
22 HUDSON TECHNOLOGIES INC 16,368 68 0.07%
23 ANGIES LIST INC 13,300 78 0.08%
24 Nuverra Environmental Solutions Inc 22,981 82 0.08%
25 Cinedigm Corp 52,233 85 0.09%
26 API TECHNOLOGIES CORP 41,934 87 0.09%
27 LATTICE SEMICONDUCTOR CORP 14,652 93 0.09%
28 SFX ENTMT INC 22,707 93 0.09%
29 PMC-SIERRA INC 10,379 96 0.10%
30 FIVE STAR SENIOR LIVING INC 22,230 99 0.10%
31 CHRISTOPHER & BANKS CORP 18,000 100 0.10%
32 INVESTORS REAL 13,300 100 0.10%
33 New York REIT Inc 10,333 108 0.11%
34 CHANNELADVISOR CORP COM 11,439 111 0.11%
35 ABERDEEN ASIA PACIFIC INCOM 20,970 113 0.11%
36 NUVEEN PREFERRED SECURITIES 12,409 113 0.11%
37 COMMERCIAL VEH GROUP INC 17,670 114 0.11%
38 BUILDERS FIRSTSOURCE 17,232 115 0.12%
39 ALLOT COMMUNICATIONS LTD 13,110 115 0.12%
40 QUANTUM CORP COM DSSG 72,085 115 0.12%
41 GREAT LAKES DREDGE & DOCK CO 19,290 116 0.12%
42 RIGHTSIDE GROUP LTD 11,928 121 0.12%
43 ZYNGA INC 44,034 125 0.13%
44 ENERNOC INC 11,400 130 0.13%
45 SCICLONE PHARMACEUTICALS INC 14,742 131 0.13%
46 PENN WEST PETE LTD NEW 80,297 133 0.13%
47 TREMOR VIDEO INC 56,868 133 0.13%
48 SUNOCO LP SUNOCO FIN CORP 130,000 134 0.14%
49 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW 50,627 135 0.14%
50 FORBES ENERGY SERVICES LTD 208,000 141 0.14%
Page 1 of 6
New Holding filing (0001493152-17-007908) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 153,500 31,687 48.93% Call
2 SPDR S&P 500 ETF TR 25,000 5,161 7.97% Put
3 SPDR S&P 500 ETF TR 20,000 4,129 6.38% Put
4 Ishares - Japan 29,200 1,464 2.26% Call
5 WESTERN DIGITAL CORP 15,000 1,365 2.11% Call
6 BROADCOM CORP CL A 30,000 1,299 2.01% Call
7 XILINX INC 30,000 1,269 1.96% Call
8 XILINX INC 30,000 1,269 1.96% Call
9 E M C CORP MASS COM 45,000 1,150 1.78% Call
10 CISCO SYS INC 35,000 963 1.49% Call
11 BROADCOM CORP CL A 20,000 866 1.34% Call
12 YELP INC 17,200 814 1.26% Call
13 MAXIM INTEGR 22,500 783 1.21% Call
14 YUM BRANDS INC 13,500 764 1.18% Call
15 Market Vectors Biotech 5,500 713 1.10% Put
16 DELPHI AUTOMOTIVE PLC 8,000 638 0.99% Call
17 F5 NETWORKS INC 5,500 632 0.98% Call
18 ISHARES TR 5,000 622 0.96% Put
19 MAXIM INTEGR 16,900 588 0.91% Call
20 YUM BRANDS INC 10,000 566 0.87% Call
21 OMNIVISION TECHS INC 19,600 517 0.80% Put
22 TIVO INC 25,700 468 0.72% Call
23 HD SUPPLY HLDGS INCORPORATED 15,000 467 0.72% Call
24 NVIDIA CORPORATION 22,200 465 0.72% Call
25 DOVER CORP 5,900 408 0.63% Call
26 DIEBOLD NXDF INC 11,400 404 0.62% Call
27 VMWARE INC 4,600 377 0.58% Call
28 FORTINET INC 10,500 367 0.57% Put
29 TECH DATA CORP 6,300 364 0.56% Call
30 QORVO INC 4,500 359 0.55% Call
31 ALIBABA GROUP HLDG LTD 4,200 350 0.54% Call
32 ARM HOLDINGS PLC ADR 7,000 345 0.53% Call
33 CITRIX SYS INC 5,800 295 0.46% Call
34 ROCKWELL AUTOMATION INC 2,500 290 0.45% Call
35 TERADYNE INC 15,000 283 0.44% Call
36 MAXIM INTEGR 8,000 278 0.43% Call
37 CURRENCYSHARES JAPANESE YEN TRUST 3,400 275 0.42% Put
38 BAIDU INC 1,300 271 0.42% Call
39 AT&T INC 8,000 261 0.40% Call
40 INTERSIL CORP 18,000 258 0.40% Call
41 MICROSOFT CORP 6,000 244 0.38% Call
42 AMERICAN EXPRESS CO 3,000 234 0.36% Call
43 INFORMATICA CORP 5,000 219 0.34% Call
44 PROSHARES TR 10,000 213 0.33% Call
New Holding filing (0001493152-16-010672) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 25,042 5,169 31.07%
2 ISHARES TR 7,051 877 5.27%
3 Vaneck Vectors Gold 28,248 515 3.10%
4 LYONDELLBASELL INDUSTRIES N 4,588 403 2.42%
5 BAIDU INC 1,760 367 2.21%
6 SOUTHERN CO 8,088 358 2.15%
7 DISNEY WALT CO 3,291 345 2.07%
8 SALESFORCE COM INC 4,528 303 1.82%
9 AECOM 9,775 301 1.81%
10 GAMESTOP CORP NEW 7,870 299 1.80%
11 COGENT COMMUNICATIONS HLDGS IN COM NEW 8,412 297 1.79%
12 ISHARES NASDAQ BIOTECHNOLOGY ETF 495 275 1.65%
13 GRAHAM HLDGS CO 260 273 1.64%
14 TRUEBLUE INC COM 11,163 272 1.63%
15 OCCIDENTAL PETE CORP DEL 3,696 270 1.62%
16 BROOKDALE SR LIVING INC 6,897 260 1.56%
17 WELLS FARGO & CO NEW 4,659 253 1.52%
18 NEWPORT CORP 13,219 252 1.51%
19 GARMIN LTD 5,115 243 1.46%
20 AMERICAN EXPRESS CO 3,060 239 1.44%
21 BECTON DICKINSON & CO 1,579 227 1.36%
22 WINNEBAGO INDS INC COM 10,450 222 1.33%
23 COMMUNITY HEALTH SYS INC NEW 4,180 219 1.32%
24 DISH NETWORK A 3,096 217 1.30%
25 VERISIGN INC 3,207 215 1.29%
26 KENNAMETAL INC 6,324 213 1.28%
27 YAHOO INC 4,801 213 1.28%
28 DARDEN RESTAURANTS INC 3,043 211 1.27%
29 WILLIAMS COS INC DEL 4,155 210 1.26%
30 CORNERSTONE ONDEMAND INC 7,220 209 1.26%
31 RALLY SOFTWARE DEV CORP 13,300 209 1.26%
32 PUBLIC SVC ENTERPRISE GRP IN 4,901 205 1.23%
33 REMY INTL INC NEW 9,218 205 1.23%
34 MARINEMAX INC COM 7,686 204 1.23%
35 ALTRIA GROUP INC 4,020 201 1.21%
36 VITESSE SEMICONDUCTOR CORP 34,842 185 1.11%
37 Pandora Media Inc 11,400 185 1.11%
38 FORD MTR CO DEL 11,400 184 1.11%
39 PIER 1 IMPORTS INC 12,112 169 1.02%
40 RPX CORP 11,181 161 0.97%
41 BANC OF CALIFORNIA INC COM 12,650 156 0.94%
42 KBR INC 10,484 152 0.91%
43 AMERICAN VANGUARD CORP COM 10,801 115 0.69%
44 BARRICK GOLD CORP 10,100 111 0.67%
45 OPOWER INC 10,133 103 0.62%
46 RIO ALTO MNG LTD NEW 42,025 103 0.62%
47 PDL BIOPHARMA INC 11,005 77 0.46%
48 EVINE LIVE INC 10,268 69 0.41%
49 MAGNACHIP SEMICONDUCTOR CORP 11,302 62 0.37%
50 CLIFFS NAT RES INC 11,221 54 0.32%
Restatement filing (0001493152-16-010670) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
201 RIGHTSIDE GROUP LTD 11,928 121 0.17%
202 GREAT LAKES DREDGE & DOCK CO 20,037 120 0.17%
203 ALLOT COMMUNICATIONS LTD 13,110 115 0.16%
204 QUANTUM CORP COM DSSG 72,085 115 0.16%
205 COMMERCIAL VEH GROUP INC 17,670 114 0.16%
206 NUVEEN PREFERRED SECURITIES 12,409 114 0.16%
207 ABERDEEN ASIA PACIFIC INCOM 20,970 113 0.16%
208 New York REIT Inc 10,400 109 0.16%
209 INVESTORS REAL 13,300 100 0.14%
210 CHRISTOPHER & BANKS CORP 18,000 100 0.14%
211 LATTICE SEMICONDUCTOR CORP 15,637 99 0.14%
212 FIVE STAR SENIOR LIVING INC 22,230 99 0.14%
213 PMC-SIERRA INC 10,379 96 0.14%
214 API TECHNOLOGIES CORP 41,934 87 0.12%
215 CAREER EDUCATION CRP 17,143 86 0.12%
216 Cinedigm Corp 52,233 85 0.12%
217 Nuverra Environmental Solutions Inc 22,981 82 0.12%
218 ANGIES LIST INC 13,300 78 0.11%
219 REX ENERGY CORPORATION 19,841 74 0.11%
220 BAZAARVOICE INC 12,350 70 0.10%
221 HUDSON TECHNOLOGIES INC 16,368 68 0.10%
222 STERLING CONSTRUCTION CO INC 14,820 67 0.10%
223 EMCORE CORP 12,020 65 0.09%
224 ADCARE HEALTH SYSTEMS INC 14,589 64 0.09%
225 COMSTOCK RES INC COM NEW 17,422 62 0.09%
226 MERGE HEALTHCARE INC 13,937 62 0.09%
227 CENVEO INC 26,600 57 0.08%
228 TeleCommunication Systems Inc. 12,170 47 0.07%
229 VAALCO ENERGY INC 17,334 42 0.06%
230 RIGEL PHARMACEUTICAL INC 11,360 41 0.06%
231 PARKER DRILLING COMPANY 10,334 36 0.05%
232 ATLANTIC PWR CORP 12,882 36 0.05%
233 MERU NETWORKS INC 24,375 35 0.05%
234 ON TRACK INNOVATION LTD 15,380 23 0.03%
Page 5 of 5
Restatement filing (0001140361-15-023794) filed in 2015.06.10. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 MONSANTO CO NEW 2,646 14,498 16.57%
2 CENVEO INC 26,600 1,519 1.74%
3 GOOGLE INC 1,751 960 1.10%
4 EPLUS INC COM 10,574 919 1.05%
5 ISHARES TR 28,772 869 0.99%
6 NEWS CORP CL A 52,832 846 0.97%
7 LIGHT & WONDER INC COM 78,765 844 0.96%
8 NRG Yield Inc 16,162 820 0.94%
9 APPLE INC 6,133 763 0.87%
10 JD COM INC 25,731 756 0.86%
11 COMMSCOPE HLDG COMPANY INCORPORATED 25,516 728 0.83%
12 VULCAN MATLS CO 3,697 708 0.81%
13 SELECT SECTOR SPDR TR 15,838 704 0.80%
14 CONSOLIDATED TOMOKA LD CO 10,948 653 0.75%
15 CSG SYS INTL INC 20,790 632 0.72%
16 SEMPRA ENERGY 5,666 618 0.71%
17 EXTREME NETWORKS INC 188,280 595 0.68%
18 AUTODESK INC 10,068 590 0.67%
19 Global Ship Lease Inc 72,326 585 0.67%
20 UNITED PARCEL SERVICE INC 5,600 543 0.62%
21 HELEN OF TROY CORP LTD 6,638 541 0.62%
22 AUTOZONE INC 779 531 0.61%
23 IAC INTERACTIVECORP 7,809 527 0.60%
24 TABLEAU SOFTWARE INC 5,470 506 0.58%
25 SPDR SERIES TRUST 13,707 505 0.58%
26 HUBBELL INC CLASS B 4,610 505 0.58%
27 ARGAN INC 13,797 499 0.57%
28 DSW INC CL A 13,422 495 0.57%
29 LINCOLN ELEC HLDGS INC 7,576 495 0.57%
30 MOLSON COORS BREWING CO 6,491 483 0.55%
31 AMDOCS LTD 8,842 481 0.55%
32 FLEETCOR TECHNOLOGIES INC 3,120 471 0.54%
33 A10 NETWORKS INC 106,702 462 0.53%
34 QUAD/GRAPHICS INC 20,053 461 0.53%
35 CHIPMOS TECH BERMUDA LTD 18,626 459 0.52%
36 CARBONITE INC COM 32,023 458 0.52%
37 ANALOG DEVICES INC 7,231 456 0.52%
38 M D C HLDGS INC COM 15,879 453 0.52%
39 USG Corp 16,965 453 0.52%
40 GRACO INC 6,279 453 0.52%
41 TIME WARNER INC NEW 2,972 445 0.51%
42 ALLIANCE DATA SYSTEMS CORP 1,500 444 0.51%
43 MORGANS HOTEL GROUP CO 56,482 438 0.50%
44 EASTMAN CHEM CO 6,289 436 0.50%
45 WEBSITE PROS INC COM 22,615 429 0.49%
46 COTT CORP QUE 44,605 418 0.48%
47 MANITEX INTL INC COM 42,888 417 0.48%
48 SHUTTERFLY INC 9,206 416 0.48%
49 DYNEGY INCORPORATED NEW D 13,120 412 0.47%
50 Aerohive Networks, Inc. 92,186 411 0.47%
Page 1 of 5